RiverFront Strategic Income Fund

RIGS • ARCA

RiverFront Strategic Income Fund is an exchange-traded fund on ARCA. As of Q3 2025, 41 institutional investors hold shares in this ETF, with total holdings valued at $61.3M. MORGAN STANLEY is the largest holder with a position valued at $13.4M.

Overview

Overview of institutional ownership in RIGS as of Q3 2025

All Institutions

Institutions: 41
Value Held: $61.3M
Shares Held: 2.6M
Avg Position: $1.5M
Median Position: $410.9K

Hedge Funds

Hedge Funds: 0
Value Held: -
Shares Held: -
Avg Position: -
Median Position: -

Biggest Investors

Institutions with the largest positions in RIGS as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
MORGAN STANLEY RIA/Wealth	Jed Finn CEO	$13.4M 0.00% of portfolio	575.0K shares	Q4 2013 Held for 11y 11m	$1.65T
L LPL Financial LLC Institution	-	$7.9M 0.00% of portfolio	339.8K shares	Q3 2017 Held for 8y 2m	$340.07B
A ALPS ADVISORS INC ETF Provider	Laton Andrew Spahr President	$6.9M 0.04% of portfolio	296.7K shares	Q2 2025 Held for 5 months	$18.0B
Savvy Advisors, Inc. RIA/Wealth	Ritik (Nmn) Malhotra CEO	$3.6M 0.16% of portfolio	153.3K shares	Q4 2024 Held for 11 months	$2.2B
Prospera Financial Services RIA/Wealth	Jared Corey Kushner CEO	$3.4M 0.06% of portfolio	144.6K shares	Q2 2017 Held for 8y 5m	$5.8B
ENVESTNET ASSET MANAGEMENT INC Long Only Manager	Christopher Russell Todd CEO	$2.8M 0.00% of portfolio	121.9K shares	Q2 2015 Held for 10y 5m	$341.99B
ARKANSAS FINANCIAL GROUP, INC. RIA/Wealth	Fredrick Earl Adkins CEO	$2.8M 0.42% of portfolio	121.7K shares	Q4 2022 Held for 2y 11m	$677.4M
RiverFront Investment Group, LLC Long Only Manager	Peter John Quinn CEO	$2.5M 0.04% of portfolio	108.0K shares	Q4 2013 Held for 11y 11m	$5.7B
R ROYAL BANK OF CANADA Institution	-	$2.5M 0.00% of portfolio	105.7K shares	Q4 2013 Held for 11y 11m	$542.04B
Meridian Financial, LLC RIA/Wealth	Georgia Guyott Bruggeman Managing Partner	$2.2M 1.22% of portfolio	93.2K shares	Q4 2021 Held for 3y 11m	$177.5M

Net Capital Flow

Institutional buying and selling activity for RIGS in Q3 2025

Traded: +$3.3M
Buyers: 18
Sellers: 16
Total Bought: +$4.9M
Total Sold: −$1.7M
Avg Position: $1.4M

Biggest Buyers

Institution	Net Bought	Current Position
Savvy Advisors, Inc. RIA/Wealth	+$1.8M +75.8K shares	$3.6M 153.3K shares
R ROYAL BANK OF CANADA Institution	+$1.4M +58.2K shares	$2.5M 105.7K shares
Private Advisor Group, LLC RIA/Wealth	+$580.6K +24.9K shares	$1.7M 72.0K shares
J JANE STREET GROUP, LLC Institution	+$283.5K +12.2K shares	$283.5K 12.2K shares
D DAVIDSON D A & CO Institution	+$243.4K +10.5K shares	$243.4K 10.5K shares
MORGAN STANLEY RIA/Wealth	+$174.9K +7.5K shares	$13.4M 575.0K shares
A Advisor Group Holdings, Inc. Institution	+$148.1K +6.4K shares	$871.3K 37.6K shares
Prospera Financial Services RIA/Wealth	+$111.4K +4.8K shares	$3.4M 144.6K shares
Cetera Investment Advisers RIA/Wealth	+$49.5K +2.1K shares	$692.8K 29.8K shares
L LPL Financial LLC Institution	+$46.5K +2.0K shares	$7.9M 339.8K shares

Biggest Sellers

Institution	Net Sold	Current Position
Oregon Pacific Wealth Management, LLC RIA/Wealth	−$767.6K −33.0K shares	Sold Off 0 shares
A ALPS ADVISORS INC ETF Provider	−$225.9K −9.7K shares	$6.9M 296.7K shares
Kestra Advisory Services, LLC RIA/Wealth	−$188.3K −8.1K shares	$300.9K 12.9K shares
RiverFront Investment Group, LLC Long Only Manager	−$113.2K −4.9K shares	$2.5M 108.0K shares
Koshinski Asset Management, Inc. RIA/Wealth	−$96.6K −4.1K shares	$1.2M 53.4K shares
Janney Montgomery Scott LLC RIA/Wealth	−$94.1K −4.0K shares	$944.8K 40.6K shares
BB&T CORP Institution	−$50.2K −2.2K shares	$1.9M 81.1K shares
Ameritas Advisory Services, LLC RIA/Wealth	−$36.4K −1.6K shares	Sold Off 0 shares
E Elevated Capital Advisors, LLC RIA/Wealth	−$21.7K −932.0 shares	$301.4K 12.9K shares
PFG Advisors RIA/Wealth	−$17.7K −759.0 shares	$372.7K 16.0K shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited RIGS in Q3 2025

New Positions: 2
New Value: $271.5K
Exited Positions: 2
Exited Value: $804.0K

New Positions

Institution	Position Value
D DAVIDSON D A & CO Institution	$243.4K 10.5K shares
Sontag Advisory, LLC RIA/Wealth	$28.1K 1.2K shares

Exited Positions

Institution	Previous Position
Oregon Pacific Wealth Management, LLC RIA/Wealth	$767.6K 33.0K shares
Ameritas Advisory Services, LLC RIA/Wealth	$36.4K 1.6K shares

Options Activity

Institutions with the largest Call and Put options positions in RIGS as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with RIGS as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
Meridian Financial, LLC RIA/Wealth	Georgia Guyott Bruggeman Managing Partner	1.22% $2.2M	93.2K shares	Q4 2021 Held for 3y 11m	$177.5M
ARKANSAS FINANCIAL GROUP, INC. RIA/Wealth	Fredrick Earl Adkins CEO	0.42% $2.8M	121.7K shares	Q4 2022 Held for 2y 11m	$677.4M
L Laraway Financial Inc Institution	-	0.22% $326.2K	14.0K shares	Q4 2021 Held for 3y 11m	$146.5M
Savvy Advisors, Inc. RIA/Wealth	Ritik (Nmn) Malhotra CEO	0.16% $3.6M	153.3K shares	Q4 2024 Held for 11 months	$2.2B
Koshinski Asset Management, Inc. RIA/Wealth	David Paul Koshinski CEO	0.08% $1.2M	53.4K shares	Q4 2019 Held for 5y 11m	$1.5B
E Elevated Capital Advisors, LLC RIA/Wealth	Sean Patrick Lee Managing Partner	0.08% $301.4K	12.9K shares	Q3 2022 Held for 3y 2m	$398.5M
Y YANKCOM Partnership Institution	-	0.06% $137.5K	5.9K shares	Q4 2024 Held for 11 months	$221.9M
Opal Wealth Advisors, LLC RIA/Wealth	Joseph Nino Filosa Managing Partner	0.06% $208.8K	9.0K shares	Q2 2023 Held for 2y 5m	$359.3M
Prospera Financial Services RIA/Wealth	Jared Corey Kushner CEO	0.06% $3.4M	144.6K shares	Q2 2017 Held for 8y 5m	$5.8B
RiverFront Investment Group, LLC Long Only Manager	Peter John Quinn CEO	0.04% $2.5M	108.0K shares	Q4 2013 Held for 11y 11m	$5.7B