Roundhill Generative AI & Technology

CHAT • ARCA

Roundhill Generative AI & Technology is an exchange-traded fund on ARCA. As of Q3 2025, 107 institutional investors hold shares in this ETF, with total holdings valued at $193.4M. JANE STREET GROUP, LLC is the largest holder with a position valued at $37.5M.

Overview

Overview of institutional ownership in CHAT as of Q3 2025

All Institutions

Institutions: 107
Value Held: $193.4M
Shares Held: 3.1M
Avg Position: $1.8M
Median Position: $257.7K

Hedge Funds

Hedge Funds: 3
Value Held: $11.3M
Shares Held: 184.4K
Avg Position: $3.8M
Median Position: $3.2M

Biggest Investors

Institutions with the largest positions in CHAT as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
J JANE STREET GROUP, LLC Institution	-	$37.5M 0.04% of portfolio	610.4K shares	Q2 2023 Held for 2y 5m	$84.1B
MAINSTAY CAPITAL MANAGEMENT LLC /ADV RIA/Wealth	David Paul Kudla CEO	$37.3M 3.74% of portfolio	607.3K shares	Q3 2025 Held for 2 months	$997.6M
L LPL Financial LLC Institution	-	$21.5M 0.01% of portfolio	349.2K shares	Q4 2023 Held for 1y 11m	$340.07B
Gradient Investments LLC RIA/Wealth	Michael Arthur Binger President	$19.6M 0.34% of portfolio	319.4K shares	Q1 2024 Held for 1y 8m	$5.7B
P Price Capital Management, Inc. Hedge Fund•Long/Short	Michael Leon Price President	$7.9M 9.27% of portfolio	128.3K shares	Q3 2025 Held for 2 months	$85.1M
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth	Wayne Michael Bloom CEO	$5.4M 0.01% of portfolio	87.1K shares	Q4 2023 Held for 1y 11m	$71.1B
S SIMPLEX TRADING, LLC Institution	-	$5.2M 0.13% of portfolio	84.0K shares	Q2 2023 Held for 2y 5m	$4.1B
Gemmer Asset Management LLC RIA/Wealth	Patricia Marie Mullin CCO	$4.6M 0.37% of portfolio	75.1K shares	Q1 2024 Held for 1y 8m	$1.2B
BARCLAYS PLC Institution	-	$4.1M 0.00% of portfolio	67.3K shares	Q3 2025 Held for 2 months	$271.65B
Quadcap Wealth Management, LLC RIA/Wealth	David Blair CEO	$3.5M 0.42% of portfolio	57.2K shares	Q3 2025 Held for 2 months	$833.3M

Net Capital Flow

Institutional buying and selling activity for CHAT in Q3 2025

Traded: +$131.7M
Buyers: 82
Sellers: 11
Total Bought: +$132.6M
Total Sold: −$935.8K
Avg Position: $1.7M

Biggest Buyers

Institution	Net Bought	Current Position
J JANE STREET GROUP, LLC Institution	+$37.5M +610.4K shares	$37.5M 610.4K shares
MAINSTAY CAPITAL MANAGEMENT LLC /ADV RIA/Wealth	+$37.3M +607.3K shares	$37.3M 607.3K shares
P Price Capital Management, Inc. Hedge Fund•Long/Short	+$7.9M +128.3K shares	$7.9M 128.3K shares
S SIMPLEX TRADING, LLC Institution	+$5.2M +84.0K shares	$5.2M 84.0K shares
BARCLAYS PLC Institution	+$4.1M +67.3K shares	$4.1M 67.3K shares
L LPL Financial LLC Institution	+$4.1M +66.6K shares	$21.5M 349.2K shares
Gradient Investments LLC RIA/Wealth	+$3.7M +60.3K shares	$19.6M 319.4K shares
Quadcap Wealth Management, LLC RIA/Wealth	+$3.5M +57.2K shares	$3.5M 57.2K shares
Summit Financial, LLC RIA/Wealth	+$3.3M +54.4K shares	$3.3M 54.4K shares
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	+$3.2M +52.6K shares	$3.2M 52.6K shares

Biggest Sellers

Institution	Net Sold	Current Position
Cambridge Investment Research Advisors, Inc. RIA/Wealth	−$355.4K −5.8K shares	$1.1M 17.4K shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	−$319.6K −5.2K shares	$1.8M 29.0K shares
Marshall Wace LLP Institution	−$108.5K −1.8K shares	$285.1K 4.6K shares
RAYMOND JAMES FINANCIAL INC RIA/Wealth	−$75.4K −1.5K shares	Sold Off 0 shares
B Beacon Capital Management, LLC RIA/Wealth	−$29.3K −600.0 shares	Sold Off 0 shares
AE Wealth Management LLC RIA/Wealth	−$15.9K −258.0 shares	$63.0K 1.0K shares
FSA Wealth Management LLC RIA/Wealth	−$12.2K −250.0 shares	Sold Off 0 shares
UBS Group AG Institution	−$11.9K −244.0 shares	Sold Off 0 shares
W WPG Advisers, LLC Institution	−$4.1K −85.0 shares	Sold Off 0 shares
ALBION FINANCIAL GROUP /UT RIA/Wealth	−$3.3K −68.0 shares	Sold Off 0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited CHAT in Q3 2025

New Positions: 44
New Value: $67.1M
Exited Positions: 6
Exited Value: $136.2K

New Positions

Institution	Position Value
MAINSTAY CAPITAL MANAGEMENT LLC /ADV RIA/Wealth	$37.3M 607.3K shares
P Price Capital Management, Inc. Hedge Fund•Long/Short	$7.9M 128.3K shares
BARCLAYS PLC Institution	$4.1M 67.3K shares
Quadcap Wealth Management, LLC RIA/Wealth	$3.5M 57.2K shares
Summit Financial, LLC RIA/Wealth	$3.3M 54.4K shares
INTEGRITY ALLIANCE, LLC. RIA/Wealth	$1.1M 17.3K shares
Concurrent Investment Advisors, LLC RIA/Wealth	$966.9K 15.7K shares
Sivia Capital Partners, LLC RIA/Wealth	$885.0K 14.4K shares
Pensionmark Financial Group, LLC Pension/Endowment	$851.2K 13.8K shares
KESTRA PRIVATE WEALTH SERVICES, LLC RIA/Wealth	$786.3K 12.8K shares

Exited Positions

Institution	Previous Position
RAYMOND JAMES FINANCIAL INC RIA/Wealth	$75.4K 1.5K shares
B Beacon Capital Management, LLC RIA/Wealth	$29.3K 600.0 shares
FSA Wealth Management LLC RIA/Wealth	$12.2K 250.0 shares
UBS Group AG Institution	$11.9K 244.0 shares
W WPG Advisers, LLC Institution	$4.1K 85.0 shares
ALBION FINANCIAL GROUP /UT RIA/Wealth	$3.3K 68.0 shares

Options Activity

Institutions with the largest Call and Put options positions in CHAT as of Q3 2025

Call Positions: 4
Call Value: $10.1M
Put Positions: 2
Put Value: $947.1K

Call Positions

Institution	Position Value
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$7.1M 1.2K contracts
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$2.3M 374.0 contracts
W WOLVERINE TRADING, LLC Institution	$530.8K 87.0 contracts
B Belvedere Trading LLC Institution	$141.5K 23.0 contracts

Put Positions

Institution	Position Value
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$510.5K 83.0 contracts
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$436.7K 71.0 contracts

Most Committed Institutions

Institutions with CHAT as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
P Price Capital Management, Inc. Hedge Fund•Long/Short	Michael Leon Price President	9.27% $7.9M	128.3K shares	Q3 2025 Held for 2 months	$85.1M
MAINSTAY CAPITAL MANAGEMENT LLC /ADV RIA/Wealth	David Paul Kudla CEO	3.74% $37.3M	607.3K shares	Q3 2025 Held for 2 months	$997.6M
Mattson Financial Services, LLC RIA/Wealth	Gary Herman Mattson Managing Partner	0.80% $3.3M	52.9K shares	Q2 2024 Held for 1y 5m	$407.9M
Quadcap Wealth Management, LLC RIA/Wealth	David Blair CEO	0.42% $3.5M	57.2K shares	Q3 2025 Held for 2 months	$833.3M
Gemmer Asset Management LLC RIA/Wealth	Patricia Marie Mullin CCO	0.37% $4.6M	75.1K shares	Q1 2024 Held for 1y 8m	$1.2B
Gradient Investments LLC RIA/Wealth	Michael Arthur Binger President	0.34% $19.6M	319.4K shares	Q1 2024 Held for 1y 8m	$5.7B
Sivia Capital Partners, LLC RIA/Wealth	Corey Blake Saft Managing Partner	0.25% $885.0K	14.4K shares	Q3 2025 Held for 2 months	$354.3M
Endowment Wealth Management, Inc. RIA/Wealth	Prateek Nmn Mehrotra President	0.25% $548.7K	8.9K shares	Q1 2025 Held for 8 months	$220.3M
BXM Wealth LLC RIA/Wealth	Adam Henry Barringer Managing Partner	0.23% $238.3K	3.9K shares	Q3 2025 Held for 2 months	$102.6M
B Berbice Capital Management LLC Institution	-	0.22% $351.5K	5.7K shares	Q3 2025 Held for 2 months	$160.2M

Hedge Fund Spotlight

Discover hedge funds investing in CHAT

Trexquant Investment LP

Hedge Fund • Quant

Portfolio ManagerTaesoon (Tyger) Park

Portfolio Value: $9.7B
Positions: 1,540
Last Reported: Q3 2025

Sector Allocation

Position in Roundhill Generative AI & Technology

Market Value: $219.9K
Shares Held: 3.6K
Portfolio Weight: 0.00%
Owned Since: 2025-Q3

Top Holding	Sector	Market Value	Weight
1 Nvidia NVDA	Semiconductors Technology	$233.6M	2.41%
2 Microsoft MSFT	Software - Infrastructure Technology	$138.5M	1.43%
3 Costco Wholesale COST	Discount Stores Consumer Defensive	$122.3M	1.26%