Franklin U.S. Mid Cap Multifactor Index

FLQM • BATS

Franklin U.S. Mid Cap Multifactor Index is an exchange-traded fund on BATS. As of Q3 2025, 162 institutional investors hold shares in this ETF, with total holdings valued at $1.3B. LPL Financial LLC is the largest holder with a position valued at $174.5M.

Overview

Overview of institutional ownership in FLQM as of Q3 2025

All Institutions

Institutions: 162
Value Held: $1.3B
Shares Held: 23.8M
Avg Position: $8.3M
Median Position: $1.0M

Hedge Funds

Hedge Funds: 2
Value Held: $2.4M
Shares Held: 41.8K
Avg Position: $1.2M
Median Position: $1.2M

Biggest Investors

Institutions with the largest positions in FLQM as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
L LPL Financial LLC Institution	-	$174.5M 0.05% of portfolio	3.1M shares	Q3 2020 Held for 5y 2m	$340.07B
AMERIPRISE FINANCIAL INC Institution	Jim Cracchiolo CEO	$121.8M 0.03% of portfolio	2.2M shares	Q1 2024 Held for 1y 8m	$433.11B
RAYMOND JAMES FINANCIAL INC RIA/Wealth	Steven Robert Marcus CEO	$101.3M 0.03% of portfolio	1.8M shares	Q4 2024 Held for 11 months	$310.43B
Orgel Wealth Management, LLC RIA/Wealth	Mark Alan Orgel Chairman	$79.2M 1.90% of portfolio	1.4M shares	Q3 2024 Held for 1y 2m	$4.2B
Cetera Investment Advisers RIA/Wealth	Joseph Daniel Neary CEO	$60.1M 0.07% of portfolio	1.1M shares	Q1 2024 Held for 1y 8m	$85.4B
N NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Institution	-	$55.1M 0.04% of portfolio	975.5K shares	Q3 2023 Held for 2y 2m	$149.83B
CWM, LLC RIA/Wealth	George Burton White CEO	$54.3M 0.17% of portfolio	962.8K shares	Q2 2023 Held for 2y 5m	$31.5B
BANK OF AMERICA CORP /DE/ Institution	Brian T. Moynihan CEO	$46.2M 0.00% of portfolio	818.6K shares	Q4 2018 Held for 6y 11m	$1.33T
Harbor Group, Inc. RIA/Wealth	Timothy Michael Riley CEO	$41.0M 6.69% of portfolio	725.5K shares	Q2 2024 Held for 1y 5m	$611.9M
MORGAN STANLEY RIA/Wealth	Jed Finn CEO	$39.1M 0.00% of portfolio	691.8K shares	Q2 2023 Held for 2y 5m	$1.65T

Net Capital Flow

Institutional buying and selling activity for FLQM in Q3 2025

Traded: +$24.7M
Buyers: 84
Sellers: 78
Total Bought: +$108.7M
Total Sold: −$84.1M
Avg Position: $7.6M

Biggest Buyers

Institution	Net Bought	Current Position
Cetera Investment Advisers RIA/Wealth	+$16.7M +296.2K shares	$60.1M 1.1M shares
EAGLE WEALTH STRATEGIES LLC RIA/Wealth	+$11.2M +198.0K shares	$22.0M 390.3K shares
Larson Financial Group LLC RIA/Wealth	+$9.6M +169.6K shares	$38.0M 672.3K shares
N NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Institution	+$9.1M +160.9K shares	$55.1M 975.5K shares
BANK OF AMERICA CORP /DE/ Institution	+$8.0M +141.3K shares	$46.2M 818.6K shares
Harbor Group, Inc. RIA/Wealth	+$5.1M +90.8K shares	$41.0M 725.5K shares
J JONES FINANCIAL COMPANIES LLLP Institution	+$4.3M +75.8K shares	$16.7M 295.8K shares
S STIFEL FINANCIAL CORP Long Only Manager	+$4.0M +70.5K shares	$20.7M 367.0K shares
Integrity Financial Corp /WA RIA/Wealth	+$3.8M +66.7K shares	$8.1M 142.9K shares
Orgel Wealth Management, LLC RIA/Wealth	+$3.6M +63.5K shares	$79.2M 1.4M shares

Biggest Sellers

Institution	Net Sold	Current Position
AMERIPRISE FINANCIAL INC Institution	−$27.4M −485.4K shares	$121.8M 2.2M shares
ADAPT WEALTH ADVISORS, LLC RIA/Wealth	−$9.1M −167.7K shares	Sold Off 0 shares
CWM, LLC RIA/Wealth	−$6.0M −106.9K shares	$54.3M 962.8K shares
A ATRIA INVESTMENTS LLC Institution	−$4.7M −82.7K shares	$4.6M 81.6K shares
BYRNE FINANCIAL FREEDOM, LLC RIA/Wealth	−$4.2M −74.6K shares	$2.3M 41.5K shares
W WCG Wealth Advisors LLC Institution	−$3.8M −67.3K shares	$1.7M 29.8K shares
L Leo Wealth, LLC Institution	−$3.2M −59.2K shares	Sold Off 0 shares
Private Advisor Group, LLC RIA/Wealth	−$2.6M −46.6K shares	$31.7M 560.8K shares
THRIVENT FINANCIAL FOR LUTHERANS Insurance Manager	−$2.6M −48.4K shares	Sold Off 0 shares
M Holdings Securities, Inc. RIA/Wealth	−$2.4M −44.4K shares	Sold Off 0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited FLQM in Q3 2025

New Positions: 10
New Value: $6.1M
Exited Positions: 15
Exited Value: $22.6M

New Positions

Institution	Position Value
Smartleaf Asset Management LLC Long Only Manager	$2.7M 47.6K shares
Concurrent Investment Advisors, LLC RIA/Wealth	$1.3M 23.8K shares
Summit Financial, LLC RIA/Wealth	$697.5K 12.4K shares
Forefront Wealth Partners, LLC RIA/Wealth	$648.8K 11.5K shares
WBI INVESTMENTS ETF Provider	$334.9K 5.9K shares
Keystone Financial Group RIA/Wealth	$213.7K 3.8K shares
Steigerwald, Gordon & Koch Inc. RIA/Wealth	$84.1K 1.5K shares
C COMERICA BANK Institution	$51.3K 909.0 shares
Center for Financial Planning, Inc. RIA/Wealth	$18.2K 322.0 shares
W WOLFF WIESE MAGANA LLC Institution	$2.1K 38.0 shares

Exited Positions

Institution	Previous Position
ADAPT WEALTH ADVISORS, LLC RIA/Wealth	$9.1M 167.7K shares
L Leo Wealth, LLC Institution	$3.2M 59.2K shares
THRIVENT FINANCIAL FOR LUTHERANS Insurance Manager	$2.6M 48.4K shares
M Holdings Securities, Inc. RIA/Wealth	$2.4M 44.4K shares
GOLDMAN SACHS GROUP INC Institution	$1.4M 26.3K shares
Kingsview Wealth Management, LLC RIA/Wealth	$1.3M 23.9K shares
J JANE STREET GROUP, LLC Institution	$1.2M 22.9K shares
H HRT FINANCIAL LLC Institution	$495.2K 9.1K shares
Integrated Wealth Concepts LLC RIA/Wealth	$482.7K 8.9K shares
S SCOTIA CAPITAL INC. Institution	$265.2K 4.9K shares

Options Activity

Institutions with the largest Call and Put options positions in FLQM as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with FLQM as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
EAGLE WEALTH STRATEGIES LLC RIA/Wealth	Christopher Thomas Tully President	10.96% $22.0M	390.3K shares	Q1 2025 Held for 8 months	$201.0M
Sherrill & Hutchins Financial Advisory, Inc RIA/Wealth	Mark D Sheerin CEO	8.49% $11.7M	207.6K shares	Q1 2025 Held for 8 months	$138.0M
Harbor Group, Inc. RIA/Wealth	Timothy Michael Riley CEO	6.69% $41.0M	725.5K shares	Q2 2024 Held for 1y 5m	$611.9M
FLYNN ZITO CAPITAL MANAGEMENT, LLC RIA/Wealth	Richard Joseph Zito Managing Partner	6.32% $17.1M	303.1K shares	Q3 2023 Held for 2y 2m	$270.7M
Keystone Financial Services, LLC RIA/Wealth	Nancy Jean Laug-Sholin Managing Partner	5.57% $7.7M	136.7K shares	Q4 2024 Held for 11 months	$138.5M
Beaumont Capital Management, LLC Long Only Manager	Michael B Nierenberg CEO	3.99% $6.0M	106.5K shares	Q3 2024 Held for 1y 2m	$150.6M
Integrity Financial Corp /WA RIA/Wealth	Sarah Jhaleh Archer CIO	3.95% $8.1M	142.9K shares	Q4 2022 Held for 2y 11m	$204.3M
Base Wealth Management LLC RIA/Wealth	Daniel Francis Dilascia Owner	3.12% $5.5M	97.0K shares	Q1 2025 Held for 8 months	$175.5M
A AIFG Consultants Ltd. Institution	-	3.03% $1.7M	30.1K shares	Q4 2024 Held for 11 months	$56.0M
FINANCIAL CONSULATE, INC RIA/Wealth	Michael Patrick Mccarthy CEO	2.93% $20.6M	364.1K shares	Q1 2024 Held for 1y 8m	$701.1M

Hedge Fund Spotlight

Discover hedge funds investing in FLQM

CITADEL ADVISORS LLC

Hedge Fund • Multi-Strategy

Portfolio ManagerKenneth Cordele Griffin

Portfolio Value: $122.08B
Positions: 5,531
Last Reported: Q3 2025

Sector Allocation

Position in Franklin U.S. Mid Cap Multifactor Index

Market Value: $1.5M
Shares Held: 26.9K
Portfolio Weight: 0.00%
Owned Since: 2024-Q3

Top Holding	Sector	Market Value	Weight
1 Microsoft MSFT	Software - Infrastructure Technology	$2.1B	1.68%
2 Nvidia NVDA	Semiconductors Technology	$1.8B	1.50%
3 Meta Platforms, Inc. META	Internet Content & Information Communication Services	$1.4B	1.18%