First Trust Energy AlphaDEX Fund

FXN • ARCA

First Trust Energy AlphaDEX Fund is an exchange-traded fund on ARCA. As of Q3 2025, 115 institutional investors hold shares in this ETF, with total holdings valued at $239.5M. SRS Capital Advisors, Inc. is the largest holder with a position valued at $82.3M.

Overview

Overview of institutional ownership in FXN as of Q3 2025

All Institutions

Institutions: 115
Value Held: $239.5M
Shares Held: 10.9M
Avg Position: $2.1M
Median Position: $192.4K

Hedge Funds

Hedge Funds: 1
Value Held: $207.3K
Shares Held: 12.7K
Avg Position: $207.3K
Median Position: $207.3K

Biggest Investors

Institutions with the largest positions in FXN as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
SRS Capital Advisors, Inc. RIA/Wealth	Gerald Haig Ariyan Chairman	$82.3M 1.19% of portfolio	1.3M shares	Q2 2021 Held for 4y 5m	$6.9B
MORGAN STANLEY RIA/Wealth	Jed Finn CEO	$35.5M 0.00% of portfolio	2.2M shares	≤ Q2 2013 Held for 12y 5m+	$1.65T
L LPL Financial LLC Institution	-	$22.7M 0.01% of portfolio	1.4M shares	≤ Q2 2013 Held for 12y 5m+	$340.07B
WELLS FARGO & COMPANY/MN Institution	Charles W. Scharf CEO	$19.3M 0.00% of portfolio	1.2M shares	≤ Q2 2013 Held for 12y 5m+	$488.50B
RAYMOND JAMES FINANCIAL INC RIA/Wealth	Steven Robert Marcus CEO	$7.1M 0.00% of portfolio	434.6K shares	Q4 2024 Held for 11 months	$310.43B
BANK OF AMERICA CORP /DE/ Institution	Brian T. Moynihan CEO	$6.9M 0.00% of portfolio	423.4K shares	≤ Q2 2013 Held for 12y 5m+	$1.33T
UBS Group AG Institution	Sergio P. Ermotti CEO	$6.6M 0.00% of portfolio	402.4K shares	Q4 2014 Held for 10y 11m	$511.54B
R ROYAL BANK OF CANADA Institution	-	$4.2M 0.00% of portfolio	258.7K shares	≤ Q2 2013 Held for 12y 5m+	$542.04B
Q Quadrature Capital Ltd Institution	-	$3.6M 0.04% of portfolio	222.0K shares	Q1 2025 Held for 8 months	$8.5B
B BNP PARIBAS ARBITRAGE, SA Institution	-	$3.2M 0.00% of portfolio	199.2K shares	Q2 2023 Held for 2y 5m	$126.06B

Net Capital Flow

Institutional buying and selling activity for FXN in Q3 2025

Traded: +$76.6M
Buyers: 38
Sellers: 63
Total Bought: +$100.0M
Total Sold: −$23.4M
Avg Position: $1.9M

Biggest Buyers

Institution	Net Bought	Current Position
SRS Capital Advisors, Inc. RIA/Wealth	+$82.1M +1.3M shares	$82.3M 1.3M shares
MORGAN STANLEY RIA/Wealth	+$6.9M +421.0K shares	$35.5M 2.2M shares
Summit Financial, LLC RIA/Wealth	+$3.0M +182.7K shares	$3.0M 182.7K shares
NAVELLIER & ASSOCIATES INC RIA/Wealth	+$2.0M +123.1K shares	$2.0M 123.1K shares
R ROYAL BANK OF CANADA Institution	+$1.5M +89.8K shares	$4.2M 258.7K shares
Q Quadrature Capital Ltd Institution	+$1.3M +77.8K shares	$3.6M 222.0K shares
$US BANCORP \DE\ logo$ US BANCORP \DE\ Institution	+$876.4K +53.8K shares	$879.0K 53.9K shares
L LPL Financial LLC Institution	+$461.2K +28.3K shares	$22.7M 1.4M shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	+$250.4K +15.4K shares	$449.5K 27.6K shares
Retirement Planning Group RIA/Wealth	+$243.5K +14.9K shares	$243.5K 14.9K shares

Biggest Sellers

Institution	Net Sold	Current Position
B BNP PARIBAS ARBITRAGE, SA Institution	−$7.4M −452.0K shares	$3.2M 199.2K shares
WELLS FARGO & COMPANY/MN Institution	−$4.2M −259.4K shares	$19.3M 1.2M shares
UBS Group AG Institution	−$3.1M −190.0K shares	$6.6M 402.4K shares
BANK OF AMERICA CORP /DE/ Institution	−$1.5M −89.7K shares	$6.9M 423.4K shares
S STIFEL FINANCIAL CORP Long Only Manager	−$1.3M −80.6K shares	$557.4K 34.2K shares
J JANE STREET GROUP, LLC Institution	−$1.2M −77.6K shares	Sold Off 0 shares
RAYMOND JAMES FINANCIAL INC RIA/Wealth	−$692.8K −42.5K shares	$7.1M 434.6K shares
RPg Family Wealth Advisory, LLC RIA/Wealth	−$635.8K −41.9K shares	Sold Off 0 shares
NBC SECURITIES, INC. RIA/Wealth	−$260.3K −16.0K shares	$173.7K 10.7K shares
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth	−$248.9K −15.3K shares	$1.6M 98.2K shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited FXN in Q3 2025

New Positions: 4
New Value: $3.4M
Exited Positions: 13
Exited Value: $2.4M

New Positions

Institution	Position Value
Summit Financial, LLC RIA/Wealth	$3.0M 182.7K shares
Retirement Planning Group RIA/Wealth	$243.5K 14.9K shares
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC RIA/Wealth	$185.7K 11.3K shares
R Root Financial Partners, LLC RIA/Wealth	$10.7K 655.0 shares

Exited Positions

Institution	Previous Position
J JANE STREET GROUP, LLC Institution	$1.2M 77.6K shares
RPg Family Wealth Advisory, LLC RIA/Wealth	$635.8K 41.9K shares
W Waterfront Wealth Inc. RIA/Wealth	$208.5K 13.7K shares
Prosperity Financial Group, Inc. RIA/Wealth	$180.1K 11.9K shares
SILVER OAK SECURITIES, Inc RIA/Wealth	$154.3K 10.2K shares
Ameritas Advisory Services, LLC RIA/Wealth	$10.9K 719.0 shares
Global Trust Asset Management, LLC RIA/Wealth	$6.1K 405.0 shares
Transce3nd, LLC RIA/Wealth	$4.3K 281.0 shares
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. Private Equity	$3.0K 200.0 shares
ARVEST INVESTMENTS, INC. RIA/Wealth	$2.4K 156.0 shares

Options Activity

Institutions with the largest Call and Put options positions in FXN as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with FXN as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
SRS Capital Advisors, Inc. RIA/Wealth	Gerald Haig Ariyan Chairman	1.19% $82.3M	1.3M shares	Q2 2021 Held for 4y 5m	$6.9B
PCG Wealth Advisors, LLC RIA/Wealth	Craig Joseph Kurth CEO	0.70% $2.4M	146.4K shares	Q4 2022 Held for 2y 11m	$340.0M
Crumly & Associates Inc. RIA/Wealth	Scott Michael Norris CEO	0.69% $3.1M	193.2K shares	Q4 2020 Held for 4y 11m	$455.6M
C COTTONWOOD CAPITAL ADVISORS, LLC RIA/Wealth	Matthew Donald Pappas Managing Partner	0.25% $347.2K	21.3K shares	Q4 2021 Held for 3y 11m	$137.3M
NAVELLIER & ASSOCIATES INC RIA/Wealth	Louis Gene Navellier CEO	0.20% $2.0M	123.1K shares	Q3 2025 Held for 2 months	$983.4M
HFG Advisors, Inc. RIA/Wealth	William Ting Hsiang Wang President	0.17% $224.0K	13.7K shares	Q2 2022 Held for 3y 5m	$135.6M
JBR Co Financial Management Inc RIA/Wealth	Damon Christian Meyer CEO	0.14% $333.9K	20.5K shares	Q4 2023 Held for 1y 11m	$236.3M
Global Assets Advisory, LLC RIA/Wealth	Edward Richard Cofrancesco CEO	0.14% $465.0K	28.5K shares	Q3 2023 Held for 2y 2m	$336.3M
K Kesler, Norman & Wride, LLC RIA/Wealth	Kevin Clark Kesler Managing Partner	0.13% $688.3K	42.1K shares	Q3 2022 Held for 3y 2m	$509.8M
1776 Wealth LLC RIA/Wealth	Sean David O'Toole Managing Partner	0.10% $267.3K	16.4K shares	Q4 2019 Held for 5y 11m	$259.4M