Principal U.S. Small-Cap ETF
PSC • NASDAQ
Principal U.S. Small-Cap ETF is an exchange-traded fund on NASDAQ. As of Q3 2025, 59 institutional investors hold shares in this ETF, with total holdings valued at $1.0B. PRINCIPAL FINANCIAL GROUP INC is the largest holder with a position valued at $332.8M.
Overview
Overview of institutional ownership in PSC as of Q3 2025
All Institutions
- Institutions
- 59
- Value Held
- $1.0B
- Shares Held
- 17.8M
- Avg Position
- $17.2M
- Median Position
- $1.1M
Hedge Funds
- Hedge Funds
- 1
- Value Held
- $317.1K
- Shares Held
- 5.6K
- Avg Position
- $317.1K
- Median Position
- $317.1K
Biggest Investors
Institutions with the largest positions in PSC as of Q3 2025
| Institution | Position Value |
|---|---|
 PRINCIPAL FINANCIAL GROUP INC Institution | $332.8M 0.17% of portfolio |
 PRINCIPAL SECURITIES, INC. RIA/Wealth | $126.4M 2.13% of portfolio |
 ENVESTNET ASSET MANAGEMENT INC Long Only Manager | $124.7M 0.04% of portfolio |
 MORGAN STANLEY RIA/Wealth | $82.1M 0.00% of portfolio |
 AMERIPRISE FINANCIAL INC Institution | $75.4M 0.02% of portfolio |
$44.3M 0.07% of portfolio | |
 WELLS FARGO & COMPANY/MN Institution | $42.2M 0.01% of portfolio |
 RAYMOND JAMES FINANCIAL INC RIA/Wealth | $31.9M 0.01% of portfolio |
L LPL Financial LLC Institution | $29.2M 0.01% of portfolio |
 BB&T CORP Institution | $18.4M 0.03% of portfolio |
Net Capital Flow
Institutional buying and selling activity for PSC in Q3 2025
- Traded
- +$159.9M
- Buyers
- 45
- Sellers
- 14
- Total Bought
- +$167.6M
- Total Sold
- −$7.7M
- Avg Position
- $15.8M
Biggest Buyers
| Institution | Net Bought |
|---|---|
AMERIPRISE FINANCIAL INC Institution | +$75.4M +1.3M shares |
MORGAN STANLEY RIA/Wealth | +$18.3M +321.7K shares |
S STIFEL FINANCIAL CORP Long Only Manager | +$8.9M +156.0K shares |
L LPL Financial LLC Institution | +$7.9M +138.5K shares |
N NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Institution | +$7.8M +137.0K shares |
 RFG - Bristol Wealth Advisors, LLC RIA/Wealth | +$6.7M +118.2K shares |
 Rockefeller Capital Management L.P. Long Only Manager | +$6.5M +113.4K shares |
RAYMOND JAMES FINANCIAL INC RIA/Wealth | +$5.0M +87.6K shares |
 Wealth Advisors of Tampa Bay, LLC RIA/Wealth | +$4.2M +73.6K shares |
WELLS FARGO & COMPANY/MN Institution | +$4.1M +71.7K shares |
Biggest Sellers
| Institution | Net Sold |
|---|---|
 TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy | −$2.8M −52.3K shares |
ENVESTNET ASSET MANAGEMENT INC Long Only Manager | −$2.1M −37.0K shares |
PRINCIPAL SECURITIES, INC. RIA/Wealth | −$1.6M −28.1K shares |
−$250.4K −4.4K shares | |
A AMERIFLEX GROUP, INC. Institution | −$247.9K −4.7K shares |
 Sigma Planning Corp RIA/Wealth | −$218.3K −3.8K shares |
A AVAII WEALTH MANAGEMENT, LLC RIA/Wealth | −$213.0K −4.0K shares |
 Smartleaf Asset Management LLC Long Only Manager | −$202.1K −3.5K shares |
 Ameritas Advisory Services, LLC RIA/Wealth | −$79.1K −1.5K shares |
 FIFTH THIRD BANCORP Institution | −$13.7K −257.0 shares |
Entry and Exit Activity
Institutions that initiated new positions or completely exited PSC in Q3 2025
- New Positions
- 13
- New Value
- $23.7M
- Exited Positions
- 5
- Exited Value
- $3.3M
New Positions
| Institution | Position Value |
|---|---|
RFG - Bristol Wealth Advisors, LLC RIA/Wealth | $6.7M 118.2K shares |
Rockefeller Capital Management L.P. Long Only Manager | $6.5M 113.4K shares |
Wealth Advisors of Tampa Bay, LLC RIA/Wealth | $4.2M 73.6K shares |
 CREATIVE FINANCIAL DESIGNS INC /ADV RIA/Wealth | $2.3M 40.4K shares |
T Turning Point Benefit Group, Inc. Institution | $1.4M 25.1K shares |
 MML INVESTORS SERVICES, LLC RIA/Wealth | $883.2K 15.5K shares |
W WealthCare Investment Partners, LLC RIA/Wealth | $598.1K 10.5K shares |
 Gotham Asset Management, LLC Hedge Fund•Long/Short | $317.1K 5.6K shares |
A Advisory Services Network, LLC RIA/Wealth | $312.7K 5.5K shares |
 COZAD ASSET MANAGEMENT INC RIA/Wealth | $279.8K 4.9K shares |
Exited Positions
| Institution | Previous Position |
|---|---|
TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy | $2.8M 52.3K shares |
A AMERIFLEX GROUP, INC. Institution | $247.9K 4.7K shares |
A AVAII WEALTH MANAGEMENT, LLC RIA/Wealth | $213.0K 4.0K shares |
Ameritas Advisory Services, LLC RIA/Wealth | $79.1K 1.5K shares |
FIFTH THIRD BANCORP Institution | $13.7K 257.0 shares |
Options Activity
Institutions with the largest Call and Put options positions in PSC as of Q3 2025
- Call Positions
- 0
- Call Value
- -
- Put Positions
- 0
- Put Value
- -
Call Positions
| Institution | Position Value |
|---|---|
| No call positions found | |
Put Positions
| Institution | Position Value |
|---|---|
| No put positions found | |
Most Committed Institutions
Institutions with PSC as the highest % of their portfolio as of Q3 2025
| Institution | Portfolio Weight |
|---|---|
 Hudson Capital Management LLC RIA/Wealth | 2.80% $10.2M |
PRINCIPAL SECURITIES, INC. RIA/Wealth | 2.13% $126.4M |
 PSI Advisors, LLC RIA/Wealth | 2.12% $8.2M |
RFG - Bristol Wealth Advisors, LLC RIA/Wealth | 1.95% $6.7M |
Wealth Advisors of Tampa Bay, LLC RIA/Wealth | 1.40% $4.2M |
 Integrity Financial Corp /WA RIA/Wealth | 0.89% $1.8M |
T Turning Point Benefit Group, Inc. Institution | 0.86% $1.4M |
K Kraft, Davis & Associates, LLC Institution | 0.51% $2.1M |
W WealthCare Investment Partners, LLC RIA/Wealth | 0.19% $598.1K |
PRINCIPAL FINANCIAL GROUP INC Institution | 0.17% $332.8M |
Hedge Fund Spotlight
Discover hedge funds investing in PSC
Gotham Asset Management, LLC
Hedge Fund • Long/Short
Portfolio ManagerJoel Michael Greenblatt
- Portfolio Value
- $23.1B
- Positions
- 1,678
- Last Reported
- Q3 2025
Sector Allocation
Position in Principal U.S. Small-Cap ETF
- Market Value
- $317.1K
- Shares Held
- 5.6K
- Portfolio Weight
- 0.00%
- Owned Since
- 2025-Q3
| Top Holding | Sector | Market Value | Weight |
|---|---|---|---|
ETF ETF | $3.7B | 16.23% | |
ETF ETF | $612.1M | 2.65% | |
Semiconductors Technology | $534.2M | 2.32% |
