Prospect Capital

PSEC • NASDAQ

Prospect Capital is a asset management company in the financial services sector on NASDAQ, led by John F. Barry III, with a market cap of $1.2B. As of Q3 2025, 17% of shares are held by 222 institutional investors, with VAN ECK ASSOCIATES CORP as the largest holder at 2.21%.

Chief Executive OfficerJohn F. Barry III

Market Cap$1.2B

Asset Management

Financial Services

Employees8.0

Websiteprospectstreet.com

Country

United States of America

Overview

Overview of institutional ownership in PSEC as of Q3 2025 with a market cap of $1.3B

All Institutions

Institutions: 222
Value Held: $222.6M
Shares Held: 80.9M
Avg Position: $1.0M
Median Position: $85.9K

Hedge Funds

Hedge Funds: 14
Value Held: $60.3M
Shares Held: 21.9M
Avg Position: $4.3M
Median Position: $620.4K

Ownership Breakdown

Institutional (non-HF)

12.69%

$162.3M

Hedge Funds

4.72%

$60.3M

Retail & Other

82.59%

$1.1B

Based on market cap of $1.3B as of Q3 2025. Institutional (non-HF) excludes hedge funds to avoid double counting.

Biggest Investors

Institutions with the largest positions in PSEC as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
VAN ECK ASSOCIATES CORP ETF Provider	Jan Frederick Vaneck CEO	$28.2M 0.03% of portfolio	2.21% 10.3M shares	≤ Q2 2013 Held for 12y 5m+	$96.6B
TWO SIGMA ADVISERS, LLC Hedge Fund•Multi-Strategy	Scott David Hoffman CEO	$18.6M 0.04% of portfolio	1.46% 6.8M shares	Q3 2015 Held for 10y 2m	$50.0B
Marshall Wace LLP Institution	Diana Lj Harrison President	$18.3M 0.02% of portfolio	1.43% 6.7M shares	Q2 2025 Held for 5 months	$90.3B
MILLENNIUM MANAGEMENT LLC Hedge Fund•Multi-Strategy	Dan Michael Berkovitz Chairman	$17.1M 0.01% of portfolio	1.34% 6.2M shares	Q4 2023 Held for 1y 11m	$121.98B
TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy	Scott David Hoffman CEO	$11.3M 0.02% of portfolio	0.88% 4.1M shares	Q1 2023 Held for 2y 8m	$62.0B
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	-	$10.3M 0.02% of portfolio	0.80% 3.7M shares	≤ Q2 2013 Held for 12y 5m+	$67.9B
UBS Group AG Institution	Sergio P. Ermotti CEO	$9.5M 0.00% of portfolio	0.74% 3.5M shares	Q4 2014 Held for 10y 11m	$511.54B
G GENDELL JEFFREY L Institution	-	$8.7M 0.16% of portfolio	0.68% 3.2M shares	Q3 2025 Held for 2 months	$5.5B
MORGAN STANLEY RIA/Wealth	Jed Finn CEO	$8.1M 0.00% of portfolio	0.63% 2.9M shares	≤ Q2 2013 Held for 12y 5m+	$1.65T
L LEGAL & GENERAL GROUP PLC Institution	-	$7.5M 0.00% of portfolio	0.59% 2.7M shares	≤ Q2 2013 Held for 12y 5m+	$445.97B

Net Capital Flow

Institutional buying and selling activity for PSEC in Q3 2025

Traded: −$17.1M
Buyers: 126
Sellers: 84
Total Bought: +$71.8M
Total Sold: −$89.0M
Avg Position: $890.5K

Biggest Buyers

Institution	Net Bought	Current Position
MILLENNIUM MANAGEMENT LLC Hedge Fund•Multi-Strategy	+$13.1M +4.8M shares	$17.1M 6.2M shares
G GENDELL JEFFREY L Institution	+$8.7M +3.2M shares	$8.7M 3.2M shares
Marshall Wace LLP Institution	+$7.6M +2.8M shares	$18.3M 6.7M shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	+$7.2M +2.6M shares	$10.3M 3.7M shares
TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy	+$5.6M +2.0M shares	$11.3M 4.1M shares
TWO SIGMA ADVISERS, LLC Hedge Fund•Multi-Strategy	+$4.1M +1.5M shares	$18.6M 6.8M shares
J JANE STREET GROUP, LLC Institution	+$2.9M +1.0M shares	$2.9M 1.0M shares
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	+$2.6M +945.8K shares	$2.6M 945.8K shares
VAN ECK ASSOCIATES CORP ETF Provider	+$2.4M +866.9K shares	$28.2M 10.3M shares
IMC-Chicago, LLC RIA/Wealth	+$1.5M +539.2K shares	$1.5M 539.2K shares

Biggest Sellers

Institution	Net Sold	Current Position
Kingstone Capital Partners Texas, LLC RIA/Wealth	−$75.7M −23.8M shares	Sold Off 0 shares
C Cubist Systematic Strategies, LLC Institution	−$1.4M −513.9K shares	$1.7M 635.7K shares
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth	−$1.2M −420.7K shares	$1.7M 610.5K shares
D DAVIDSON D A & CO Institution	−$1.1M −351.5K shares	Sold Off 0 shares
RAYMOND JAMES FINANCIAL INC RIA/Wealth	−$917.4K −333.6K shares	$1.4M 510.9K shares
L LEGAL & GENERAL GROUP PLC Institution	−$883.3K −320.6K shares	$7.5M 2.7M shares
D DARK FOREST CAPITAL MANAGEMENT LP Pension/Endowment	−$761.6K −277.0K shares	$738.2K 268.4K shares
B Brevan Howard Capital Management LP Institution	−$563.0K −204.7K shares	$571.9K 208.0K shares
Quantbot Technologies LLC Hedge Fund•Quant	−$513.9K −186.9K shares	$148.0K 53.8K shares
Naviter Wealth, LLC RIA/Wealth	−$513.9K −183.8K shares	$1.4M 496.3K shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited PSEC in Q3 2025

New Positions: 14
New Value: $10.7M
Exited Positions: 26
Exited Value: $79.6M

New Positions

Institution	Position Value
G GENDELL JEFFREY L Institution	$8.7M 3.2M shares
IMC-Chicago, LLC RIA/Wealth	$1.5M 539.2K shares
Vident Advisory, LLC ETF Provider	$244.8K 89.0K shares
I INSIGNEO ADVISORY SERVICES, LLC RIA/Wealth	$80.5K 29.3K shares
MAYPORT, LLC RIA/Wealth	$56.6K 20.6K shares
S State of Alaska, Department of Revenue Institution	$51.3K 18.6K shares
A4 Wealth Advisors LLC RIA/Wealth	$34.1K 12.4K shares
Navalign, LLC RIA/Wealth	$27.7K 10.1K shares
FINANCIAL CONSULATE, INC RIA/Wealth	$10.7K 3.9K shares
Union Bankshares Corp Institution	$10.5K 3.8K shares

Exited Positions

Institution	Previous Position
Kingstone Capital Partners Texas, LLC RIA/Wealth	$75.7M 23.8M shares
D DAVIDSON D A & CO Institution	$1.1M 351.5K shares
CWM Advisors, LLC ETF Provider	$392.0K 123.3K shares
Newbridge Financial Services Group, Inc. RIA/Wealth	$343.6K 108.0K shares
R Ridgeline Wealth, LLC Institution	$300.0K 94.3K shares
LITTLEJOHN FINANCIAL SERVICES, INC. RIA/Wealth	$187.4K 58.9K shares
Centiva Capital, LP Hedge Fund•Multi-Strategy	$184.0K 57.9K shares
C Cypress Capital Group RIA/Wealth	$179.4K 56.4K shares
H HRT FINANCIAL LLC Institution	$166.9K 52.5K shares
Navis Wealth Advisors, LLC RIA/Wealth	$159.0K 50.0K shares

Options Activity

Institutions with the largest Call and Put options positions in PSEC as of Q3 2025

Call Positions: 4
Call Value: $439.7K
Put Positions: 6
Put Value: $16.4M

Call Positions

Institution	Position Value
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$180.7K 657.0 contracts
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$159.0K 578.0 contracts
J JANE STREET GROUP, LLC Institution	$72.1K 262.0 contracts
W WOLVERINE TRADING, LLC Institution	$28.0K 106.0 contracts

Put Positions

Institution	Position Value
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$12.8M 46.5K contracts
J JANE STREET GROUP, LLC Institution	$2.0M 7.2K contracts
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$1.5M 5.6K contracts
W WOLVERINE TRADING, LLC Institution	$73.1K 277.0 contracts
MILLENNIUM MANAGEMENT LLC Hedge Fund•Multi-Strategy	- - contracts
Shaolin Capital Management LLC Hedge Fund•Multi-Strategy	- - contracts

Most Committed Institutions

Institutions with PSEC as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
SMH CAPITAL ADVISORS INC RIA/Wealth	Dwayne Alan Moyers President	4.65% $1.2M	0.09% 438.8K shares	Q4 2017 Held for 7y 11m	$25.1M
P Palogic Value Management, L.P. RIA/Wealth	Scott Aubrey Williams Partner	0.88% $2.1M	0.16% 745.8K shares	Q4 2022 Held for 2y 11m	$233.1M
V Virtus Investment Advisers, Inc. Institution	Daphne Tippens Chisolm President	0.52% $1.8M	0.14% 657.6K shares	Q1 2025 Held for 8 months	$348.7M
Tactive Advisors, LLC RIA/Wealth	Edward Joseph Keefe CFO	0.47% $1.6M	0.13% 585.8K shares	Q2 2025 Held for 5 months	$343.9M
T TCFG WEALTH MANAGEMENT, LLC Institution	-	0.30% $748.6K	0.06% 272.2K shares	Q3 2024 Held for 1y 2m	$253.5M
Concorde Asset Management, LLC RIA/Wealth	Danielle Leigh Delongchamp President	0.25% $600.4K	0.05% 217.2K shares	Q3 2025 Held for 2 months	$238.8M
Naviter Wealth, LLC RIA/Wealth	Bentley Edward Blackmon CEO	0.16% $1.4M	0.11% 496.3K shares	Q4 2024 Held for 11 months	$858.6M
G GENDELL JEFFREY L Institution	-	0.16% $8.7M	0.68% 3.2M shares	Q3 2025 Held for 2 months	$5.5B
XML Financial, LLC RIA/Wealth	Brett Shane Bernstein CEO	0.15% $1.8M	0.14% 648.2K shares	Q1 2020 Held for 5y 8m	$1.2B
FAMILY WEALTH PARTNERS, LLC RIA/Wealth	Thomas Edward Dundorf Founder	0.14% $377.5K	0.03% 137.3K shares	Q3 2024 Held for 1y 2m	$266.8M

Hedge Fund Spotlight

Discover hedge funds investing in PSEC

AIGEN INVESTMENT MANAGEMENT, LP

Hedge Fund • Long/Short

Portfolio ManagerJuhua Zhu

Portfolio Value: $646.1M
Positions: 764
Last Reported: Q3 2025

Sector Allocation

Position in Prospect Capital

Market Value: $264.6K
Shares Held: 96.2K
Portfolio Weight: 0.04%
Owned Since: 2025-Q1

Top Holding	Sector	Market Value	Weight
1 Meta Platforms, Inc. META	Internet Content & Information Communication Services	$7.1M	1.10%
2 Honeywell International HON	Conglomerates Industrials	$7.1M	1.10%
3 Boston Scientific BSX	Medical - Devices Healthcare	$6.7M	1.04%