ARK Space Exploration & Innovation

ARKX • BATS

ARK Space Exploration & Innovation is an exchange-traded fund on BATS. As of Q3 2025, 92 institutional investors hold shares in this ETF, with total holdings valued at $36.1M. LPL Financial LLC is the largest holder with a position valued at $8.0M.

Overview

Overview of institutional ownership in ARKX as of Q3 2025

All Institutions

Institutions: 92
Value Held: $36.1M
Shares Held: 1.3M
Avg Position: $392.4K
Median Position: $38.0K

Hedge Funds

Hedge Funds: 3
Value Held: $4.0M
Shares Held: 139.7K
Avg Position: $1.3M
Median Position: $493.2K

Biggest Investors

Institutions with the largest positions in ARKX as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
L LPL Financial LLC Institution	-	$8.0M 0.00% of portfolio	281.4K shares	Q2 2021 Held for 4y 5m	$340.07B
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	Kenneth Cordele Griffin CEO	$3.4M 0.00% of portfolio	119.9K shares	Q2 2021 Held for 4y 5m	$122.08B
D D. E. Shaw & Co., Inc. Institution	-	$1.7M 0.00% of portfolio	59.2K shares	Q3 2025 Held for 2 months	$115.81B
WJ Wealth Management, LLC RIA/Wealth	Jeffry Reeves Jones Owner	$1.5M 0.64% of portfolio	47.7K shares	Q2 2025 Held for 5 months	$234.6M
MORGAN STANLEY RIA/Wealth	Jed Finn CEO	$1.4M 0.00% of portfolio	50.1K shares	Q1 2021 Held for 4y 8m	$1.65T
A Advisor Group Holdings, Inc. Institution	-	$1.2M 0.00% of portfolio	46.4K shares	Q1 2021 Held for 4y 8m	$71.0B
C Canal Insurance CO Institution	-	$1.1M 0.26% of portfolio	40.0K shares	Q2 2021 Held for 4y 5m	$445.8M
UBS Group AG Institution	Sergio P. Ermotti CEO	$1.1M 0.00% of portfolio	37.5K shares	Q3 2021 Held for 4y 2m	$511.54B
RAYMOND JAMES FINANCIAL INC RIA/Wealth	Steven Robert Marcus CEO	$1.0M 0.00% of portfolio	35.2K shares	Q4 2024 Held for 11 months	$310.43B
MARSHALL INVESTMENT MANAGEMENT, LLC RIA/Wealth	Kristin Lynn Schoenfelder President	$963.0K 0.51% of portfolio	33.7K shares	Q3 2025 Held for 2 months	$188.9M

Net Capital Flow

Institutional buying and selling activity for ARKX in Q3 2025

Traded: +$10.1M
Buyers: 50
Sellers: 18
Total Bought: +$14.2M
Total Sold: −$4.1M
Avg Position: $357.4K

Biggest Buyers

Institution	Net Bought	Current Position
L LPL Financial LLC Institution	+$2.4M +83.5K shares	$8.0M 281.4K shares
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	+$2.1M +74.8K shares	$3.4M 119.9K shares
D D. E. Shaw & Co., Inc. Institution	+$1.7M +59.2K shares	$1.7M 59.2K shares
MORGAN STANLEY RIA/Wealth	+$1.3M +44.9K shares	$1.4M 50.1K shares
MARSHALL INVESTMENT MANAGEMENT, LLC RIA/Wealth	+$963.0K +33.7K shares	$963.0K 33.7K shares
WJ Wealth Management, LLC RIA/Wealth	+$919.6K +29.3K shares	$1.5M 47.7K shares
Ferguson Shapiro LLC RIA/Wealth	+$779.8K +27.3K shares	$779.8K 27.3K shares
M M & L Capital Management Ltd Institution	+$773.7K +27.1K shares	$773.7K 27.1K shares
WEDBUSH MORGAN SECURITIES INC RIA/Wealth	+$535.5K +18.8K shares	$535.5K 18.8K shares
OPPENHEIMER & CO INC RIA/Wealth	+$384.9K +13.5K shares	$384.9K 13.5K shares

Biggest Sellers

Institution	Net Sold	Current Position
UBS Group AG Institution	−$1.6M −54.5K shares	$1.1M 37.5K shares
C Canal Insurance CO Institution	−$1.1M −40.0K shares	$1.1M 40.0K shares
MML INVESTORS SERVICES, LLC RIA/Wealth	−$404.7K −16.8K shares	Sold Off 0 shares
BAROMETER CAPITAL MANAGEMENT INC. Long Only Manager	−$292.3K −12.1K shares	Sold Off 0 shares
S SIMPLEX TRADING, LLC Institution	−$243.5K −10.1K shares	Sold Off 0 shares
Jaffetilchin Investment Partners, LLC RIA/Wealth	−$200.3K −8.3K shares	Sold Off 0 shares
Walleye Trading Advisors, LLC Hedge Fund•Multi-Strategy	−$100.9K −3.5K shares	$493.2K 17.3K shares
NBC SECURITIES, INC. RIA/Wealth	−$85.6K −3.0K shares	$17.0K 595.0 shares
Brookstone Capital Management RIA/Wealth	−$37.3K −1.3K shares	$710.8K 24.9K shares
NBZ Investment Advisors LLC RIA/Wealth	−$29.1K −1.0K shares	$40.4K 1.4K shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited ARKX in Q3 2025

New Positions: 15
New Value: $5.7M
Exited Positions: 9
Exited Value: $1.2M

New Positions

Institution	Position Value
D D. E. Shaw & Co., Inc. Institution	$1.7M 59.2K shares
MARSHALL INVESTMENT MANAGEMENT, LLC RIA/Wealth	$963.0K 33.7K shares
Ferguson Shapiro LLC RIA/Wealth	$779.8K 27.3K shares
M M & L Capital Management Ltd Institution	$773.7K 27.1K shares
WEDBUSH MORGAN SECURITIES INC RIA/Wealth	$535.5K 18.8K shares
OPPENHEIMER & CO INC RIA/Wealth	$384.9K 13.5K shares
W WCG Wealth Advisors LLC Institution	$296.5K 10.4K shares
Janney Montgomery Scott LLC RIA/Wealth	$270.6K 9.5K shares
Spire Wealth Management RIA/Wealth	$26.2K 917.0 shares
C Colonial Asset Management, Inc. RIA/Wealth	$11.4K 400.0 shares

Exited Positions

Institution	Previous Position
MML INVESTORS SERVICES, LLC RIA/Wealth	$404.7K 16.8K shares
BAROMETER CAPITAL MANAGEMENT INC. Long Only Manager	$292.3K 12.1K shares
S SIMPLEX TRADING, LLC Institution	$243.5K 10.1K shares
Jaffetilchin Investment Partners, LLC RIA/Wealth	$200.3K 8.3K shares
HARBOR INVESTMENT ADVISORY, LLC RIA/Wealth	$12.1K 500.0 shares
Farther Finance Advisors, LLC RIA/Wealth	$8.1K 337.0 shares
Transce3nd, LLC RIA/Wealth	$1.2K 50.0 shares
Murphy & Mullick Capital Management Corp RIA/Wealth	$1.2K 50.0 shares
C Covestor Ltd Institution	- 7.0 shares

Options Activity

Institutions with the largest Call and Put options positions in ARKX as of Q3 2025

Call Positions: 3
Call Value: $5.4M
Put Positions: 3
Put Value: $3.5M

Call Positions

Institution	Position Value
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$3.1M 1.1K contracts
J JANE STREET GROUP, LLC Institution	$1.7M 608.0 contracts
W WOLVERINE TRADING, LLC Institution	$512.1K 182.0 contracts

Put Positions

Institution	Position Value
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$2.0M 700.0 contracts
J JANE STREET GROUP, LLC Institution	$930.7K 326.0 contracts
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$585.3K 205.0 contracts

Most Committed Institutions

Institutions with ARKX as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
WJ Wealth Management, LLC RIA/Wealth	Jeffry Reeves Jones Owner	0.64% $1.5M	47.7K shares	Q2 2025 Held for 5 months	$234.6M
MARSHALL INVESTMENT MANAGEMENT, LLC RIA/Wealth	Kristin Lynn Schoenfelder President	0.51% $963.0K	33.7K shares	Q3 2025 Held for 2 months	$188.9M
C Canal Insurance CO Institution	-	0.26% $1.1M	40.0K shares	Q2 2021 Held for 4y 5m	$445.8M
Ferguson Shapiro LLC RIA/Wealth	Maury Alan Shapiro Partner	0.25% $779.8K	27.3K shares	Q3 2025 Held for 2 months	$308.0M
M M & L Capital Management Ltd Institution	-	0.15% $773.7K	27.1K shares	Q3 2025 Held for 2 months	$501.4M
CONSULTIVA WEALTH MANAGEMENT, CORP. RIA/Wealth	Luis Alfonso Marino CEO	0.12% $42.8K	1.5K shares	Q1 2025 Held for 8 months	$35.7M
BROWN, LISLE/CUMMINGS, INC. RIA/Wealth	Scott Sawyer Lisle President	0.07% $254.1K	8.9K shares	Q4 2021 Held for 3y 11m	$389.8M
P PFG Investments, LLC Institution	-	0.05% $918.5K	32.2K shares	Q1 2023 Held for 2y 8m	$1.9B
A Advantage Trust Co Institution	-	0.04% $79.9K	2.8K shares	Q2 2025 Held for 5 months	$221.3M
NBZ Investment Advisors LLC RIA/Wealth	Richard Ira Zivi Managing Partner	0.02% $40.4K	1.4K shares	Q4 2024 Held for 11 months	$169.4M

Hedge Fund Spotlight

Discover hedge funds investing in ARKX

Quent Capital, LLC

Hedge Fund • Long/Short

Portfolio ManagerWilliam Albert Jollie

Portfolio Value: $1.2B
Positions: 1,433
Last Reported: Q3 2025

Sector Allocation

Position in ARK Space Exploration & Innovation

Market Value: $70.7K
Shares Held: 2.5K
Portfolio Weight: 0.01%
Owned Since: 2022-Q2

Top Holding	Sector	Market Value	Weight
1 Vanguard Russell 1000 Growth VONG	ETF ETF	$129.0M	10.81%
2 SPDR Nuveen Bloomberg Short Term Municipal Bond SHM	ETF ETF	$79.3M	6.64%
3 iShares MSCI EAFE Growth EFG	ETF ETF	$59.0M	4.94%