AllianzIM U.S. Equity Buffer15 Uncapped Apr

ARLU • BATS

AllianzIM U.S. Equity Buffer15 Uncapped Apr is an exchange-traded fund on BATS. As of Q3 2025, 21 institutional investors hold shares in this ETF, with total holdings valued at $34.1M. COMMONWEALTH EQUITY SERVICES, LLC. is the largest holder with a position valued at $9.6M.

Overview

Overview of institutional ownership in ARLU as of Q3 2025

All Institutions

Institutions: 21
Value Held: $34.1M
Shares Held: 1.1M
Avg Position: $1.6M
Median Position: $400.1K

Hedge Funds

Hedge Funds: 0
Value Held: -
Shares Held: -
Avg Position: -
Median Position: -

Biggest Investors

Institutions with the largest positions in ARLU as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth	Wayne Michael Bloom CEO	$9.6M 0.01% of portfolio	323.8K shares	Q2 2024 Held for 1y 5m	$71.1B
RFG Advisory Group, LLC RIA/Wealth	Shannon Parrott Spotswood CEO	$5.9M 0.19% of portfolio	197.1K shares	Q4 2024 Held for 11 months	$3.1B
ARS Wealth Advisors Group, LLC RIA/Wealth	Michael William Murray CEO	$4.0M 0.40% of portfolio	134.1K shares	Q1 2025 Held for 8 months	$1.0B
STEPHENS INC /AR/ RIA/Wealth	Warren Miles Amerine Stephens CEO	$2.7M 0.04% of portfolio	92.0K shares	Q2 2024 Held for 1y 5m	$7.8B
Kestra Advisory Services, LLC RIA/Wealth	John Vincent Amore President	$2.6M 0.01% of portfolio	87.1K shares	Q2 2024 Held for 1y 5m	$21.7B
USA Financial Portformulas Corp Long Only Manager	Michael David Walters CEO	$2.5M 0.44% of portfolio	83.3K shares	Q1 2025 Held for 8 months	$562.9M
A Allianz Investment Management U.S. LLC Institution	-	$1.5M 0.06% of portfolio	49.9K shares	Q2 2024 Held for 1y 5m	$2.6B
CENTAURUS FINANCIAL, INC. RIA/Wealth	James Ronald Sr King CEO	$1.0M 0.06% of portfolio	34.5K shares	Q2 2025 Held for 5 months	$1.8B
Cetera Investment Advisers RIA/Wealth	Joseph Daniel Neary CEO	$646.0K 0.00% of portfolio	21.7K shares	Q2 2024 Held for 1y 5m	$85.4B
First Heartland Consultants, Inc. RIA/Wealth	David Michael Hoff CEO	$476.6K 0.04% of portfolio	16.0K shares	Q2 2024 Held for 1y 5m	$1.2B

Net Capital Flow

Institutional buying and selling activity for ARLU in Q3 2025

Traded: −$3.1M
Buyers: 5
Sellers: 15
Total Bought: +$1.0M
Total Sold: −$4.1M
Avg Position: $1.4M

Biggest Buyers

Institution	Net Bought	Current Position
STEPHENS INC /AR/ RIA/Wealth	+$324.8K +10.9K shares	$2.7M 92.0K shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	+$309.7K +10.4K shares	$309.7K 10.4K shares
RFG Advisory Group, LLC RIA/Wealth	+$305.3K +10.3K shares	$5.9M 197.1K shares
Cetera Investment Advisers RIA/Wealth	+$98.0K +3.3K shares	$646.0K 21.7K shares
A Advisor Group Holdings, Inc. Institution	+$10.4K +350.0 shares	$148.4K 5.0K shares

Biggest Sellers

Institution	Net Sold	Current Position
A Allianz Investment Management U.S. LLC Institution	−$1.5M −50.0K shares	$1.5M 49.9K shares
USA Financial Portformulas Corp Long Only Manager	−$532.8K −17.9K shares	$2.5M 83.3K shares
SRS Capital Advisors, Inc. RIA/Wealth	−$451.0K −16.2K shares	Sold Off 0 shares
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	−$450.7K −16.2K shares	Sold Off 0 shares
O OLD MISSION CAPITAL LLC Institution	−$431.8K −14.5K shares	$332.8K 11.2K shares
P Patriot Financial Group Insurance Agency, LLC Institution	−$155.5K −5.2K shares	$255.8K 8.6K shares
JPMORGAN CHASE & CO Institution	−$151.3K −5.1K shares	$398.2K 13.4K shares
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth	−$138.7K −4.7K shares	$9.6M 323.8K shares
Kestra Advisory Services, LLC RIA/Wealth	−$122.2K −4.1K shares	$2.6M 87.1K shares
First Heartland Consultants, Inc. RIA/Wealth	−$106.7K −3.6K shares	$476.6K 16.0K shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited ARLU in Q3 2025

New Positions: 1
New Value: $309.7K
Exited Positions: 3
Exited Value: $903.6K

New Positions

Institution	Position Value
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$309.7K 10.4K shares

Exited Positions

Institution	Previous Position
SRS Capital Advisors, Inc. RIA/Wealth	$451.0K 16.2K shares
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$450.7K 16.2K shares
UBS Group AG Institution	$1.9K 68.0 shares

Options Activity

Institutions with the largest Call and Put options positions in ARLU as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with ARLU as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
USA Financial Portformulas Corp Long Only Manager	Michael David Walters CEO	0.44% $2.5M	83.3K shares	Q1 2025 Held for 8 months	$562.9M
ARS Wealth Advisors Group, LLC RIA/Wealth	Michael William Murray CEO	0.40% $4.0M	134.1K shares	Q1 2025 Held for 8 months	$1.0B
RFG Advisory Group, LLC RIA/Wealth	Shannon Parrott Spotswood CEO	0.19% $5.9M	197.1K shares	Q4 2024 Held for 11 months	$3.1B
A Allianz Investment Management U.S. LLC Institution	-	0.06% $1.5M	49.9K shares	Q2 2024 Held for 1y 5m	$2.6B
CENTAURUS FINANCIAL, INC. RIA/Wealth	James Ronald Sr King CEO	0.06% $1.0M	34.5K shares	Q2 2025 Held for 5 months	$1.8B
First Heartland Consultants, Inc. RIA/Wealth	David Michael Hoff CEO	0.04% $476.6K	16.0K shares	Q2 2024 Held for 1y 5m	$1.2B
STEPHENS INC /AR/ RIA/Wealth	Warren Miles Amerine Stephens CEO	0.04% $2.7M	92.0K shares	Q2 2024 Held for 1y 5m	$7.8B
P Patriot Financial Group Insurance Agency, LLC Institution	-	0.03% $255.8K	8.6K shares	Q2 2024 Held for 1y 5m	$773.2M
SILVER OAK SECURITIES, Inc RIA/Wealth	William Elliston Ii Hopkins President	0.03% $400.1K	13.4K shares	Q2 2024 Held for 1y 5m	$1.3B
O OLD MISSION CAPITAL LLC Institution	-	0.01% $332.8K	11.2K shares	Q2 2025 Held for 5 months	$2.4B