DoubleLine Yield Opportunities

DLY • NYSE

DoubleLine Yield Opportunities is a publicly traded company on NYSE. As of Q3 2025, 81 institutional investors hold shares in this company, with total holdings valued at $147.9M. MORGAN STANLEY is the largest holder with a position valued at $36.8M.

Websitedoublelinefunds.com

Overview

Overview of institutional ownership in DLY as of Q3 2025

All Institutions

Institutions: 81
Value Held: $147.9M
Shares Held: 10.3M
Avg Position: $1.8M
Median Position: $408.2K

Hedge Funds

Hedge Funds: 4
Value Held: $8.7M
Shares Held: 580.0K
Avg Position: $2.2M
Median Position: $2.2M

Biggest Investors

Institutions with the largest positions in DLY as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
MORGAN STANLEY RIA/Wealth	Jed Finn CEO	$36.8M 0.00% of portfolio	0.00% 2.4M shares	Q4 2022 Held for 2y 11m	$1.65T
WELLS FARGO & COMPANY/MN Institution	Charles W. Scharf CEO	$29.6M 0.01% of portfolio	0.00% 2.0M shares	Q4 2022 Held for 2y 11m	$488.50B
UBS Group AG Institution	Sergio P. Ermotti CEO	$15.3M 0.00% of portfolio	0.00% 1.0M shares	Q4 2022 Held for 2y 11m	$511.54B
HighTower Advisors, LLC RIA/Wealth	Robert David Oros CEO	$7.1M 0.01% of portfolio	0.00% 469.5K shares	Q4 2024 Held for 11 months	$87.7B
RAYMOND JAMES FINANCIAL INC RIA/Wealth	Steven Robert Marcus CEO	$5.1M 0.00% of portfolio	0.00% 340.6K shares	Q4 2024 Held for 11 months	$310.43B
Shaker Financial Services, LLC RIA/Wealth	Kathryn Shaker Baummer Partner	$4.4M 1.52% of portfolio	0.00% 294.7K shares	Q1 2024 Held for 1y 8m	$291.6M
Polar Securities Inc. Hedge Fund•Multi-Strategy	Richard Gregory Lemaich CEO	$4.3M 0.13% of portfolio	0.00% 285.3K shares	Q2 2025 Held for 5 months	$3.4B
R READYSTATE ASSET MANAGEMENT LP Hedge Fund•Multi-Strategy	David Barnett Grossman Managing Partner	$3.4M 0.34% of portfolio	0.00% 227.5K shares	Q1 2025 Held for 8 months	$1.0B
Journey Advisory Group, LLC RIA/Wealth	Richard Eric Pettway CIO	$2.9M 0.22% of portfolio	0.00% 193.3K shares	Q1 2025 Held for 8 months	$1.4B
Consolidated Portfolio Review Corp RIA/Wealth	Stephen Alfred Distante CEO	$2.9M 0.36% of portfolio	0.00% 191.0K shares	Q1 2023 Held for 2y 8m	$793.2M

Net Capital Flow

Institutional buying and selling activity for DLY in Q3 2025

Traded: +$10.8M
Buyers: 50
Sellers: 21
Total Bought: +$24.0M
Total Sold: −$13.2M
Avg Position: $1.7M

Biggest Buyers

Institution	Net Bought	Current Position
MORGAN STANLEY RIA/Wealth	+$5.2M +345.8K shares	$36.8M 2.4M shares
Shaker Financial Services, LLC RIA/Wealth	+$3.2M +211.3K shares	$4.4M 294.7K shares
R READYSTATE ASSET MANAGEMENT LP Hedge Fund•Multi-Strategy	+$2.2M +148.6K shares	$3.4M 227.5K shares
Pettinga Financial Advisors, LLC RIA/Wealth	+$2.1M +139.3K shares	$2.1M 139.3K shares
W WILEY BROS.-AINTREE CAPITAL, LLC Institution	+$1.8M +120.4K shares	$1.8M 120.4K shares
L LPL Financial LLC Institution	+$1.0M +67.5K shares	$2.4M 160.2K shares
J JANE STREET GROUP, LLC Institution	+$710.7K +47.1K shares	$903.2K 59.9K shares
BALYASNY ASSET MANAGEMENT LLC Hedge Fund•Multi-Strategy	+$616.0K +40.8K shares	$998.3K 66.2K shares
ROBINSON CAPITAL MANAGEMENT, LLC Long Only Manager	+$504.9K +33.5K shares	$504.9K 33.5K shares
Blackhawk Capital Partners LLC. RIA/Wealth	+$480.1K +31.8K shares	$480.1K 31.8K shares

Biggest Sellers

Institution	Net Sold	Current Position
LeConte Wealth Management, LLC RIA/Wealth	−$8.1M −520.7K shares	Sold Off 0 shares
Pensionmark Financial Group, LLC Pension/Endowment	−$2.2M −143.4K shares	$527.9K 35.0K shares
WELLS FARGO & COMPANY/MN Institution	−$549.3K −36.4K shares	$29.6M 2.0M shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	−$505.8K −32.4K shares	Sold Off 0 shares
UBS Group AG Institution	−$480.3K −31.9K shares	$15.3M 1.0M shares
E ELEQUIN CAPITAL LP Hedge Fund•Multi-Strategy	−$272.1K −17.5K shares	Sold Off 0 shares
Creekside Partners RIA/Wealth	−$215.3K −14.3K shares	$1.5M 101.8K shares
E EVOKE WEALTH, LLC RIA/Wealth	−$188.5K −12.5K shares	$1.3M 84.2K shares
P PRECEDENT WEALTH PARTNERS, LLC RIA/Wealth	−$184.4K −11.8K shares	Sold Off 0 shares
Integrated Wealth Concepts LLC RIA/Wealth	−$173.0K −11.1K shares	Sold Off 0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited DLY in Q3 2025

New Positions: 10
New Value: $3.7M
Exited Positions: 6
Exited Value: $9.3M

New Positions

Institution	Position Value
W WILEY BROS.-AINTREE CAPITAL, LLC Institution	$1.8M 120.4K shares
Blackhawk Capital Partners LLC. RIA/Wealth	$480.1K 31.8K shares
LOWE BROCKENBROUGH & CO INC RIA/Wealth	$277.2K 18.4K shares
Blueprint Financial Advisors LLC RIA/Wealth	$271.4K 18.0K shares
Kingsview Wealth Management, LLC RIA/Wealth	$263.9K 17.5K shares
MERCER GLOBAL ADVISORS INC /ADV RIA/Wealth	$215.9K 14.3K shares
SRS Capital Advisors, Inc. RIA/Wealth	$171.9K 11.4K shares
Sovran Advisors, LLC RIA/Wealth	$153.4K 10.4K shares
E EASTERN BANK Institution	$9.0K 600.0 shares
HIGHLINE WEALTH PARTNERS LLC RIA/Wealth	$4.5K 300.0 shares

Exited Positions

Institution	Previous Position
LeConte Wealth Management, LLC RIA/Wealth	$8.1M 520.7K shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$505.8K 32.4K shares
E ELEQUIN CAPITAL LP Hedge Fund•Multi-Strategy	$272.1K 17.5K shares
P PRECEDENT WEALTH PARTNERS, LLC RIA/Wealth	$184.4K 11.8K shares
Integrated Wealth Concepts LLC RIA/Wealth	$173.0K 11.1K shares
JPMORGAN CHASE & CO Institution	$9.9K 638.0 shares

Options Activity

Institutions with the largest Call and Put options positions in DLY as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with DLY as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
Shaker Financial Services, LLC RIA/Wealth	Kathryn Shaker Baummer Partner	1.52% $4.4M	0.00% 294.7K shares	Q1 2024 Held for 1y 8m	$291.6M
Creekside Partners RIA/Wealth	Andrew Shayne Hempeck CEO	0.68% $1.5M	0.00% 101.8K shares	Q2 2024 Held for 1y 5m	$227.0M
Pettinga Financial Advisors, LLC RIA/Wealth	Tonya Faye Borders CEO	0.41% $2.1M	0.00% 139.3K shares	Q3 2025 Held for 2 months	$510.1M
ROBINSON CAPITAL MANAGEMENT, LLC Long Only Manager	James Christopher Robinson CEO	0.37% $504.9K	0.00% 33.5K shares	Q3 2025 Held for 2 months	$136.7M
Consolidated Portfolio Review Corp RIA/Wealth	Stephen Alfred Distante CEO	0.36% $2.9M	0.00% 191.0K shares	Q1 2023 Held for 2y 8m	$793.2M
R READYSTATE ASSET MANAGEMENT LP Hedge Fund•Multi-Strategy	David Barnett Grossman Managing Partner	0.34% $3.4M	0.00% 227.5K shares	Q1 2025 Held for 8 months	$1.0B
Gridiron Partners, LLC Long Only Manager	David Matthew Kamin CIO	0.32% $408.2K	0.00% 526.1K shares	Q4 2023 Held for 1y 11m	$128.2M
Maridea Wealth Management LLC RIA/Wealth	Sean Yuxiang Sun President	0.28% $1.8M	0.00% 123.7K shares	Q4 2024 Held for 11 months	$640.8M
S SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC RIA/Wealth	Stephen John Dygos Managing Partner	0.22% $1.0M	0.00% 67.8K shares	Q4 2022 Held for 2y 11m	$473.1M
Journey Advisory Group, LLC RIA/Wealth	Richard Eric Pettway CIO	0.22% $2.9M	0.00% 193.3K shares	Q1 2025 Held for 8 months	$1.4B

Hedge Fund Spotlight

Discover hedge funds investing in DLY

Polar Securities Inc.

Hedge Fund • Multi-Strategy

Portfolio ManagerRichard Gregory Lemaich

Portfolio Value: $3.4B
Positions: 452
Last Reported: Q3 2025

Sector Allocation

Position in DoubleLine Yield Opportunities

Market Value: $4.3M
Shares Held: 285.3K
Portfolio Weight: 0.13%
Owned Since: 2025-Q2

Top Holding	Sector	Market Value	Weight
1 PHYS Sprott Physical Gold Trust PHYS	Unknown Unknown	$282.9M	8.42%
2 VRNA Verona Pharma VRNA	Unknown Unknown	$103.5M	3.08%
3 Nvidia NVDA	Semiconductors Technology	$90.7M	2.70%

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