First Trust Nasdaq Pharmaceuticals

FTXH • NASDAQ

First Trust Nasdaq Pharmaceuticals is an exchange-traded fund on NASDAQ. As of Q3 2025, 18 institutional investors hold shares in this ETF, with total holdings valued at $6.6M. LPL Financial LLC is the largest holder with a position valued at $3.0M.

Overview

Overview of institutional ownership in FTXH as of Q3 2025

All Institutions

Institutions: 18
Value Held: $6.6M
Shares Held: 231.5K
Avg Position: $366.8K
Median Position: $155.5K

Hedge Funds

Hedge Funds: 0
Value Held: -
Shares Held: -
Avg Position: -
Median Position: -

Biggest Investors

Institutions with the largest positions in FTXH as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
L LPL Financial LLC Institution	-	$3.0M 0.00% of portfolio	104.0K shares	Q4 2022 Held for 2y 11m	$340.07B
GOLDMAN SACHS GROUP INC Institution	David M. Solomon CEO	$904.2K 0.00% of portfolio	31.7K shares	Q4 2022 Held for 2y 11m	$691.34B
ENVESTNET ASSET MANAGEMENT INC Long Only Manager	Christopher Russell Todd CEO	$517.2K 0.00% of portfolio	18.1K shares	Q3 2024 Held for 1y 2m	$341.99B
Summit Investment Advisors, Inc. RIA/Wealth	Tina Jean Udell CEO	$491.5K 0.02% of portfolio	17.2K shares	Q4 2022 Held for 2y 11m	$3.3B
W WMG Financial Advisors, LLC RIA/Wealth	D William Bergner CEO	$305.9K 0.10% of portfolio	10.7K shares	Q4 2022 Held for 2y 11m	$298.5M
Vivaldi Capital Management, LLC RIA/Wealth	David Alan Sternberg CEO	$279.2K 0.04% of portfolio	9.8K shares	Q1 2024 Held for 1y 8m	$703.6M
BANK OF MONTREAL /CAN/ Institution	Darryl White CEO	$263.1K 0.00% of portfolio	9.2K shares	Q4 2023 Held for 1y 11m	$227.19B
Stratos Wealth Partners, LTD. RIA/Wealth	Jeffrey Alan Concepcion CEO	$230.0K 0.00% of portfolio	8.1K shares	Q3 2025 Held for 2 months	$8.4B
MORGAN STANLEY RIA/Wealth	Jed Finn CEO	$168.7K 0.00% of portfolio	5.9K shares	Q4 2023 Held for 1y 11m	$1.65T
S STEPHENSON NATIONAL BANK & TRUST Institution	-	$142.3K 0.04% of portfolio	5.0K shares	Q3 2025 Held for 2 months	$327.5M

Net Capital Flow

Institutional buying and selling activity for FTXH in Q3 2025

Traded: +$245.4K
Buyers: 8
Sellers: 6
Total Bought: +$517.3K
Total Sold: −$272.0K
Avg Position: $347.4K

Biggest Buyers

Institution	Net Bought	Current Position
Stratos Wealth Partners, LTD. RIA/Wealth	+$230.0K +8.1K shares	$230.0K 8.1K shares
S STEPHENSON NATIONAL BANK & TRUST Institution	+$142.3K +5.0K shares	$142.3K 5.0K shares
Summit Investment Advisors, Inc. RIA/Wealth	+$43.4K +1.5K shares	$491.5K 17.2K shares
BANK OF MONTREAL /CAN/ Institution	+$28.6K +1.0K shares	$263.1K 9.2K shares
NBC SECURITIES, INC. RIA/Wealth	+$28.4K +- shares	$28.4K 996.0 shares
UBS Group AG Institution	+$23.2K +814.0 shares	$137.2K 4.8K shares
Vivaldi Capital Management, LLC RIA/Wealth	+$11.0K +384.0 shares	$279.2K 9.8K shares
ENVESTNET ASSET MANAGEMENT INC Long Only Manager	+$10.5K +367.0 shares	$517.2K 18.1K shares

Biggest Sellers

Institution	Net Sold	Current Position
L LPL Financial LLC Institution	−$144.0K −5.0K shares	$3.0M 104.0K shares
RAYMOND JAMES FINANCIAL INC RIA/Wealth	−$57.0K −2.2K shares	Sold Off 0 shares
Steward Partners Investment Advisory, LLC RIA/Wealth	−$47.1K −1.7K shares	$30.7K 1.1K shares
GOLDMAN SACHS GROUP INC Institution	−$13.8K −484.0 shares	$904.2K 31.7K shares
A Advisor Group Holdings, Inc. Institution	−$7.4K −265.0 shares	$84.3K 3.0K shares
W WMG Financial Advisors, LLC RIA/Wealth	−$2.7K −94.0 shares	$305.9K 10.7K shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited FTXH in Q3 2025

New Positions: 2
New Value: $170.7K
Exited Positions: 1
Exited Value: $57.0K

New Positions

Institution	Position Value
S STEPHENSON NATIONAL BANK & TRUST Institution	$142.3K 5.0K shares
NBC SECURITIES, INC. RIA/Wealth	$28.4K 996.0 shares

Exited Positions

Institution	Previous Position
RAYMOND JAMES FINANCIAL INC RIA/Wealth	$57.0K 2.2K shares

Options Activity

Institutions with the largest Call and Put options positions in FTXH as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with FTXH as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
W WMG Financial Advisors, LLC RIA/Wealth	D William Bergner CEO	0.10% $305.9K	10.7K shares	Q4 2022 Held for 2y 11m	$298.5M
S STEPHENSON NATIONAL BANK & TRUST Institution	-	0.04% $142.3K	5.0K shares	Q3 2025 Held for 2 months	$327.5M
Vivaldi Capital Management, LLC RIA/Wealth	David Alan Sternberg CEO	0.04% $279.2K	9.8K shares	Q1 2024 Held for 1y 8m	$703.6M
Summit Investment Advisors, Inc. RIA/Wealth	Tina Jean Udell CEO	0.02% $491.5K	17.2K shares	Q4 2022 Held for 2y 11m	$3.3B
Stratos Wealth Partners, LTD. RIA/Wealth	Jeffrey Alan Concepcion CEO	0.00% $230.0K	8.1K shares	Q3 2025 Held for 2 months	$8.4B
NBC SECURITIES, INC. RIA/Wealth	Bradford Lee Phelan CEO	0.00% $28.4K	996.0 shares	Q3 2025 Held for 2 months	$1.3B
Asset Dedication, LLC RIA/Wealth	John Brent Burns President	0.00% $16.9K	593.0 shares	Q2 2024 Held for 1y 5m	$1.5B
Capital Investment Advisory Services, LLC RIA/Wealth	Richard King Bryant President	0.00% $12.8K	450.0 shares	Q4 2023 Held for 1y 11m	$1.3B
L LPL Financial LLC Institution	-	0.00% $3.0M	104.0K shares	Q4 2022 Held for 2y 11m	$340.07B
HARBOUR INVESTMENTS, INC. RIA/Wealth	Nick William Sondel CEO	0.00% $23.8K	836.0 shares	Q4 2022 Held for 2y 11m	$4.3B