Horizon Technology Finance

HRZN • NASDAQ

Horizon Technology Finance is a asset management company in the financial services sector on NASDAQ, led by Robert D. Pomeroy, Jr., with a market cap of $293.8M. As of Q3 2025, 7% of shares are held by 60 institutional investors, with Green Alpha Advisors, LLC as the largest holder at 1.18%.

Chief Executive OfficerRobert D. Pomeroy, Jr.

Market Cap$293.8M

Asset Management

Financial Services

Websitehorizontechfinance.com

Country

United States of America

Overview

Overview of institutional ownership in HRZN as of Q3 2025 with a market cap of $259.5M

All Institutions

Institutions: 60
Value Held: $19.3M
Shares Held: 3.2M
Avg Position: $321.0K
Median Position: $100.5K

Hedge Funds

Hedge Funds: 7
Value Held: $2.5M
Shares Held: 408.5K
Avg Position: $355.9K
Median Position: $212.9K

Ownership Breakdown

Institutional (non-HF)

6.46%

$16.8M

Hedge Funds

0.96%

$2.5M

Retail & Other

92.58%

$240.3M

Based on market cap of $259.5M as of Q3 2025. Institutional (non-HF) excludes hedge funds to avoid double counting.

Biggest Investors

Institutions with the largest positions in HRZN as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
Green Alpha Advisors, LLC Long Only Manager	Garvin Frederic Jabusch Founder	$3.1M 2.95% of portfolio	1.18% 500.0K shares	Q4 2020 Held for 4y 11m	$103.4M
Marshall Wace LLP Institution	Diana Lj Harrison President	$2.1M 0.00% of portfolio	0.82% 347.8K shares	Q4 2024 Held for 11 months	$90.3B
B BlackRock, Inc. Institution	-	$1.8M 0.00% of portfolio	0.71% 300.6K shares	Q3 2019 Held for 6y 2m	$5.67T
L LEGAL & GENERAL GROUP PLC Institution	-	$1.5M 0.00% of portfolio	0.58% 247.8K shares	Q3 2023 Held for 2y 2m	$445.97B
Connecticut Wealth Management, LLC RIA/Wealth	Kevin Christopher Leahy President	$1.3M 0.06% of portfolio	0.50% 212.0K shares	Q1 2024 Held for 1y 8m	$2.3B
V Virtus Investment Advisers, Inc. Institution	Daphne Tippens Chisolm President	$1.3M 0.37% of portfolio	0.50% 211.3K shares	Q1 2025 Held for 8 months	$348.7M
MILLENNIUM MANAGEMENT LLC Hedge Fund•Multi-Strategy	Dan Michael Berkovitz Chairman	$1.1M 0.00% of portfolio	0.42% 180.2K shares	Q3 2025 Held for 2 months	$121.98B
UBS Group AG Institution	Sergio P. Ermotti CEO	$652.5K 0.00% of portfolio	0.25% 107.0K shares	Q4 2014 Held for 10y 11m	$511.54B
R ROYAL BANK OF CANADA Institution	-	$475.5K 0.00% of portfolio	0.18% 78.0K shares	Q4 2015 Held for 9y 11m	$542.04B
MORGAN STANLEY RIA/Wealth	Jed Finn CEO	$446.7K 0.00% of portfolio	0.17% 73.2K shares	≤ Q2 2013 Held for 12y 5m+	$1.65T

Net Capital Flow

Institutional buying and selling activity for HRZN in Q3 2025

Traded: +$3.3M
Buyers: 27
Sellers: 31
Total Bought: +$6.3M
Total Sold: −$3.0M
Avg Position: $267.5K

Biggest Buyers

Institution	Net Bought	Current Position
Marshall Wace LLP Institution	+$2.0M +333.5K shares	$2.1M 347.8K shares
MILLENNIUM MANAGEMENT LLC Hedge Fund•Multi-Strategy	+$1.1M +180.2K shares	$1.1M 180.2K shares
Green Alpha Advisors, LLC Long Only Manager	+$685.0K +112.3K shares	$3.1M 500.0K shares
Magnetar Financial LLC Hedge Fund•Multi-Strategy	+$434.6K +71.2K shares	$434.6K 71.2K shares
B BlackRock, Inc. Institution	+$412.1K +67.6K shares	$1.8M 300.6K shares
Aquatic Capital Management LLC Hedge Fund•Quant	+$395.5K +64.8K shares	$395.5K 64.8K shares
B Brevan Howard Capital Management LP Institution	+$245.2K +40.2K shares	$245.2K 40.2K shares
V Virtus Investment Advisers, Inc. Institution	+$204.4K +33.5K shares	$1.3M 211.3K shares
UBS Group AG Institution	+$187.4K +30.7K shares	$652.5K 107.0K shares
MORGAN STANLEY RIA/Wealth	+$140.7K +23.1K shares	$446.7K 73.2K shares

Biggest Sellers

Institution	Net Sold	Current Position
Eqis Capital Management, Inc. RIA/Wealth	−$769.3K −106.8K shares	Sold Off 0 shares
TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy	−$639.1K −88.8K shares	Sold Off 0 shares
IMC-Chicago, LLC RIA/Wealth	−$251.4K −34.9K shares	Sold Off 0 shares
TWO SIGMA ADVISERS, LLC Hedge Fund•Multi-Strategy	−$243.4K −39.9K shares	$185.4K 30.4K shares
S Squarepoint Ops LLC Hedge Fund•Quant	−$123.7K −17.2K shares	Sold Off 0 shares
L LEGAL & GENERAL GROUP PLC Institution	−$119.0K −19.5K shares	$1.5M 247.8K shares
L LPL Financial LLC Institution	−$114.9K −18.8K shares	$399.1K 65.4K shares
J JANE STREET GROUP, LLC Institution	−$102.0K −14.2K shares	Sold Off 0 shares
Cambridge Investment Research Advisors, Inc. RIA/Wealth	−$101.3K −14.1K shares	Sold Off 0 shares
Y Y-Intercept Ltd Institution	−$77.3K −10.7K shares	Sold Off 0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited HRZN in Q3 2025

New Positions: 3
New Value: $2.0K
Exited Positions: 11
Exited Value: $2.2M

New Positions

Institution	Position Value
Aspect Partners, LLC RIA/Wealth	$915.0 150.0 shares
FLAGSHIP WEALTH ADVISORS, LLC RIA/Wealth	$622.0 102.0 shares
R Ronald Blue Trust, Inc. Institution	$488.0 80.0 shares

Exited Positions

Institution	Previous Position
Eqis Capital Management, Inc. RIA/Wealth	$769.3K 106.8K shares
TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy	$639.1K 88.8K shares
IMC-Chicago, LLC RIA/Wealth	$251.4K 34.9K shares
S Squarepoint Ops LLC Hedge Fund•Quant	$123.7K 17.2K shares
J JANE STREET GROUP, LLC Institution	$102.0K 14.2K shares
Cambridge Investment Research Advisors, Inc. RIA/Wealth	$101.3K 14.1K shares
Y Y-Intercept Ltd Institution	$77.3K 10.7K shares
T TWO SIGMA SECURITIES, LLC Institution	$76.6K 10.6K shares
MERCER GLOBAL ADVISORS INC /ADV RIA/Wealth	$72.0K 10.0K shares
Flaharty Asset Management, LLC RIA/Wealth	$7.7K 1.1K shares

Options Activity

Institutions with the largest Call and Put options positions in HRZN as of Q3 2025

Call Positions: 3
Call Value: $377.6K
Put Positions: 3
Put Value: $279.1K

Call Positions

Institution	Position Value
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$176.3K 289.0 contracts
J JANE STREET GROUP, LLC Institution	$106.8K 175.0 contracts
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$94.6K 155.0 contracts

Put Positions

Institution	Position Value
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$140.3K 230.0 contracts
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$77.5K 127.0 contracts
W WOLVERINE TRADING, LLC Institution	$61.3K 102.0 contracts

Most Committed Institutions

Institutions with HRZN as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
Green Alpha Advisors, LLC Long Only Manager	Garvin Frederic Jabusch Founder	2.95% $3.1M	1.18% 500.0K shares	Q4 2020 Held for 4y 11m	$103.4M
E ETF Store, Inc. Institution	-	0.38% $352.7K	0.14% 57.8K shares	Q4 2021 Held for 3y 11m	$93.7M
V Virtus Investment Advisers, Inc. Institution	Daphne Tippens Chisolm President	0.37% $1.3M	0.50% 211.3K shares	Q1 2025 Held for 8 months	$348.7M
O OXFORD ASSET MANAGEMENT Institution	Henry Stuart Gibson President	0.08% $208.4K	0.08% 34.2K shares	Q2 2025 Held for 5 months	$272.4M
Connecticut Wealth Management, LLC RIA/Wealth	Kevin Christopher Leahy President	0.06% $1.3M	0.50% 212.0K shares	Q1 2024 Held for 1y 8m	$2.3B
F First Financial Bank, N.A. - Trust Division Institution	-	0.02% $278.9K	0.11% 45.7K shares	Q2 2024 Held for 1y 5m	$1.2B
JACKSON THORNTON ASSET MANAGEMENT, LLC RIA/Wealth	Allison Hartzog Guice President	0.02% $212.0K	0.08% 34.6K shares	Q4 2024 Held for 11 months	$986.1M
Nova Wealth Management, Inc. RIA/Wealth	Amy Christine Novakovich CEO	0.02% $22.7K	0.01% 3.7K shares	Q4 2024 Held for 11 months	$142.0M
Aquatic Capital Management LLC Hedge Fund•Quant	Jonathan Cullen Graham Founder	0.01% $395.5K	0.15% 64.8K shares	Q3 2025 Held for 2 months	$5.4B
V Virtu Financial LLC Institution	-	0.01% $118.9K	0.05% 19.5K shares	Q4 2024 Held for 11 months	$1.6B

Hedge Fund Spotlight

Discover hedge funds investing in HRZN

CITADEL ADVISORS LLC

Hedge Fund • Multi-Strategy

Portfolio ManagerKenneth Cordele Griffin

Portfolio Value: $122.08B
Positions: 5,531
Last Reported: Q3 2025

Sector Allocation

Position in Horizon Technology Finance

Market Value: $102.7K
Shares Held: 16.8K
Portfolio Weight: 0.00%
Owned Since: 2019-Q4

Top Holding	Sector	Market Value	Weight
1 Microsoft MSFT	Software - Infrastructure Technology	$2.1B	1.68%
2 Nvidia NVDA	Semiconductors Technology	$1.8B	1.50%
3 Meta Platforms, Inc. META	Internet Content & Information Communication Services	$1.4B	1.18%