Innovator U.S. Small Cap Power Buffer ETF

KOCT • BATS

Innovator U.S. Small Cap Power Buffer ETF is an exchange-traded fund on BATS. As of Q3 2025, 82 institutional investors hold shares in this ETF, with total holdings valued at $70.7M. Compass Financial Group, Inc. is the largest holder with a position valued at $8.0M.

Overview

Overview of institutional ownership in KOCT as of Q3 2025

All Institutions

Institutions: 82
Value Held: $70.7M
Shares Held: 2.1M
Avg Position: $862.3K
Median Position: $411.0K

Hedge Funds

Hedge Funds: 1
Value Held: $377.7K
Shares Held: 11.4K
Avg Position: $377.7K
Median Position: $377.7K

Biggest Investors

Institutions with the largest positions in KOCT as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
Compass Financial Group, Inc. RIA/Wealth	Blair Charles Shein CEO	$8.0M 3.60% of portfolio	243.2K shares	Q3 2024 Held for 1y 2m	$222.9M
A Advisor Group Holdings, Inc. Institution	-	$5.6M 0.01% of portfolio	172.4K shares	Q1 2020 Held for 5y 8m	$71.0B
Valtinson Bruner Financial Planning LLC RIA/Wealth	Lauris Devon Valtinson Managing Partner	$3.9M 1.16% of portfolio	118.6K shares	Q4 2022 Held for 2y 11m	$336.1M
Cetera Investment Advisers RIA/Wealth	Joseph Daniel Neary CEO	$3.9M 0.00% of portfolio	116.9K shares	Q4 2021 Held for 3y 11m	$85.4B
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth	Wayne Michael Bloom CEO	$3.3M 0.00% of portfolio	100.7K shares	Q4 2021 Held for 3y 11m	$71.1B
BB&T CORP Institution	William H. Rogers, Jr. CEO	$2.5M 0.00% of portfolio	76.1K shares	Q4 2021 Held for 3y 11m	$73.6B
G Global Strategic Investment Solutions, LLC Institution	-	$2.5M 0.25% of portfolio	74.4K shares	Q3 2022 Held for 3y 2m	$1.0B
ENVESTNET ASSET MANAGEMENT INC Long Only Manager	Christopher Russell Todd CEO	$2.3M 0.00% of portfolio	69.2K shares	Q1 2023 Held for 2y 8m	$341.99B
S SageView Advisory Group, LLC RIA/Wealth	John Turnbull Longley CEO	$1.8M 0.06% of portfolio	54.8K shares	Q4 2022 Held for 2y 11m	$2.9B
L LPL Financial LLC Institution	-	$1.5M 0.00% of portfolio	46.2K shares	Q4 2023 Held for 1y 11m	$340.07B

Net Capital Flow

Institutional buying and selling activity for KOCT in Q3 2025

Traded: +$2.9M
Buyers: 31
Sellers: 37
Total Bought: +$10.5M
Total Sold: −$7.6M
Avg Position: $785.6K

Biggest Buyers

Institution	Net Bought	Current Position
Crown Wealth Group, LLC RIA/Wealth	+$1.4M +41.1K shares	$1.4M 41.1K shares
Capital Investment Advisory Services, LLC RIA/Wealth	+$1.2M +35.1K shares	$1.2M 35.9K shares
MERCER GLOBAL ADVISORS INC /ADV RIA/Wealth	+$1.1M +32.2K shares	$1.1M 32.2K shares
Cetera Investment Advisers RIA/Wealth	+$937.8K +28.4K shares	$3.9M 116.9K shares
Concurrent Investment Advisors, LLC RIA/Wealth	+$826.9K +25.0K shares	$826.9K 25.0K shares
Janney Montgomery Scott LLC RIA/Wealth	+$704.6K +21.3K shares	$704.6K 21.3K shares
Accredited Investors Inc. RIA/Wealth	+$636.6K +19.3K shares	$636.6K 19.3K shares
GM Advisory Group, Inc. RIA/Wealth	+$418.3K +12.7K shares	$418.3K 12.7K shares
AXXCESS WEALTH MANAGEMENT, LLC RIA/Wealth	+$403.8K +12.2K shares	$403.8K 12.2K shares
Quantinno Capital Management LP Hedge Fund•Market Neutral	+$377.7K +11.4K shares	$377.7K 11.4K shares

Biggest Sellers

Institution	Net Sold	Current Position
Kingsview Wealth Management, LLC RIA/Wealth	−$838.4K −25.4K shares	$307.7K 9.3K shares
O OLD MISSION CAPITAL LLC Institution	−$782.9K −25.7K shares	Sold Off 0 shares
RAYMOND JAMES FINANCIAL INC RIA/Wealth	−$547.6K −16.6K shares	$601.5K 18.2K shares
G Global Strategic Investment Solutions, LLC Institution	−$485.1K −14.7K shares	$2.5M 74.4K shares
Kestra Advisory Services, LLC RIA/Wealth	−$413.6K −12.5K shares	$720.5K 21.8K shares
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	−$371.6K −12.2K shares	Sold Off 0 shares
Compass Financial Group, Inc. RIA/Wealth	−$356.2K −10.8K shares	$8.0M 243.2K shares
BB&T CORP Institution	−$353.8K −10.7K shares	$2.5M 76.1K shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	−$342.1K −11.2K shares	Sold Off 0 shares
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth	−$338.3K −10.2K shares	$3.3M 100.7K shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited KOCT in Q3 2025

New Positions: 9
New Value: $5.7M
Exited Positions: 8
Exited Value: $2.3M

New Positions

Institution	Position Value
Crown Wealth Group, LLC RIA/Wealth	$1.4M 41.1K shares
MERCER GLOBAL ADVISORS INC /ADV RIA/Wealth	$1.1M 32.2K shares
Concurrent Investment Advisors, LLC RIA/Wealth	$826.9K 25.0K shares
Accredited Investors Inc. RIA/Wealth	$636.6K 19.3K shares
GM Advisory Group, Inc. RIA/Wealth	$418.3K 12.7K shares
AXXCESS WEALTH MANAGEMENT, LLC RIA/Wealth	$403.8K 12.2K shares
Quantinno Capital Management LP Hedge Fund•Market Neutral	$377.7K 11.4K shares
WEALTHGARDEN F.S. LLC Private Equity	$286.5K 8.6K shares
N NorthCrest Asset Manangement, LLC Long Only Manager	$283.3K 8.5K shares

Exited Positions

Institution	Previous Position
O OLD MISSION CAPITAL LLC Institution	$782.9K 25.7K shares
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$371.6K 12.2K shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$342.1K 11.2K shares
Diversify Advisory Services, LLC RIA/Wealth	$291.2K 9.3K shares
Cypress Wealth Services, LLC RIA/Wealth	$289.1K 9.5K shares
Bellwether Advisors, LLC RIA/Wealth	$125.4K 4.1K shares
Atlantic Private Wealth, LLC RIA/Wealth	$75.6K 2.5K shares
Luminist Capital LLC RIA/Wealth	$2.9K 94.0 shares

Options Activity

Institutions with the largest Call and Put options positions in KOCT as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with KOCT as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
Compass Financial Group, Inc. RIA/Wealth	Blair Charles Shein CEO	3.60% $8.0M	243.2K shares	Q3 2024 Held for 1y 2m	$222.9M
Valtinson Bruner Financial Planning LLC RIA/Wealth	Lauris Devon Valtinson Managing Partner	1.16% $3.9M	118.6K shares	Q4 2022 Held for 2y 11m	$336.1M
DHJJ Financial Advisors, Ltd. RIA/Wealth	Terrence John Cicero President	0.51% $1.5M	45.0K shares	Q4 2020 Held for 4y 11m	$291.4M
Berson & Corrado Investment Advisors, LLC RIA/Wealth	Mark Anthony Corrado Managing Partner	0.46% $762.0K	23.1K shares	Q4 2022 Held for 2y 11m	$167.2M
Crown Wealth Group, LLC RIA/Wealth	Nicholas Martin Kolbenschlag CEO	0.44% $1.4M	41.1K shares	Q3 2025 Held for 2 months	$305.7M
F FSA Advisors, Inc. Institution	-	0.34% $403.2K	12.2K shares	Q4 2023 Held for 1y 11m	$117.1M
Long Island Wealth Management, Inc. RIA/Wealth	Jeffrey Joseph Myers CCO	0.29% $600.9K	18.2K shares	Q4 2023 Held for 1y 11m	$205.4M
G Global Strategic Investment Solutions, LLC Institution	-	0.25% $2.5M	74.4K shares	Q3 2022 Held for 3y 2m	$1.0B
COMMONS CAPITAL, LLC RIA/Wealth	Jonathan David Straus Founder	0.24% $350.1K	10.6K shares	Q2 2025 Held for 5 months	$148.8M
R RETIREMENT GUYS FORMULA LLC Institution	-	0.22% $617.6K	18.7K shares	Q1 2025 Held for 8 months	$281.5M

Hedge Fund Spotlight

Discover hedge funds investing in KOCT

Quantinno Capital Management LP

Hedge Fund • Market Neutral

Portfolio ManagerHoon Nmn Kim

Portfolio Value: $36.6B
Positions: 2,911
Last Reported: Q3 2025

Sector Allocation

Position in Innovator U.S. Small Cap Power Buffer ETF

Market Value: $377.7K
Shares Held: 11.4K
Portfolio Weight: 0.00%
Owned Since: 2025-Q3

Top Holding	Sector	Market Value	Weight
1 Nvidia NVDA	Semiconductors Technology	$2.1B	5.71%
2 Apple AAPL	Consumer Electronics Technology	$1.9B	5.06%
3 Microsoft MSFT	Software - Infrastructure Technology	$1.4B	3.93%