AAM Low Duration Preferred and Income Securities
PFLD • ARCA
AAM Low Duration Preferred and Income Securities is an exchange-traded fund on ARCA. As of Q3 2025, 65 institutional investors hold shares in this ETF, with total holdings valued at $270.5M. MORGAN STANLEY is the largest holder with a position valued at $100.8M.
Overview
Overview of institutional ownership in PFLD as of Q3 2025
All Institutions
- Institutions
- 65
- Value Held
- $270.5M
- Shares Held
- 13.7M
- Avg Position
- $4.2M
- Median Position
- $473.0K
Hedge Funds
- Hedge Funds
- 3
- Value Held
- $8.0M
- Shares Held
- 403.4K
- Avg Position
- $2.7M
- Median Position
- $2.2M
Biggest Investors
Institutions with the largest positions in PFLD as of Q3 2025
| Institution | Position Value |
|---|---|
 MORGAN STANLEY RIA/Wealth | $100.8M 0.01% of portfolio |
 WELLS FARGO & COMPANY/MN Institution | $50.6M 0.01% of portfolio |
L LPL Financial LLC Institution | $18.8M 0.01% of portfolio |
$13.0M 2.17% of portfolio | |
 RAYMOND JAMES FINANCIAL INC RIA/Wealth | $10.5M 0.00% of portfolio |
A Advisor Group Holdings, Inc. Institution | $9.3M 0.01% of portfolio |
R ROYAL BANK OF CANADA Institution | $7.6M 0.00% of portfolio |
$7.0M 0.01% of portfolio | |
$5.5M 0.02% of portfolio | |
 Cetera Investment Advisers RIA/Wealth | $5.0M 0.01% of portfolio |
Net Capital Flow
Institutional buying and selling activity for PFLD in Q3 2025
- Traded
- −$2.4M
- Buyers
- 27
- Sellers
- 39
- Total Bought
- +$18.3M
- Total Sold
- −$20.7M
- Avg Position
- $3.7M
Biggest Buyers
| Institution | Net Bought |
|---|---|
 L2 Asset Management, LLC Hedge Fund•Long/Short | +$4.9M +249.3K shares |
+$3.7M +187.7K shares | |
Cetera Investment Advisers RIA/Wealth | +$1.9M +97.5K shares |
J JANE STREET GROUP, LLC Institution | +$1.4M +72.6K shares |
A Advisor Group Holdings, Inc. Institution | +$1.4M +69.9K shares |
 Fidelis Capital Partners, LLC RIA/Wealth | +$997.8K +50.7K shares |
H HB Wealth Management, LLC Institution | +$834.5K +42.4K shares |
A Alpine Bank Wealth Management Institution | +$669.0K +34.0K shares |
R ROYAL BANK OF CANADA Institution | +$649.2K +33.0K shares |
 BANK OF AMERICA CORP /DE/ Institution | +$361.4K +18.3K shares |
Biggest Sellers
| Institution | Net Sold |
|---|---|
L LPL Financial LLC Institution | −$4.7M −240.4K shares |
 Curtis Advisory Group, LLC RIA/Wealth | −$2.6M −134.6K shares |
 Mariner Wealth Advisors, LLC RIA/Wealth | −$2.0M −103.6K shares |
WELLS FARGO & COMPANY/MN Institution | −$1.7M −84.4K shares |
 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC RIA/Wealth | −$1.6M −83.9K shares |
S STIFEL FINANCIAL CORP Long Only Manager | −$1.4M −70.9K shares |
RAYMOND JAMES FINANCIAL INC RIA/Wealth | −$1.0M −51.6K shares |
MORGAN STANLEY RIA/Wealth | −$794.5K −40.3K shares |
 UBS Group AG Institution | −$751.4K −38.1K shares |
 GOLDMAN SACHS GROUP INC Institution | −$408.0K −20.8K shares |
Entry and Exit Activity
Institutions that initiated new positions or completely exited PFLD in Q3 2025
- New Positions
- 5
- New Value
- $6.2M
- Exited Positions
- 9
- Exited Value
- $7.7M
New Positions
| Institution | Position Value |
|---|---|
L2 Asset Management, LLC Hedge Fund•Long/Short | $4.9M 249.3K shares |
Fidelis Capital Partners, LLC RIA/Wealth | $997.8K 50.7K shares |
 Concorde Asset Management, LLC RIA/Wealth | $280.0K 14.2K shares |
 Farther Finance Advisors, LLC RIA/Wealth | $21.9K 1.1K shares |
 J.Safra Asset Management Corp Fund of Funds | $4.7K 240.0 shares |
Exited Positions
| Institution | Previous Position |
|---|---|
Curtis Advisory Group, LLC RIA/Wealth | $2.6M 134.6K shares |
Mariner Wealth Advisors, LLC RIA/Wealth | $2.0M 103.6K shares |
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC RIA/Wealth | $1.6M 83.9K shares |
GOLDMAN SACHS GROUP INC Institution | $408.0K 20.8K shares |
 Integrated Wealth Concepts LLC RIA/Wealth | $277.0K 14.1K shares |
C Cornerstone Wealth Management, LLC RIA/Wealth | $240.2K 12.3K shares |
 Kingsview Wealth Management, LLC RIA/Wealth | $207.2K 10.6K shares |
 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. Private Equity | $162.6K 8.3K shares |
 FIDUCIARY ADVISORS, INC. RIA/Wealth | $53.9K 2.8K shares |
Options Activity
Institutions with the largest Call and Put options positions in PFLD as of Q3 2025
- Call Positions
- 0
- Call Value
- -
- Put Positions
- 0
- Put Value
- -
Call Positions
| Institution | Position Value |
|---|---|
| No call positions found | |
Put Positions
| Institution | Position Value |
|---|---|
| No put positions found | |
Most Committed Institutions
Institutions with PFLD as the highest % of their portfolio as of Q3 2025
| Institution | Portfolio Weight |
|---|---|
2.17% $13.0M | |
L2 Asset Management, LLC Hedge Fund•Long/Short | 0.72% $4.9M |
 Oregon Pacific Wealth Management, LLC RIA/Wealth | 0.37% $383.8K |
 Sound Income Strategies, LLC RIA/Wealth | 0.26% $4.8M |
 National Wealth Management Group, LLC RIA/Wealth | 0.20% $532.5K |
G Global Financial Private Client, LLC RIA/Wealth | 0.15% $426.3K |
C Coppell Advisory Solutions LLC RIA/Wealth | 0.13% $1.1M |
Concorde Asset Management, LLC RIA/Wealth | 0.12% $280.0K |
A Alpine Bank Wealth Management Institution | 0.11% $771.2K |
Fidelis Capital Partners, LLC RIA/Wealth | 0.08% $997.8K |
Hedge Fund Spotlight
Discover hedge funds investing in PFLD
CITADEL ADVISORS LLC
Hedge Fund • Multi-Strategy
Portfolio ManagerKenneth Cordele Griffin
- Portfolio Value
- $122.08B
- Positions
- 5,531
- Last Reported
- Q3 2025
Sector Allocation
Position in AAM Low Duration Preferred and Income Securities
- Market Value
- $791.2K
- Shares Held
- 40.2K
- Portfolio Weight
- 0.00%
- Owned Since
- 2024-Q4
| Top Holding | Sector | Market Value | Weight |
|---|---|---|---|
Software - Infrastructure Technology | $2.1B | 1.68% | |
Semiconductors Technology | $1.8B | 1.50% | |
Internet Content & Information Communication Services | $1.4B | 1.18% |
