Pennant Investment

PNNT • NYSE

Pennant Investment is a asset management company in the financial services sector on NYSE, led by Arthur H. Penn, with a market cap of $382.6M. As of Q3 2025, 19% of shares are held by 109 institutional investors, with Invesco Ltd. as the largest holder at 2.81%.

Chief Executive OfficerArthur H. Penn

Market Cap$382.6M

Asset Management

Financial Services

Websitepennantpark.com

Country

United States of America

Overview

Overview of institutional ownership in PNNT as of Q3 2025 with a market cap of $438.1M

All Institutions

Institutions: 109
Value Held: $83.6M
Shares Held: 12.5M
Avg Position: $767.1K
Median Position: $157.2K

Hedge Funds

Hedge Funds: 7
Value Held: $14.6M
Shares Held: 2.2M
Avg Position: $2.1M
Median Position: $135.8K

Ownership Breakdown

Institutional (non-HF)

15.74%

$69.0M

Hedge Funds

3.34%

$14.6M

Retail & Other

80.91%

$354.5M

Based on market cap of $438.1M as of Q3 2025. Institutional (non-HF) excludes hedge funds to avoid double counting.

Biggest Investors

Institutions with the largest positions in PNNT as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
Invesco Ltd. ETF Provider	Brian Christopher Hartigan CEO	$12.3M 0.00% of portfolio	2.81% 1.8M shares	Q4 2022 Held for 2y 11m	$633.08B
L LSV ASSET MANAGEMENT Long Only Manager	Josef Nmn Lakonishok CEO	$10.8M 0.02% of portfolio	2.46% 1.6M shares	Q4 2016 Held for 8y 11m	$45.1B
TWO SIGMA ADVISERS, LLC Hedge Fund•Multi-Strategy	Scott David Hoffman CEO	$8.0M 0.02% of portfolio	1.84% 1.2M shares	Q3 2013 Held for 12y 2m	$50.0B
TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy	Scott David Hoffman CEO	$5.9M 0.01% of portfolio	1.35% 881.5K shares	≤ Q2 2013 Held for 12y 5m+	$62.0B
B BlackRock, Inc. Institution	-	$4.2M 0.00% of portfolio	0.95% 618.6K shares	Q1 2017 Held for 8y 8m	$5.67T
Advisors Asset Management, Inc. ETF Provider	Scott Irvin Colyer CEO	$3.7M 0.06% of portfolio	0.84% 550.5K shares	≤ Q2 2013 Held for 12y 5m+	$5.9B
Truvestments Capital LLC RIA/Wealth	Kaleb Donald Mccarty Managing Partner	$3.5M 0.64% of portfolio	0.80% 523.3K shares	Q1 2024 Held for 1y 8m	$552.2M
MORGAN STANLEY RIA/Wealth	Jed Finn CEO	$3.0M 0.00% of portfolio	0.69% 452.2K shares	≤ Q2 2013 Held for 12y 5m+	$1.65T
L LEGAL & GENERAL GROUP PLC Institution	-	$2.7M 0.00% of portfolio	0.62% 403.1K shares	≤ Q2 2013 Held for 12y 5m+	$445.97B
U Universal- Beteiligungs- und Servicegesellschaft mbH Institution	-	$2.3M 0.00% of portfolio	0.53% 348.8K shares	Q4 2024 Held for 11 months	$58.9B

Net Capital Flow

Institutional buying and selling activity for PNNT in Q3 2025

Traded: −$2.7M
Buyers: 52
Sellers: 41
Total Bought: +$4.5M
Total Sold: −$7.2M
Avg Position: $685.4K

Biggest Buyers

Institution	Net Bought	Current Position
B BlackRock, Inc. Institution	+$793.4K +118.2K shares	$4.2M 618.6K shares
Marshall Wace LLP Institution	+$757.0K +112.8K shares	$757.0K 112.8K shares
Sunbelt Securities, Inc. RIA/Wealth	+$581.5K +86.7K shares	$699.5K 104.2K shares
UBS Group AG Institution	+$371.3K +55.3K shares	$1.4M 209.7K shares
Trexquant Investment LP Hedge Fund•Quant	+$252.2K +37.6K shares	$252.2K 37.6K shares
B Brevan Howard Capital Management LP Institution	+$170.6K +25.4K shares	$434.7K 64.8K shares
E EVERGREEN CAPITAL MANAGEMENT LLC Institution	+$168.8K +25.2K shares	$310.8K 46.3K shares
Advisors Asset Management, Inc. ETF Provider	+$159.2K +23.7K shares	$3.7M 550.5K shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	+$153.7K +22.9K shares	$282.2K 42.1K shares
D D. E. Shaw & Co., Inc. Institution	+$136.3K +20.3K shares	$136.3K 20.3K shares

Biggest Sellers

Institution	Net Sold	Current Position
L LSV ASSET MANAGEMENT Long Only Manager	−$1.2M −174.2K shares	$10.8M 1.6M shares
Hennion & Walsh Asset Management, Inc. RIA/Wealth	−$1.0M −152.3K shares	$2.1M 310.4K shares
TWO SIGMA ADVISERS, LLC Hedge Fund•Multi-Strategy	−$514.7K −76.7K shares	$8.0M 1.2M shares
Truvestments Capital LLC RIA/Wealth	−$481.2K −71.7K shares	$3.5M 523.3K shares
C Catalyst Capital Advisors LLC Institution	−$466.6K −68.2K shares	Sold Off 0 shares
SMH CAPITAL ADVISORS INC RIA/Wealth	−$466.6K −68.2K shares	Sold Off 0 shares
THRIVENT FINANCIAL FOR LUTHERANS Insurance Manager	−$330.3K −48.3K shares	Sold Off 0 shares
TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy	−$312.9K −46.6K shares	$5.9M 881.5K shares
R ROYAL BANK OF CANADA Institution	−$284.2K −42.4K shares	$153.3K 22.8K shares
GRIMES & COMPANY, INC. RIA/Wealth	−$265.3K −38.8K shares	Sold Off 0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited PNNT in Q3 2025

New Positions: 4
New Value: $46.9K
Exited Positions: 13
Exited Value: $1.9M

New Positions

Institution	Position Value
B BRYN MAWR TRUST CO/PA Institution	$23.5K 3.5K shares
S State of Alaska, Department of Revenue Institution	$18.1K 2.7K shares
TD PRIVATE CLIENT WEALTH LLC RIA/Wealth	$4.7K 698.0 shares
Sontag Advisory, LLC RIA/Wealth	$671.0 100.0 shares

Exited Positions

Institution	Previous Position
SMH CAPITAL ADVISORS INC RIA/Wealth	$466.6K 68.2K shares
C Catalyst Capital Advisors LLC Institution	$466.6K 68.2K shares
THRIVENT FINANCIAL FOR LUTHERANS Insurance Manager	$330.3K 48.3K shares
GRIMES & COMPANY, INC. RIA/Wealth	$265.3K 38.8K shares
H HRT FINANCIAL LLC Institution	$145.4K 21.3K shares
CONDOR CAPITAL MANAGEMENT RIA/Wealth	$96.8K 14.2K shares
T TWO SIGMA SECURITIES, LLC Institution	$78.2K 11.4K shares
Larson Financial Group LLC RIA/Wealth	$13.7K 2.0K shares
Spire Wealth Management RIA/Wealth	$7.8K 1.1K shares
T TRUST CO OF VERMONT Institution	$7.2K 1.1K shares

Options Activity

Institutions with the largest Call and Put options positions in PNNT as of Q3 2025

Call Positions: 2
Call Value: $699.2K
Put Positions: 2
Put Value: -

Call Positions

Institution	Position Value
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$493.2K 735.0 contracts
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$206.0K 307.0 contracts

Put Positions

Institution	Position Value
J JANE STREET GROUP, LLC Institution	- - contracts
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	- - contracts

Most Committed Institutions

Institutions with PNNT as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
Truvestments Capital LLC RIA/Wealth	Kaleb Donald Mccarty Managing Partner	0.64% $3.5M	0.80% 523.3K shares	Q1 2024 Held for 1y 8m	$552.2M
V Virtus Investment Advisers, Inc. Institution	Daphne Tippens Chisolm President	0.27% $933.5K	0.21% 139.1K shares	Q1 2025 Held for 8 months	$348.7M
G Garner Asset Management Corp RIA/Wealth	Robert Sibley Garner President	0.24% $594.1K	0.14% 88.5K shares	Q2 2017 Held for 8y 5m	$248.2M
Sterneck Capital Management, LLC RIA/Wealth	Robin Peppe Sterneck President	0.21% $455.1K	0.10% 67.8K shares	Q2 2014 Held for 11y 5m	$215.0M
A Abbot Financial Management, Inc. RIA/Wealth	Andrew James Novelline President	0.21% $492.0K	0.11% 73.3K shares	Q2 2017 Held for 8y 5m	$234.1M
Sage Investment Counsel LLC RIA/Wealth	William Dirk Calvin CEO	0.13% $114.1K	0.03% 17.0K shares	Q4 2024 Held for 11 months	$90.7M
Texas Capital Bank Wealth Management Services Inc RIA/Wealth	John Matthew Scurlock Director	0.08% $1.0M	0.23% 152.0K shares	Q1 2021 Held for 4y 8m	$1.2B
Founders Financial Alliance, LLC RIA/Wealth	Tommy Wayne Porter Managing Partner	0.08% $440.4K	0.10% 65.6K shares	Q3 2023 Held for 2y 2m	$530.1M
Hennion & Walsh Asset Management, Inc. RIA/Wealth	Kevin Douglas Mahn President	0.08% $2.1M	0.48% 310.4K shares	Q1 2021 Held for 4y 8m	$2.8B
Advisors Asset Management, Inc. ETF Provider	Scott Irvin Colyer CEO	0.06% $3.7M	0.84% 550.5K shares	≤ Q2 2013 Held for 12y 5m+	$5.9B

Hedge Fund Spotlight

Discover hedge funds investing in PNNT

EMC Capital Management

Hedge Fund • Multi-Strategy

Portfolio ManagerAjay Nmn Jain

Portfolio Value: $210.2M
Positions: 299
Last Reported: Q3 2025

Sector Allocation

Position in Pennant Investment

Market Value: $89.4K
Shares Held: 13.3K
Portfolio Weight: 0.04%
Owned Since: 2022-Q1

Top Holding	Sector	Market Value	Weight
1 Vanguard S&P 500 ETF VOO	ETF ETF	$51.1M	24.29%
2 Invesco QQQ Trust QQQ	ETF ETF	$35.3M	16.79%
3 Alphabet Inc. GOOG	Internet Content & Information Communication Services	$25.7M	12.21%