FT Vest U.S. Small Cap Moderate Buffer ETF is an exchange-traded fund on BATS. As of Q3 2025, 51 institutional investors hold shares in this ETF, with total holdings valued at $46.4M. Maia Wealth LLC is the largest holder with a position valued at $6.1M.
Overview of institutional ownership in SAUG as of Q3 2025
Institutions with the largest positions in SAUG as of Q3 2025
| Institution | Position Value |
|---|---|
Maia Wealth LLC RIA/Wealth | $6.1M 1.09% of portfolio |
A Advisor Group Holdings, Inc. Institution | $5.3M 0.01% of portfolio |
Cetera Investment Advisers RIA/Wealth | $3.6M 0.00% of portfolio |
RAYMOND JAMES FINANCIAL INC RIA/Wealth | $2.9M 0.00% of portfolio |
$2.2M 0.34% of portfolio | |
ENVESTNET ASSET MANAGEMENT INC Long Only Manager | $2.2M 0.00% of portfolio |
BB&T CORP Institution | $1.9M 0.00% of portfolio |
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth | $1.9M 0.00% of portfolio |
Kestra Advisory Services, LLC RIA/Wealth | $1.7M 0.01% of portfolio |
L LPL Financial LLC Institution | $1.6M 0.00% of portfolio |
Institutional buying and selling activity for SAUG in Q3 2025
| Institution | Net Bought |
|---|---|
A Advisor Group Holdings, Inc. Institution | +$3.5M +141.3K shares |
Global Assets Advisory, LLC RIA/Wealth | +$1.1M +42.4K shares |
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity | +$619.6K +24.7K shares |
Ignite Planners, LLC RIA/Wealth | +$506.5K +20.2K shares |
Cetera Investment Advisers RIA/Wealth | +$471.0K +18.8K shares |
O OLD MISSION CAPITAL LLC Institution | +$422.6K +16.9K shares |
V Vise Technologies, Inc. Institution | +$376.2K +15.0K shares |
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy | +$284.4K +11.4K shares |
Merit Financial Group, LLC RIA/Wealth | +$263.6K +10.5K shares |
RAYMOND JAMES FINANCIAL INC RIA/Wealth | +$242.3K +9.7K shares |
| Institution | Net Sold |
|---|---|
Harvest Investment Services, LLC RIA/Wealth | −$10.6M −424.9K shares |
HARBOUR INVESTMENTS, INC. RIA/Wealth | −$2.9M −114.0K shares |
Goss Wealth Management LLC RIA/Wealth | −$2.5M −99.0K shares |
BB&T CORP Institution | −$319.3K −12.8K shares |
ENVESTNET ASSET MANAGEMENT INC Long Only Manager | −$267.7K −10.7K shares |
UBS Group AG Institution | −$242.5K −10.4K shares |
−$190.5K −7.6K shares | |
Maia Wealth LLC RIA/Wealth | −$167.1K −6.6K shares |
Integrated Advisors Network LLC RIA/Wealth | −$111.1K −4.4K shares |
S SECURED RETIREMENT ADVISORS, LLC RIA/Wealth | −$101.6K −4.1K shares |
Institutions that initiated new positions or completely exited SAUG in Q3 2025
| Institution | Position Value |
|---|---|
Global Assets Advisory, LLC RIA/Wealth | $1.1M 42.4K shares |
V Vise Technologies, Inc. Institution | $376.2K 15.0K shares |
Merit Financial Group, LLC RIA/Wealth | $263.6K 10.5K shares |
D Diligent Investors, LLC RIA/Wealth | $204.1K 8.2K shares |
$43.4K 1.7K shares | |
MAI Wealth Advisors RIA/Wealth | $31.3K 1.3K shares |
Geneos Wealth Management Inc. RIA/Wealth | $16.6K 662.0 shares |
PRINCIPAL SECURITIES, INC. RIA/Wealth | $12.5K 500.0 shares |
Integrity Financial Corp /WA RIA/Wealth | $2.0K 80.0 shares |
| Institution | Previous Position |
|---|---|
UBS Group AG Institution | $242.5K 10.4K shares |
Institutions with the largest Call and Put options positions in SAUG as of Q3 2025
| Institution | Position Value |
|---|---|
| No call positions found | |
| Institution | Position Value |
|---|---|
| No put positions found | |
Institutions with SAUG as the highest % of their portfolio as of Q3 2025
| Institution | Portfolio Weight |
|---|---|
Maia Wealth LLC RIA/Wealth | 1.09% $6.1M |
S SECURED RETIREMENT ADVISORS, LLC RIA/Wealth | 0.75% $1.3M |
Grantvest Financial Group LLC RIA/Wealth | 0.68% $928.6K |
WEALTHGARDEN F.S. LLC Private Equity | 0.35% $466.2K |
0.34% $2.2M | |
Global Assets Advisory, LLC RIA/Wealth | 0.32% $1.1M |
Harvest Investment Services, LLC RIA/Wealth | 0.25% $1.2M |
Ignite Planners, LLC RIA/Wealth | 0.14% $819.1K |
Wood Tarver Financial Group, LLC RIA/Wealth | 0.08% $267.7K |
DHJJ Financial Advisors, Ltd. RIA/Wealth | 0.06% $171.2K |
Discover hedge funds investing in SAUG

| Top Holding | Sector | Market Value | Weight |
|---|---|---|---|
Software - Infrastructure Technology | $2.1B | 1.68% | |
Semiconductors Technology | $1.8B | 1.50% | |
Internet Content & Information Communication Services | $1.4B | 1.18% |
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