Innovator U.S. Equity Ultra Buffer ETF
USEP • BATS
Innovator U.S. Equity Ultra Buffer ETF is an exchange-traded fund on BATS. As of Q3 2025, 76 institutional investors hold shares in this ETF, with total holdings valued at $182.4M. Brookstone Capital Management is the largest holder with a position valued at $61.5M.
Overview
Overview of institutional ownership in USEP as of Q3 2025
All Institutions
- Institutions
- 76
- Value Held
- $182.4M
- Shares Held
- 4.7M
- Avg Position
- $2.4M
- Median Position
- $497.0K
Hedge Funds
- Hedge Funds
- 1
- Value Held
- $225.9K
- Shares Held
- 5.8K
- Avg Position
- $225.9K
- Median Position
- $225.9K
Biggest Investors
Institutions with the largest positions in USEP as of Q3 2025
| Institution | Position Value |
|---|---|
 Brookstone Capital Management RIA/Wealth | $61.5M 0.74% of portfolio |
 Sovran Advisors, LLC RIA/Wealth | $24.2M 2.16% of portfolio |
 Kellett Schaffner Wealth Advisors LLC RIA/Wealth | $23.3M 14.09% of portfolio |
 SIGNATUREFD, LLC RIA/Wealth | $7.5M 0.12% of portfolio |
$5.8M 0.34% of portfolio | |
 Kestra Advisory Services, LLC RIA/Wealth | $4.1M 0.02% of portfolio |
 KFG WEALTH MANAGEMENT, LLC RIA/Wealth | $3.8M 0.56% of portfolio |
A Advisor Group Holdings, Inc. Institution | $3.7M 0.01% of portfolio |
 COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth | $3.5M 0.00% of portfolio |
 Spire Wealth Management RIA/Wealth | $3.3M 0.11% of portfolio |
Net Capital Flow
Institutional buying and selling activity for USEP in Q3 2025
- Traded
- +$76.8M
- Buyers
- 43
- Sellers
- 21
- Total Bought
- +$86.3M
- Total Sold
- −$9.5M
- Avg Position
- $2.2M
Biggest Buyers
| Institution | Net Bought |
|---|---|
Brookstone Capital Management RIA/Wealth | +$59.6M +1.5M shares |
SIGNATUREFD, LLC RIA/Wealth | +$7.5M +194.4K shares |
Spire Wealth Management RIA/Wealth | +$2.4M +62.5K shares |
KFG WEALTH MANAGEMENT, LLC RIA/Wealth | +$1.6M +41.6K shares |
 Cetera Investment Advisers RIA/Wealth | +$1.2M +31.0K shares |
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth | +$1.2M +30.7K shares |
 IHT Wealth Management, LLC RIA/Wealth | +$1.2M +30.3K shares |
A Advisor Group Holdings, Inc. Institution | +$1.1M +28.1K shares |
Kestra Advisory Services, LLC RIA/Wealth | +$920.3K +23.8K shares |
 MML INVESTORS SERVICES, LLC RIA/Wealth | +$815.0K +21.1K shares |
Biggest Sellers
| Institution | Net Sold |
|---|---|
 Simplicity Wealth,LLC RIA/Wealth | −$6.2M −167.3K shares |
 CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy | −$643.1K −16.6K shares |
O OLD MISSION CAPITAL LLC Institution | −$591.0K −16.0K shares |
S Sageworth Trust Co Institution | −$420.8K −10.9K shares |
G GTS SECURITIES LLC Institution | −$302.2K −8.2K shares |
P PKS Advisory Services, LLC RIA/Wealth | −$285.1K −7.7K shares |
 SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity | −$256.9K −6.6K shares |
Kellett Schaffner Wealth Advisors LLC RIA/Wealth | −$220.9K −5.7K shares |
 BARCLAYS PLC Institution | −$179.9K −4.9K shares |
 MORGAN STANLEY RIA/Wealth | −$129.0K −3.5K shares |
Entry and Exit Activity
Institutions that initiated new positions or completely exited USEP in Q3 2025
- New Positions
- 12
- New Value
- $11.4M
- Exited Positions
- 7
- Exited Value
- $7.7M
New Positions
| Institution | Position Value |
|---|---|
SIGNATUREFD, LLC RIA/Wealth | $7.5M 194.4K shares |
 FOUNDERS FINANCIAL SECURITIES LLC RIA/Wealth | $632.0K 16.3K shares |
 BCJ Capital Management, LLC RIA/Wealth | $575.3K 14.9K shares |
 Arkadios Wealth Advisors RIA/Wealth | $500.7K 12.9K shares |
 NATIONS FINANCIAL GROUP INC, /IA/ /ADV RIA/Wealth | $493.4K 12.8K shares |
 Lantz Financial LLC RIA/Wealth | $368.8K 9.5K shares |
 Sonoma Allocations LLC RIA/Wealth | $345.7K 9.0K shares |
 BluePath Capital Management, LLC RIA/Wealth | $297.0K 7.7K shares |
C Chris Bulman Inc Institution | $235.0K 6.1K shares |
 Plum Street Advisors, LLC RIA/Wealth | $208.8K 5.4K shares |
Exited Positions
| Institution | Previous Position |
|---|---|
Simplicity Wealth,LLC RIA/Wealth | $6.2M 167.3K shares |
O OLD MISSION CAPITAL LLC Institution | $591.0K 16.0K shares |
G GTS SECURITIES LLC Institution | $302.2K 8.2K shares |
P PKS Advisory Services, LLC RIA/Wealth | $285.1K 7.7K shares |
BARCLAYS PLC Institution | $179.9K 4.9K shares |
MORGAN STANLEY RIA/Wealth | $129.0K 3.5K shares |
 SRS Capital Advisors, Inc. RIA/Wealth | $16.1K 437.0 shares |
Options Activity
Institutions with the largest Call and Put options positions in USEP as of Q3 2025
- Call Positions
- 0
- Call Value
- -
- Put Positions
- 0
- Put Value
- -
Call Positions
| Institution | Position Value |
|---|---|
| No call positions found | |
Put Positions
| Institution | Position Value |
|---|---|
| No put positions found | |
Most Committed Institutions
Institutions with USEP as the highest % of their portfolio as of Q3 2025
| Institution | Portfolio Weight |
|---|---|
Kellett Schaffner Wealth Advisors LLC RIA/Wealth | 14.09% $23.3M |
Sovran Advisors, LLC RIA/Wealth | 2.16% $24.2M |
C CENTRAL VALLEY ADVISORS, LLC Institution | 0.88% $2.8M |
Brookstone Capital Management RIA/Wealth | 0.74% $61.5M |
KFG WEALTH MANAGEMENT, LLC RIA/Wealth | 0.56% $3.8M |
0.34% $5.8M | |
 Prairie Wealth Advisors, Inc. RIA/Wealth | 0.34% $831.1K |
 RIVERCHASE WEALTH MANAGEMENT, LLC RIA/Wealth | 0.23% $400.5K |
 Wood Tarver Financial Group, LLC RIA/Wealth | 0.15% $505.5K |
 FIDUCIARY FINANCIAL GROUP, LLC RIA/Wealth | 0.15% $938.0K |
Hedge Fund Spotlight
Discover hedge funds investing in USEP
CITADEL ADVISORS LLC
Hedge Fund • Multi-Strategy
Portfolio ManagerKenneth Cordele Griffin
- Portfolio Value
- $122.08B
- Positions
- 5,531
- Last Reported
- Q3 2025
Sector Allocation
Position in Innovator U.S. Equity Ultra Buffer ETF
- Market Value
- $225.9K
- Shares Held
- 5.8K
- Portfolio Weight
- 0.00%
- Owned Since
- 2024-Q2
| Top Holding | Sector | Market Value | Weight |
|---|---|---|---|
Software - Infrastructure Technology | $2.1B | 1.68% | |
Semiconductors Technology | $1.8B | 1.50% | |
Internet Content & Information Communication Services | $1.4B | 1.18% |
