Innovator U.S. Equity Buffer ETF
BAUG • BATS
Innovator U.S. Equity Buffer ETF is an exchange-traded fund on BATS. As of Q3 2025, 98 institutional investors hold shares in this ETF, with total holdings valued at $153.3M. Brookstone Capital Management is the largest holder with a position valued at $27.9M.
Overview
Overview of institutional ownership in BAUG as of Q3 2025
All Institutions
- Institutions
- 98
- Value Held
- $153.3M
- Shares Held
- 3.1M
- Avg Position
- $1.6M
- Median Position
- $584.3K
Hedge Funds
- Hedge Funds
- 0
- Value Held
- -
- Shares Held
- -
- Avg Position
- -
- Median Position
- -
Biggest Investors
Institutions with the largest positions in BAUG as of Q3 2025
| Institution | Position Value |
|---|---|
 Brookstone Capital Management RIA/Wealth | $27.9M 0.33% of portfolio |
 Penserra Capital Management LLC ETF Provider | $18.9M 0.26% of portfolio |
A Advisor Group Holdings, Inc. Institution | $11.7M 0.02% of portfolio |
 COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth | $11.2M 0.02% of portfolio |
 RAYMOND JAMES FINANCIAL INC RIA/Wealth | $6.6M 0.00% of portfolio |
 HPM Partners LLC RIA/Wealth | $6.6M 0.01% of portfolio |
 HighTower Advisors, LLC RIA/Wealth | $4.2M 0.00% of portfolio |
 Kestra Advisory Services, LLC RIA/Wealth | $3.7M 0.02% of portfolio |
 ENVESTNET ASSET MANAGEMENT INC Long Only Manager | $3.0M 0.00% of portfolio |
 Cetera Investment Advisers RIA/Wealth | $2.9M 0.00% of portfolio |
Net Capital Flow
Institutional buying and selling activity for BAUG in Q3 2025
- Traded
- +$38.4M
- Buyers
- 48
- Sellers
- 34
- Total Bought
- +$46.6M
- Total Sold
- −$8.1M
- Avg Position
- $1.5M
Biggest Buyers
| Institution | Net Bought |
|---|---|
Brookstone Capital Management RIA/Wealth | +$27.2M +554.6K shares |
A Advisor Group Holdings, Inc. Institution | +$3.4M +69.2K shares |
RAYMOND JAMES FINANCIAL INC RIA/Wealth | +$1.3M +27.2K shares |
ENVESTNET ASSET MANAGEMENT INC Long Only Manager | +$1.1M +23.0K shares |
HPM Partners LLC RIA/Wealth | +$1.0M +21.2K shares |
 Arkadios Wealth Advisors RIA/Wealth | +$947.8K +19.3K shares |
HighTower Advisors, LLC RIA/Wealth | +$873.7K +17.8K shares |
 NWF Advisory Services Inc. RIA/Wealth | +$869.8K +17.8K shares |
J JANE STREET GROUP, LLC Institution | +$811.5K +16.6K shares |
C Chris Bulman Inc Institution | +$805.8K +16.4K shares |
Biggest Sellers
| Institution | Net Sold |
|---|---|
Kestra Advisory Services, LLC RIA/Wealth | −$2.5M −51.5K shares |
 Sunbelt Securities, Inc. RIA/Wealth | −$911.7K −18.6K shares |
 SRS Capital Advisors, Inc. RIA/Wealth | −$605.2K −13.2K shares |
 CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy | −$548.0K −11.9K shares |
O OLD MISSION CAPITAL LLC Institution | −$546.4K −11.2K shares |
COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth | −$513.0K −10.5K shares |
 SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity | −$463.5K −9.5K shares |
W WOLVERINE TRADING, LLC Institution | −$258.4K −5.6K shares |
 Buska Wealth Management, LLC RIA/Wealth | −$213.0K −4.3K shares |
 Sowell Financial Services LLC RIA/Wealth | −$212.8K −4.6K shares |
Entry and Exit Activity
Institutions that initiated new positions or completely exited BAUG in Q3 2025
- New Positions
- 6
- New Value
- $2.6M
- Exited Positions
- 7
- Exited Value
- $1.8M
New Positions
| Institution | Position Value |
|---|---|
NWF Advisory Services Inc. RIA/Wealth | $869.8K 17.8K shares |
B Bright Futures Wealth Management, LLC. RIA/Wealth | $616.0K 12.6K shares |
 Keystone Wealth Services, LLC RIA/Wealth | $467.9K 9.6K shares |
I Impact Partnership Wealth, LLC RIA/Wealth | $387.0K 7.9K shares |
 BAM Wealth Management, LLC RIA/Wealth | $201.2K 4.1K shares |
$24.5K 500.0 shares |
Exited Positions
| Institution | Previous Position |
|---|---|
SRS Capital Advisors, Inc. RIA/Wealth | $605.2K 13.2K shares |
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy | $548.0K 11.9K shares |
W WOLVERINE TRADING, LLC Institution | $258.4K 5.6K shares |
Sowell Financial Services LLC RIA/Wealth | $212.8K 4.6K shares |
 Bellwether Advisors, LLC RIA/Wealth | $131.0K 2.8K shares |
 MORGAN STANLEY RIA/Wealth | $80.5K 1.8K shares |
 Wood Tarver Financial Group, LLC RIA/Wealth | $3.6K 79.0 shares |
Options Activity
Institutions with the largest Call and Put options positions in BAUG as of Q3 2025
- Call Positions
- 0
- Call Value
- -
- Put Positions
- 0
- Put Value
- -
Call Positions
| Institution | Position Value |
|---|---|
| No call positions found | |
Put Positions
| Institution | Position Value |
|---|---|
| No put positions found | |
Most Committed Institutions
Institutions with BAUG as the highest % of their portfolio as of Q3 2025
| Institution | Portfolio Weight |
|---|---|
C CHAPMAN FINANCIAL GROUP, LLC Institution | 1.16% $1.7M |
F FSA Advisors, Inc. Institution | 1.13% $1.3M |
 CROSSPOINT FINANCIAL, LLC RIA/Wealth | 1.05% $418.8K |
D Diligent Investors, LLC RIA/Wealth | 0.73% $2.8M |
B Bright Futures Wealth Management, LLC. RIA/Wealth | 0.49% $616.0K |
 INTEGRAL INVESTMENT ADVISORS, INC. RIA/Wealth | 0.42% $1.5M |
C Chris Bulman Inc Institution | 0.41% $805.8K |
Brookstone Capital Management RIA/Wealth | 0.33% $27.9M |
 DHJJ Financial Advisors, Ltd. RIA/Wealth | 0.33% $947.9K |
Buska Wealth Management, LLC RIA/Wealth | 0.30% $1.0M |