Capital Southwest

CSWC and CSWCZ • NASDAQ

Capital Southwest is a asset management company in the financial services sector on NASDAQ, led by Bowen S. Diehl, with a market cap of $1.3B. As of Q3 2025, 30% of shares are held by 162 institutional investors, with VAN ECK ASSOCIATES CORP as the largest holder at 2.62%.

President and CEO of Capital SouthwestBowen S. Diehl

Market Cap$1.3B

Asset Management

Financial Services

Employees27.0

Websitecapitalsouthwest.com

Country

United States of America

Overview

Overview of institutional ownership in CSWC and CSWCZ as of Q3 2025 with a market cap of $1.2B

All Institutions

Institutions: 162
Value Held: $359.3M
Shares Held: 16.5M
Avg Position: $2.2M
Median Position: $436.3K

Hedge Funds

Hedge Funds: 18
Value Held: $68.5M
Shares Held: 3.1M
Avg Position: $3.8M
Median Position: $1.5M

Ownership Breakdown

Institutional (non-HF)

23.91%

$290.8M

Hedge Funds

5.63%

$68.5M

Retail & Other

70.45%

$856.8M

Based on market cap of $1.2B as of Q3 2025. Institutional (non-HF) excludes hedge funds to avoid double counting.

Biggest Investors

Institutions with the largest positions in CSWC and CSWCZ as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
VAN ECK ASSOCIATES CORP ETF Provider	Jan Frederick Vaneck CEO	$31.9M 0.03% of portfolio	2.62% 1.5M shares	Q4 2019 Held for 5y 11m	$96.6B
SANDERS MORRIS HARRIS INC. Long Only Manager	Anthony Paul Coniaris Chairman	$29.9M 3.99% of portfolio	2.46% 1.4M shares	Q3 2018 Held for 7y 2m	$750.1M
TWO SIGMA ADVISERS, LLC Hedge Fund•Multi-Strategy	Scott David Hoffman CEO	$21.7M 0.04% of portfolio	1.79% 994.8K shares	Q2 2019 Held for 6y 5m	$50.0B
TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy	Scott David Hoffman CEO	$19.5M 0.03% of portfolio	1.60% 892.4K shares	Q4 2018 Held for 6y 11m	$62.0B
UBS Group AG Institution	Sergio P. Ermotti CEO	$17.0M 0.00% of portfolio	1.40% 778.2K shares	Q4 2014 Held for 10y 11m	$511.54B
Sound Income Strategies, LLC RIA/Wealth	David Joseph Scranton Managing Partner	$15.1M 0.82% of portfolio	1.36% 756.8K shares	Q4 2019 Held for 5y 11m	$1.8B
Melia Wealth LLC RIA/Wealth	Gregory Scott Melia President	$10.7M 4.70% of portfolio	0.88% 490.5K shares	Q4 2023 Held for 1y 11m	$228.2M
B BlackRock, Inc. Institution	-	$9.3M 0.00% of portfolio	0.76% 424.4K shares	Q1 2019 Held for 6y 8m	$5.67T
Zuckerman Investment Group, LLC RIA/Wealth	Daniel Ross Zuckerman CEO	$9.1M 0.84% of portfolio	0.75% 415.4K shares	Q1 2011 Held for 14y 8m	$1.1B
Cetera Investment Advisers RIA/Wealth	Joseph Daniel Neary CEO	$9.0M 0.01% of portfolio	0.74% 410.0K shares	Q1 2022 Held for 3y 8m	$85.4B

Net Capital Flow

Institutional buying and selling activity for CSWC and CSWCZ in Q3 2025

Traded: −$6.4M
Buyers: 95
Sellers: 68
Total Bought: +$38.8M
Total Sold: −$45.1M
Avg Position: $1.9M

Biggest Buyers

Institution	Net Bought	Current Position
Trexquant Investment LP Hedge Fund•Quant	+$3.8M +175.1K shares	$4.8M 221.7K shares
VOLORIDGE INVESTMENT MANAGEMENT, LLC Hedge Fund•Multi-Strategy	+$3.1M +139.7K shares	$4.8M 220.4K shares
TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy	+$2.9M +131.1K shares	$19.5M 892.4K shares
VAN ECK ASSOCIATES CORP ETF Provider	+$2.4M +109.8K shares	$31.9M 1.5M shares
N Neuberger Berman Group LLC Institution	+$2.3M +105.7K shares	$2.3M 105.7K shares
Marshall Wace LLP Institution	+$2.3M +105.1K shares	$5.5M 252.2K shares
B BlackRock, Inc. Institution	+$2.3M +103.7K shares	$9.3M 424.4K shares
Sound Income Strategies, LLC RIA/Wealth	+$1.1M +54.6K shares	$15.1M 756.8K shares
Cetera Investment Advisers RIA/Wealth	+$1.1M +48.2K shares	$9.0M 410.0K shares
Engineers Gate Manager LP Hedge Fund•Quant	+$1.0M +47.6K shares	$1.9M 88.9K shares

Biggest Sellers

Institution	Net Sold	Current Position
T TECTONIC ADVISORS LLC RIA/Wealth	−$11.5M −521.7K shares	Sold Off 0 shares
MILLENNIUM MANAGEMENT LLC Hedge Fund•Multi-Strategy	−$8.7M −396.7K shares	$2.8M 130.1K shares
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	−$4.4M −202.1K shares	$4.5M 207.2K shares
AMERIPRISE FINANCIAL INC Institution	−$1.5M −69.5K shares	Sold Off 0 shares
Schonfeld Strategic Advisors LLC Hedge Fund•Multi-Strategy	−$1.5M −66.2K shares	Sold Off 0 shares
Y Y-Intercept Ltd Institution	−$1.1M −48.2K shares	Sold Off 0 shares
Zuckerman Investment Group, LLC RIA/Wealth	−$982.4K −44.9K shares	$9.1M 415.4K shares
B Brevan Howard Capital Management LP Institution	−$905.2K −41.4K shares	$286.2K 13.1K shares
FIRST MANHATTAN CO Institution	−$876.2K −40.1K shares	$4.8M 218.9K shares
TUDOR INVESTMENT CORP ET AL Hedge Fund•Multi-Strategy	−$776.2K −35.2K shares	Sold Off 0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited CSWC and CSWCZ in Q3 2025

New Positions: 13
New Value: $1.5M
Exited Positions: 30
Exited Value: $23.2M

New Positions

Institution	Position Value
Vantage Financial Partners, LLC RIA/Wealth	$435.4K 19.9K shares
FCG Investment Co RIA/Wealth	$422.2K 19.3K shares
X XTX Topco Ltd Institution	$236.0K 10.8K shares
Centiva Capital, LP Hedge Fund•Multi-Strategy	$226.4K 10.4K shares
CHILTON CAPITAL MANAGEMENT LLC RIA/Wealth	$76.5K 3.5K shares
S State of Alaska, Department of Revenue Institution	$48.9K 2.2K shares
Sontag Advisory, LLC RIA/Wealth	$31.0K 1.4K shares
Triumph Capital Management RIA/Wealth	$28.4K 1.3K shares
1 1620 INVESTMENT ADVISORS, INC. RIA/Wealth	$14.2K 650.0 shares
Rockefeller Capital Management L.P. Long Only Manager	$4.9K 225.0 shares

Exited Positions

Institution	Previous Position
T TECTONIC ADVISORS LLC RIA/Wealth	$11.5M 521.7K shares
AMERIPRISE FINANCIAL INC Institution	$1.5M 69.5K shares
Schonfeld Strategic Advisors LLC Hedge Fund•Multi-Strategy	$1.5M 66.2K shares
Y Y-Intercept Ltd Institution	$1.1M 48.2K shares
TUDOR INVESTMENT CORP ET AL Hedge Fund•Multi-Strategy	$776.2K 35.2K shares
FJ Capital Management LLC Hedge Fund•Long/Short	$772.9K 35.1K shares
O OMERS ADMINISTRATION Corp Institution	$769.2K 34.9K shares
D D. E. Shaw & Co., Inc. Institution	$594.2K 27.0K shares
Autumn Glory Partners, LLC RIA/Wealth	$573.0K 26.0K shares
ExodusPoint Capital Management, LP Hedge Fund•Multi-Strategy	$550.4K 25.0K shares

Options Activity

Institutions with the largest Call and Put options positions in CSWC and CSWCZ as of Q3 2025

Call Positions: 2
Call Value: $5.1M
Put Positions: 4
Put Value: $4.1M

Call Positions

Institution	Position Value
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$2.7M 1.2K contracts
J JANE STREET GROUP, LLC Institution	$2.4M 1.1K contracts

Put Positions

Institution	Position Value
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$1.5M 706.0 contracts
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$1.4M 632.0 contracts
WOLVERINE ASSET MANAGEMENT LLC Hedge Fund•Multi-Strategy	$756.4K 346.0 contracts
W WOLVERINE TRADING, LLC Institution	$434.2K 198.0 contracts

Most Committed Institutions

Institutions with CSWC and CSWCZ as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
SMH CAPITAL ADVISORS INC RIA/Wealth	Dwayne Alan Moyers President	6.19% $1.6M	0.14% 76.5K shares	Q2 2022 Held for 3y 5m	$25.1M
Melia Wealth LLC RIA/Wealth	Gregory Scott Melia President	4.70% $10.7M	0.88% 490.5K shares	Q4 2023 Held for 1y 11m	$228.2M
SANDERS MORRIS HARRIS INC. Long Only Manager	Anthony Paul Coniaris Chairman	3.99% $29.9M	2.46% 1.4M shares	Q3 2018 Held for 7y 2m	$750.1M
EPIQ PARTNERS, LLC RIA/Wealth	Bruce Jeffrey Langer CEO	3.15% $6.5M	0.53% 295.4K shares	Q1 2025 Held for 8 months	$205.1M
Muzinich & Co., Inc. Long Only Manager	Justin George Muzinich CEO	2.32% $6.0M	0.49% 273.3K shares	Q2 2023 Held for 2y 5m	$258.0M
REDMONT WEALTH ADVISORS LLC RIA/Wealth	James Milton Thomas Langer CIO	2.05% $1.5M	0.12% 67.9K shares	Q2 2023 Held for 2y 5m	$72.2M
Sovereign's Capital Management, LLC Private Equity	Thomsen Paul Jacob Managing Partner	0.91% $1.7M	0.14% 76.5K shares	Q4 2024 Held for 11 months	$184.3M
Zuckerman Investment Group, LLC RIA/Wealth	Daniel Ross Zuckerman CEO	0.84% $9.1M	0.75% 415.4K shares	Q1 2011 Held for 14y 8m	$1.1B
Sound Income Strategies, LLC RIA/Wealth	David Joseph Scranton Managing Partner	0.82% $15.1M	1.36% 756.8K shares	Q4 2019 Held for 5y 11m	$1.8B
Columbus Macro, LLC Long Only Manager	Craig Edward Columbus CEO	0.80% $7.0M	0.57% 318.9K shares	Q2 2025 Held for 5 months	$873.6M

Hedge Fund Spotlight

Discover hedge funds investing in CSWC and CSWCZ

VOLORIDGE INVESTMENT MANAGEMENT, LLC

Hedge Fund • Multi-Strategy

Portfolio ManagerDavid Spiel Vogel

Portfolio Value: $29.8B
Positions: 1,153
Last Reported: Q3 2025

Sector Allocation

Position in Capital Southwest

CSWC and CSWCZ

Market Value: $8.1M
Shares Held: 366.7K
Portfolio Weight: 0.03%
Owned Since: 2025-Q1

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