First Trust Small Cap Growth AlphaDEX Fund
FYC • NASDAQ
First Trust Small Cap Growth AlphaDEX Fund is an exchange-traded fund on NASDAQ. As of Q3 2025, 116 institutional investors hold shares in this ETF, with total holdings valued at $418.3M. LPL Financial LLC is the largest holder with a position valued at $75.1M.
Overview
Overview of institutional ownership in FYC as of Q3 2025
All Institutions
- Institutions
- 116
- Value Held
- $418.3M
- Shares Held
- 4.6M
- Avg Position
- $3.6M
- Median Position
- $686.9K
Hedge Funds
- Hedge Funds
- 0
- Value Held
- -
- Shares Held
- -
- Avg Position
- -
- Median Position
- -
Biggest Investors
Institutions with the largest positions in FYC as of Q3 2025
| Institution | Position Value |
|---|---|
L LPL Financial LLC Institution | $75.1M 0.02% of portfolio |
 RAYMOND JAMES FINANCIAL INC RIA/Wealth | $29.4M 0.01% of portfolio |
 WELLS FARGO & COMPANY/MN Institution | $25.6M 0.01% of portfolio |
 MORGAN STANLEY RIA/Wealth | $22.8M 0.00% of portfolio |
 FIRST TRUST ADVISORS LP ETF Provider | $22.3M 0.02% of portfolio |
 Cetera Investment Advisers RIA/Wealth | $20.4M 0.02% of portfolio |
 BANK OF AMERICA CORP /DE/ Institution | $17.7M 0.00% of portfolio |
 ECLECTIC ASSOCIATES INC /ADV RIA/Wealth | $13.6M 2.50% of portfolio |
 ENVESTNET ASSET MANAGEMENT INC Long Only Manager | $13.3M 0.00% of portfolio |
R ROYAL BANK OF CANADA Institution | $13.0M 0.00% of portfolio |
Net Capital Flow
Institutional buying and selling activity for FYC in Q3 2025
- Traded
- +$43.4M
- Buyers
- 70
- Sellers
- 38
- Total Bought
- +$85.1M
- Total Sold
- −$41.7M
- Avg Position
- $3.3M
Biggest Buyers
| Institution | Net Bought |
|---|---|
RAYMOND JAMES FINANCIAL INC RIA/Wealth | +$17.7M +195.1K shares |
L LPL Financial LLC Institution | +$14.2M +156.2K shares |
ENVESTNET ASSET MANAGEMENT INC Long Only Manager | +$7.7M +84.8K shares |
 Redhawk Wealth Advisors, Inc. RIA/Wealth | +$5.8M +63.6K shares |
 MML INVESTORS SERVICES, LLC RIA/Wealth | +$5.3M +58.9K shares |
 Integrated Wealth Concepts LLC RIA/Wealth | +$4.3M +47.7K shares |
J JANE STREET GROUP, LLC Institution | +$4.3M +47.5K shares |
A Advisor Group Holdings, Inc. Institution | +$3.0M +34.9K shares |
Cetera Investment Advisers RIA/Wealth | +$3.0M +33.1K shares |
 UBS Group AG Institution | +$1.7M +18.9K shares |
Biggest Sellers
| Institution | Net Sold |
|---|---|
MORGAN STANLEY RIA/Wealth | −$20.5M −225.9K shares |
BANK OF AMERICA CORP /DE/ Institution | −$4.6M −51.0K shares |
S STIFEL FINANCIAL CORP Long Only Manager | −$4.1M −45.6K shares |
WELLS FARGO & COMPANY/MN Institution | −$2.9M −31.7K shares |
 TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy | −$2.2M −28.1K shares |
O OneAscent Financial Services LLC RIA/Wealth | −$1.4M −17.1K shares |
A ATRIA INVESTMENTS LLC Institution | −$1.4M −17.1K shares |
FIRST TRUST ADVISORS LP ETF Provider | −$824.9K −9.1K shares |
 GOLDMAN SACHS GROUP INC Institution | −$684.1K −8.6K shares |
T Tower Research Capital LLC Institution | −$379.3K −4.8K shares |
Entry and Exit Activity
Institutions that initiated new positions or completely exited FYC in Q3 2025
- New Positions
- 14
- New Value
- $9.8M
- Exited Positions
- 11
- Exited Value
- $7.0M
New Positions
| Institution | Position Value |
|---|---|
Redhawk Wealth Advisors, Inc. RIA/Wealth | $5.8M 63.6K shares |
 Empirical Asset Management, LLC RIA/Wealth | $920.3K 10.1K shares |
 Ferguson Shapiro LLC RIA/Wealth | $780.7K 8.6K shares |
 Nova Wealth Management, Inc. RIA/Wealth | $394.2K 4.3K shares |
C CLS Investments, LLC Institution | $343.5K 3.8K shares |
 THRIVENT FINANCIAL FOR LUTHERANS Insurance Manager | $305.6K 3.4K shares |
 PFG Advisors RIA/Wealth | $275.3K 3.0K shares |
 STEPHENS INC /AR/ RIA/Wealth | $233.9K 2.6K shares |
 KEYBANK NATIONAL ASSOCIATION/OH RIA/Wealth | $226.5K 2.5K shares |
 XML Financial, LLC RIA/Wealth | $217.7K 2.4K shares |
Exited Positions
| Institution | Previous Position |
|---|---|
TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy | $2.2M 28.1K shares |
O OneAscent Financial Services LLC RIA/Wealth | $1.4M 17.1K shares |
A ATRIA INVESTMENTS LLC Institution | $1.4M 17.1K shares |
GOLDMAN SACHS GROUP INC Institution | $684.1K 8.6K shares |
T Tower Research Capital LLC Institution | $379.3K 4.8K shares |
 IHT Wealth Management, LLC RIA/Wealth | $374.0K 4.7K shares |
$280.4K 3.5K shares | |
 Creative Planning RIA/Wealth | $201.5K 2.5K shares |
 TWIN PEAKS WEALTH ADVISORS, LLC RIA/Wealth | $68.3K 818.0 shares |
 NBC SECURITIES, INC. RIA/Wealth | $19.9K 250.0 shares |
Options Activity
Institutions with the largest Call and Put options positions in FYC as of Q3 2025
- Call Positions
- 1
- Call Value
- -
- Put Positions
- 0
- Put Value
- -
Call Positions
| Institution | Position Value |
|---|---|
J JANE STREET GROUP, LLC Institution | - - contracts |
Put Positions
| Institution | Position Value |
|---|---|
| No put positions found | |
Most Committed Institutions
Institutions with FYC as the highest % of their portfolio as of Q3 2025
| Institution | Portfolio Weight |
|---|---|
B Brueske Advisory Services, LLC Institution | 4.95% $7.9M |
 NEW WAVE WEALTH ADVISORS LLC RIA/Wealth | 3.55% $9.7M |
ECLECTIC ASSOCIATES INC /ADV RIA/Wealth | 2.50% $13.6M |
 Richmond Investment Services, LLC RIA/Wealth | 2.36% $12.7M |
 HFG Advisors, Inc. RIA/Wealth | 1.49% $2.0M |
M MONEYWISE, INC. Institution | 1.09% $2.3M |
 Bedel Financial Consulting, Inc. RIA/Wealth | 0.85% $6.7M |
 VISTA INVESTMENT PARTNERS II, LLC RIA/Wealth | 0.73% $1.6M |
Redhawk Wealth Advisors, Inc. RIA/Wealth | 0.69% $5.8M |
 Clear Point Advisors Inc. RIA/Wealth | 0.55% $703.3K |