G
Guggenheim Active Allocation Fund
GUG • NYSE
Guggenheim Active Allocation Fund is a publicly traded company on NYSE. As of Q3 2025, 43 institutional investors hold shares in this company, with total holdings valued at $127.7M. MORGAN STANLEY is the largest holder with a position valued at $43.3M.
Websiteguggenheiminvestments.com
Overview
Overview of institutional ownership in GUG as of Q3 2025
All Institutions
- Institutions
- 43
- Value Held
- $127.7M
- Shares Held
- 8.2M
- Avg Position
- $3.0M
- Median Position
- $429.6K
Hedge Funds
- Hedge Funds
- 1
- Value Held
- $179.4K
- Shares Held
- 11.5K
- Avg Position
- $179.4K
- Median Position
- $179.4K
Biggest Investors
Institutions with the largest positions in GUG as of Q3 2025
| Institution | Position Value |
|---|---|
 MORGAN STANLEY RIA/Wealth | $43.3M 0.00% of portfolio |
 Pathstone Holdings, LLC Family Office | $14.0M 0.05% of portfolio |
 Advisors Asset Management, Inc. ETF Provider | $14.0M 0.24% of portfolio |
 Baird Financial Group, Inc. Private Equity | $10.8M 0.02% of portfolio |
 BANK OF AMERICA CORP /DE/ Institution | $10.6M 0.00% of portfolio |
 RAYMOND JAMES FINANCIAL INC RIA/Wealth | $10.6M 0.00% of portfolio |
 WELLS FARGO & COMPANY/MN Institution | $4.3M 0.00% of portfolio |
$2.7M 1.61% of portfolio | |
 Kovitz Investment Group Partners, LLC RIA/Wealth | $2.5M 0.01% of portfolio |
$1.9M 0.01% of portfolio |
Net Capital Flow
Institutional buying and selling activity for GUG in Q3 2025
- Traded
- +$1.8M
- Buyers
- 22
- Sellers
- 17
- Total Bought
- +$9.4M
- Total Sold
- −$7.6M
- Avg Position
- $2.8M
Biggest Buyers
| Institution | Net Bought |
|---|---|
MORGAN STANLEY RIA/Wealth | +$3.1M +197.3K shares |
Pathstone Holdings, LLC Family Office | +$2.0M +126.7K shares |
Advisors Asset Management, Inc. ETF Provider | +$1.5M +96.0K shares |
+$703.5K +45.1K shares | |
 Pensionmark Financial Group, LLC Pension/Endowment | +$470.4K +30.2K shares |
RAYMOND JAMES FINANCIAL INC RIA/Wealth | +$410.2K +26.3K shares |
WELLS FARGO & COMPANY/MN Institution | +$309.7K +19.9K shares |
 Creative Planning RIA/Wealth | +$216.8K +13.9K shares |
 Invesco Ltd. ETF Provider | +$213.8K +13.7K shares |
 Concurrent Investment Advisors, LLC RIA/Wealth | +$130.5K +8.4K shares |
Biggest Sellers
| Institution | Net Sold |
|---|---|
BANK OF AMERICA CORP /DE/ Institution | −$3.8M −242.5K shares |
Baird Financial Group, Inc. Private Equity | −$1.4M −89.0K shares |
 UBS Group AG Institution | −$626.9K −40.2K shares |
 HighTower Advisors, LLC RIA/Wealth | −$448.0K −28.6K shares |
Kovitz Investment Group Partners, LLC RIA/Wealth | −$388.9K −24.9K shares |
S STIFEL FINANCIAL CORP Long Only Manager | −$251.3K −16.1K shares |
U U.S. Capital Wealth Advisors, LLC RIA/Wealth | −$193.4K −12.4K shares |
W WETHERBY ASSET MANAGEMENT INC RIA/Wealth | −$192.8K −12.4K shares |
 Walleye Trading Advisors, LLC Hedge Fund•Multi-Strategy | −$73.7K −4.7K shares |
 ENVESTNET ASSET MANAGEMENT INC Long Only Manager | −$62.7K −4.0K shares |
Entry and Exit Activity
Institutions that initiated new positions or completely exited GUG in Q3 2025
- New Positions
- 3
- New Value
- $707.7K
- Exited Positions
- 3
- Exited Value
- $484.4K
New Positions
| Institution | Position Value |
|---|---|
Pensionmark Financial Group, LLC Pension/Endowment | $470.4K 30.2K shares |
Creative Planning RIA/Wealth | $216.8K 13.9K shares |
 Morse Asset Management, Inc RIA/Wealth | $20.4K 1.3K shares |
Exited Positions
| Institution | Previous Position |
|---|---|
HighTower Advisors, LLC RIA/Wealth | $448.0K 28.6K shares |
N NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Institution | $23.7K 1.5K shares |
E ELEQUIN CAPITAL LP Hedge Fund•Multi-Strategy | $12.6K 808.0 shares |
Options Activity
Institutions with the largest Call and Put options positions in GUG as of Q3 2025
- Call Positions
- 0
- Call Value
- -
- Put Positions
- 0
- Put Value
- -
Call Positions
| Institution | Position Value |
|---|---|
| No call positions found | |
Put Positions
| Institution | Position Value |
|---|---|
| No put positions found | |
Most Committed Institutions
Institutions with GUG as the highest % of their portfolio as of Q3 2025
| Institution | Portfolio Weight |
|---|---|
1.61% $2.7M | |
Advisors Asset Management, Inc. ETF Provider | 0.24% $14.0M |
 Golden State Equity Partners RIA/Wealth | 0.12% $707.1K |
M MGB Wealth Management, LLC RIA/Wealth | 0.07% $248.1K |
 Aviance Capital Partners, LLC RIA/Wealth | 0.06% $475.1K |
Pathstone Holdings, LLC Family Office | 0.05% $14.0M |
N Nordwand Advisors, LLC RIA/Wealth | 0.03% $179.4K |
Baird Financial Group, Inc. Private Equity | 0.02% $10.8M |
 OPPENHEIMER & CO INC RIA/Wealth | 0.02% $1.4M |
 JOURNEY STRATEGIC WEALTH LLC RIA/Wealth | 0.01% $429.6K |
Hedge Fund Spotlight
Discover hedge funds investing in GUG
Walleye Trading Advisors, LLC
Hedge Fund • Multi-Strategy
Portfolio ManagerWilliam Dunning England
- Portfolio Value
- $11.2B
- Positions
- 1,691
- Last Reported
- Q3 2025
Sector Allocation
G
Position in Guggenheim Active Allocation Fund
- Market Value
- $179.4K
- Shares Held
- 11.5K
- Portfolio Weight
- 0.00%
- Owned Since
- 2024-Q4
| Top Holding | Sector | Market Value | Weight |
|---|---|---|---|
Semiconductors Technology | $463.8M | 4.15% | |
Specialty Retail Consumer Cyclical | $346.6M | 3.10% | |
Auto - Manufacturers Consumer Cyclical | $288.5M | 2.58% |
