PennantPark Floating Rate Capital

PFLT • NYSE

PennantPark Floating Rate Capital is a asset management company in the financial services sector on NYSE, led by Arthur Penn, with a market cap of $933.6M. As of Q3 2025, 22% of shares are held by 132 institutional investors, with Sound Income Strategies, LLC as the largest holder at 4.16%.

Chief Executive OfficerArthur Penn

Market Cap$933.6M

Asset Management

Financial Services

Websitepennantpark.com

Country

United States of America

Overview

Overview of institutional ownership in PFLT as of Q3 2025 with a market cap of $882.0M

All Institutions

Institutions: 132
Value Held: $193.3M
Shares Held: 21.8M
Avg Position: $1.5M
Median Position: $203.3K

Hedge Funds

Hedge Funds: 8
Value Held: $13.6M
Shares Held: 1.5M
Avg Position: $1.7M
Median Position: $555.1K

Ownership Breakdown

Institutional (non-HF)

20.37%

$179.7M

Hedge Funds

1.54%

$13.6M

Retail & Other

78.08%

$688.7M

Based on market cap of $882.0M as of Q3 2025. Institutional (non-HF) excludes hedge funds to avoid double counting.

Biggest Investors

Institutions with the largest positions in PFLT as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
Sound Income Strategies, LLC RIA/Wealth	David Joseph Scranton Managing Partner	$35.7M 1.95% of portfolio	4.16% 4.1M shares	Q4 2017 Held for 7y 11m	$1.8B
VAN ECK ASSOCIATES CORP ETF Provider	Jan Frederick Vaneck CEO	$22.5M 0.02% of portfolio	2.55% 2.5M shares	Q3 2015 Held for 10y 2m	$96.6B
Marshall Wace LLP Institution	Diana Lj Harrison President	$18.3M 0.02% of portfolio	2.07% 2.1M shares	Q2 2023 Held for 2y 5m	$90.3B
UBS Group AG Institution	Sergio P. Ermotti CEO	$11.5M 0.00% of portfolio	1.31% 1.3M shares	Q4 2014 Held for 10y 11m	$511.54B
Invesco Ltd. ETF Provider	Brian Christopher Hartigan CEO	$11.2M 0.00% of portfolio	1.27% 1.3M shares	Q4 2024 Held for 11 months	$633.08B
Q Qube Research & Technologies Ltd Institution	-	$9.7M 0.01% of portfolio	1.10% 1.1M shares	Q2 2023 Held for 2y 5m	$70.6B
A Altshuler Shaham Ltd Institution	-	$8.1M 0.13% of portfolio	0.92% 916.0K shares	Q4 2017 Held for 7y 11m	$6.0B
B BlackRock, Inc. Institution	-	$6.1M 0.00% of portfolio	0.69% 687.2K shares	Q1 2017 Held for 8y 8m	$5.67T
MILLENNIUM MANAGEMENT LLC Hedge Fund•Multi-Strategy	Dan Michael Berkovitz Chairman	$6.1M 0.00% of portfolio	0.69% 680.7K shares	Q1 2022 Held for 3y 8m	$121.98B
MORGAN STANLEY RIA/Wealth	Jed Finn CEO	$5.7M 0.00% of portfolio	0.65% 642.7K shares	≤ Q2 2013 Held for 12y 5m+	$1.65T

Net Capital Flow

Institutional buying and selling activity for PFLT in Q3 2025

Traded: +$3.3M
Buyers: 86
Sellers: 35
Total Bought: +$30.8M
Total Sold: −$27.5M
Avg Position: $1.3M

Biggest Buyers

Institution	Net Bought	Current Position
Marshall Wace LLP Institution	+$5.5M +617.7K shares	$18.3M 2.1M shares
Q Qube Research & Technologies Ltd Institution	+$2.6M +295.2K shares	$9.7M 1.1M shares
MORGAN STANLEY RIA/Wealth	+$2.3M +254.6K shares	$5.7M 642.7K shares
Sound Income Strategies, LLC RIA/Wealth	+$2.0M +226.8K shares	$35.7M 4.1M shares
L LPL Financial LLC Institution	+$1.8M +198.0K shares	$3.9M 442.1K shares
Invesco Ltd. ETF Provider	+$1.7M +186.6K shares	$11.2M 1.3M shares
B BlackRock, Inc. Institution	+$1.7M +186.4K shares	$6.1M 687.2K shares
UBS Group AG Institution	+$1.6M +178.4K shares	$11.5M 1.3M shares
VAN ECK ASSOCIATES CORP ETF Provider	+$1.6M +174.6K shares	$22.5M 2.5M shares
J JANE STREET GROUP, LLC Institution	+$1.5M +169.3K shares	$1.5M 169.3K shares

Biggest Sellers

Institution	Net Sold	Current Position
A Altshuler Shaham Ltd Institution	−$7.2M −814.0K shares	$8.1M 916.0K shares
TWO SIGMA ADVISERS, LLC Hedge Fund•Multi-Strategy	−$6.7M −653.1K shares	Sold Off 0 shares
TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy	−$4.7M −524.4K shares	$3.7M 418.4K shares
BALYASNY ASSET MANAGEMENT LLC Hedge Fund•Multi-Strategy	−$2.5M −243.6K shares	Sold Off 0 shares
Y Y-Intercept Ltd Institution	−$2.1M −207.2K shares	Sold Off 0 shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	−$413.0K −46.5K shares	$573.5K 64.5K shares
JPMORGAN CHASE & CO Institution	−$378.0K −42.5K shares	$81.7K 9.2K shares
MILLENNIUM MANAGEMENT LLC Hedge Fund•Multi-Strategy	−$350.0K −39.4K shares	$6.1M 680.7K shares
D DRW Securities, LLC Institution	−$347.4K −33.6K shares	Sold Off 0 shares
ExodusPoint Capital Management, LP Hedge Fund•Multi-Strategy	−$339.9K −32.9K shares	Sold Off 0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited PFLT in Q3 2025

New Positions: 12
New Value: $1.2M
Exited Positions: 14
Exited Value: $13.1M

New Positions

Institution	Position Value
Vantage Financial Partners, LLC RIA/Wealth	$342.3K 38.5K shares
Ethos Financial Group, LLC RIA/Wealth	$175.6K 19.8K shares
Naviter Wealth, LLC RIA/Wealth	$167.7K 18.7K shares
VestGen Advisors, LLC RIA/Wealth	$155.6K 17.5K shares
KW WEALTH MANAGEMENT LLC RIA/Wealth	$114.2K 12.8K shares
Kestra Advisory Services, LLC RIA/Wealth	$90.9K 10.2K shares
SP Asset Management LLC Fund of Funds	$88.9K 10.0K shares
S State of Alaska, Department of Revenue Institution	$41.1K 4.6K shares
Union Bankshares Corp Institution	$24.0K 2.7K shares
Triumph Capital Management RIA/Wealth	$18.7K 2.1K shares

Exited Positions

Institution	Previous Position
TWO SIGMA ADVISERS, LLC Hedge Fund•Multi-Strategy	$6.7M 653.1K shares
BALYASNY ASSET MANAGEMENT LLC Hedge Fund•Multi-Strategy	$2.5M 243.6K shares
Y Y-Intercept Ltd Institution	$2.1M 207.2K shares
D DRW Securities, LLC Institution	$347.4K 33.6K shares
ExodusPoint Capital Management, LP Hedge Fund•Multi-Strategy	$339.9K 32.9K shares
S SIMPLEX TRADING, LLC Institution	$315.4K 30.5K shares
J Jump Financial, LLC Institution	$216.9K 21.0K shares
Schonfeld Strategic Advisors LLC Hedge Fund•Multi-Strategy	$187.2K 18.1K shares
E Entropy Technologies, LP Hedge Fund•Quant Macro	$130.1K 12.6K shares
Change Path, LLC RIA/Wealth	$124.0K 12.0K shares

Options Activity

Institutions with the largest Call and Put options positions in PFLT as of Q3 2025

Call Positions: 2
Call Value: $480.1K
Put Positions: 1
Put Value: $288.9K

Call Positions

Institution	Position Value
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$337.8K 380.0 contracts
W WOLVERINE TRADING, LLC Institution	$142.3K 159.0 contracts

Put Positions

Institution	Position Value
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$288.9K 325.0 contracts

Most Committed Institutions

Institutions with PFLT as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
Sound Income Strategies, LLC RIA/Wealth	David Joseph Scranton Managing Partner	1.95% $35.7M	4.16% 4.1M shares	Q4 2017 Held for 7y 11m	$1.8B
G GraniteShares Advisors LLC Institution	William John Grant Rhind CEO	1.44% $2.5M	0.28% 279.9K shares	Q4 2024 Held for 11 months	$172.8M
Muzinich & Co., Inc. Long Only Manager	Justin George Muzinich CEO	0.59% $1.5M	0.17% 170.8K shares	Q4 2014 Held for 10y 11m	$258.0M
M MQS Management LLC Hedge Fund•Global Macro	Robert Yale Gelfond CEO	0.49% $835.3K	0.09% 94.0K shares	Q3 2025 Held for 2 months	$171.4M
V Virtus Investment Advisers, Inc. Institution	Daphne Tippens Chisolm President	0.24% $825.4K	0.09% 92.8K shares	Q1 2025 Held for 8 months	$348.7M
KW WEALTH MANAGEMENT LLC RIA/Wealth	Yee Ki Wan Managing Partner	0.19% $114.2K	0.01% 12.8K shares	Q3 2025 Held for 2 months	$58.7M
O OXFORD ASSET MANAGEMENT Institution	Henry Stuart Gibson President	0.16% $428.5K	0.05% 48.2K shares	Q1 2025 Held for 8 months	$272.4M
Y Yelin Lapidot Holdings Management Ltd. Institution	-	0.14% $661.7K	0.08% 74.4K shares	Q3 2023 Held for 2y 2m	$476.2M
A Altshuler Shaham Ltd Institution	-	0.13% $8.1M	0.92% 916.0K shares	Q4 2017 Held for 7y 11m	$6.0B
P PharVision Advisers, LLC Hedge Fund•Long/Short	Blagovest Dimitrov Baychev CEO	0.13% $227.3K	0.03% 25.6K shares	Q4 2024 Held for 11 months	$176.9M

Hedge Fund Spotlight

Discover hedge funds investing in PFLT

Trexquant Investment LP

Hedge Fund • Quant

Portfolio ManagerTaesoon (Tyger) Park

Portfolio Value: $9.7B
Positions: 1,540
Last Reported: Q3 2025

Sector Allocation

Position in PennantPark Floating Rate Capital

Market Value: $2.2M
Shares Held: 248.7K
Portfolio Weight: 0.02%
Owned Since: 2023-Q1

Top Holding	Sector	Market Value	Weight
1 Nvidia NVDA	Semiconductors Technology	$233.6M	2.41%
2 Microsoft MSFT	Software - Infrastructure Technology	$138.5M	1.43%
3 Costco Wholesale COST	Discount Stores Consumer Defensive	$122.3M	1.26%