Innovator U.S. Equity Ultra Buffer ETF
UOCT • BATS
Innovator U.S. Equity Ultra Buffer ETF is an exchange-traded fund on BATS. As of Q3 2025, 69 institutional investors hold shares in this ETF, with total holdings valued at $88.1M. COMMONWEALTH EQUITY SERVICES, LLC. is the largest holder with a position valued at $12.3M.
Overview
Overview of institutional ownership in UOCT as of Q3 2025
All Institutions
- Institutions
- 69
- Value Held
- $88.1M
- Shares Held
- 2.3M
- Avg Position
- $1.3M
- Median Position
- $512.5K
Hedge Funds
- Hedge Funds
- 1
- Value Held
- $799.8K
- Shares Held
- 20.8K
- Avg Position
- $799.8K
- Median Position
- $799.8K
Biggest Investors
Institutions with the largest positions in UOCT as of Q3 2025
| Institution | Position Value |
|---|---|
 COMMONWEALTH EQUITY SERVICES, LLC. RIA/Wealth | $12.3M 0.02% of portfolio |
$8.3M 0.49% of portfolio | |
 MERCER GLOBAL ADVISORS INC /ADV RIA/Wealth | $4.4M 0.01% of portfolio |
 CWM, LLC RIA/Wealth | $4.3M 0.01% of portfolio |
 Kestra Advisory Services, LLC RIA/Wealth | $3.5M 0.02% of portfolio |
A Advisory Services Network, LLC RIA/Wealth | $3.3M 0.05% of portfolio |
 Brookstone Capital Management RIA/Wealth | $3.0M 0.04% of portfolio |
 IHT Wealth Management, LLC RIA/Wealth | $2.8M 0.07% of portfolio |
 IMG Wealth Management, Inc. RIA/Wealth | $2.7M 1.83% of portfolio |
 ENVESTNET ASSET MANAGEMENT INC Long Only Manager | $2.6M 0.00% of portfolio |
Net Capital Flow
Institutional buying and selling activity for UOCT in Q3 2025
- Traded
- +$1.9M
- Buyers
- 29
- Sellers
- 36
- Total Bought
- +$14.9M
- Total Sold
- −$12.9M
- Avg Position
- $1.0M
Biggest Buyers
| Institution | Net Bought |
|---|---|
MERCER GLOBAL ADVISORS INC /ADV RIA/Wealth | +$4.4M +115.5K shares |
 RAYMOND JAMES FINANCIAL INC RIA/Wealth | +$1.2M +-329.2K shares |
 Sonoma Allocations LLC RIA/Wealth | +$997.4K +26.0K shares |
Kestra Advisory Services, LLC RIA/Wealth | +$915.7K +23.8K shares |
Brookstone Capital Management RIA/Wealth | +$833.4K +21.7K shares |
 CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy | +$799.8K +20.8K shares |
ENVESTNET ASSET MANAGEMENT INC Long Only Manager | +$732.9K +19.1K shares |
 Foundations Investment Advisors, LLC RIA/Wealth | +$699.1K +18.2K shares |
C CENTRAL VALLEY ADVISORS, LLC Institution | +$552.0K +14.4K shares |
+$499.4K +13.0K shares |
Biggest Sellers
| Institution | Net Sold |
|---|---|
 ASHTON THOMAS SECURITIES, LLC RIA/Wealth | −$2.3M −63.4K shares |
D Donald L. Hagan, LLC Institution | −$2.0M −53.6K shares |
O OLD MISSION CAPITAL LLC Institution | −$1.1M −29.4K shares |
 FOUNDERS FINANCIAL SECURITIES LLC RIA/Wealth | −$779.2K −21.2K shares |
IHT Wealth Management, LLC RIA/Wealth | −$767.0K −19.8K shares |
 Betterment LLC RIA/Wealth | −$729.5K −19.0K shares |
 MML INVESTORS SERVICES, LLC RIA/Wealth | −$618.4K −16.1K shares |
B Berger Financial Group, Inc RIA/Wealth | −$566.7K −14.7K shares |
 City Center Advisors, LLC RIA/Wealth | −$524.1K −14.2K shares |
 SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity | −$450.3K −12.2K shares |
Entry and Exit Activity
Institutions that initiated new positions or completely exited UOCT in Q3 2025
- New Positions
- 8
- New Value
- $7.5M
- Exited Positions
- 16
- Exited Value
- $8.8M
New Positions
| Institution | Position Value |
|---|---|
MERCER GLOBAL ADVISORS INC /ADV RIA/Wealth | $4.4M 115.5K shares |
Sonoma Allocations LLC RIA/Wealth | $997.4K 26.0K shares |
Foundations Investment Advisors, LLC RIA/Wealth | $699.1K 18.2K shares |
 WEALTHGARDEN F.S. LLC Private Equity | $477.0K 12.4K shares |
 Simplicity Wealth,LLC RIA/Wealth | $407.9K 10.6K shares |
A ATRIA INVESTMENTS LLC Institution | $407.9K 10.6K shares |
 Farther Finance Advisors, LLC RIA/Wealth | $63.0K 1.6K shares |
 Triumph Capital Management RIA/Wealth | $43.4K 1.1K shares |
Exited Positions
| Institution | Previous Position |
|---|---|
ASHTON THOMAS SECURITIES, LLC RIA/Wealth | $2.3M 63.4K shares |
D Donald L. Hagan, LLC Institution | $2.0M 53.6K shares |
O OLD MISSION CAPITAL LLC Institution | $1.1M 29.4K shares |
FOUNDERS FINANCIAL SECURITIES LLC RIA/Wealth | $779.2K 21.2K shares |
City Center Advisors, LLC RIA/Wealth | $524.1K 14.2K shares |
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity | $450.3K 12.2K shares |
 MORGAN STANLEY RIA/Wealth | $367.8K 10.0K shares |
 Savvy Advisors, Inc. RIA/Wealth | $351.4K 9.6K shares |
 Atlantic Private Wealth, LLC RIA/Wealth | $315.5K 8.6K shares |
G GTS SECURITIES LLC Institution | $281.1K 7.6K shares |
Options Activity
Institutions with the largest Call and Put options positions in UOCT as of Q3 2025
- Call Positions
- 0
- Call Value
- -
- Put Positions
- 0
- Put Value
- -
Call Positions
| Institution | Position Value |
|---|---|
| No call positions found | |
Put Positions
| Institution | Position Value |
|---|---|
| No put positions found | |
Most Committed Institutions
Institutions with UOCT as the highest % of their portfolio as of Q3 2025
| Institution | Portfolio Weight |
|---|---|
IMG Wealth Management, Inc. RIA/Wealth | 1.83% $2.7M |
C CENTRAL VALLEY ADVISORS, LLC Institution | 0.75% $2.4M |
 Kellett Schaffner Wealth Advisors LLC RIA/Wealth | 0.51% $844.9K |
 Wood Tarver Financial Group, LLC RIA/Wealth | 0.50% $1.7M |
0.49% $8.3M | |
Sonoma Allocations LLC RIA/Wealth | 0.36% $997.4K |
WEALTHGARDEN F.S. LLC Private Equity | 0.36% $477.0K |
 KFG WEALTH MANAGEMENT, LLC RIA/Wealth | 0.33% $2.3M |
 Compass Advisory Group LLC RIA/Wealth | 0.26% $935.7K |
 Vantage Point Financial LLC RIA/Wealth | 0.25% $638.9K |
Hedge Fund Spotlight
Discover hedge funds investing in UOCT
CITADEL ADVISORS LLC
Hedge Fund • Multi-Strategy
Portfolio ManagerKenneth Cordele Griffin
- Portfolio Value
- $122.08B
- Positions
- 5,531
- Last Reported
- Q3 2025
Sector Allocation
Position in Innovator U.S. Equity Ultra Buffer ETF
- Market Value
- $799.8K
- Shares Held
- 20.8K
- Portfolio Weight
- 0.00%
- Owned Since
- 2024-Q4
| Top Holding | Sector | Market Value | Weight |
|---|---|---|---|
Software - Infrastructure Technology | $2.1B | 1.68% | |
Semiconductors Technology | $1.8B | 1.50% | |
Internet Content & Information Communication Services | $1.4B | 1.18% |
