Cathay General Bancorp

CATY • NASDAQ

Cathay General Bancorp is a banks - regional company in the financial services sector on NASDAQ, led by Chang M. Liu, with a market cap of $3.4B. As of Q3 2025, 72% of shares are held by 256 institutional investors, with BlackRock, Inc. as the largest holder at 14.43%.

CEO and President of Cathay General BancorpChang M. Liu

Market Cap$3.4B

Banks - Regional

Financial Services

Employees1.2K

Websitecathaybank.com

Country

United States of America

Overview

Overview of institutional ownership in CATY as of Q3 2025 with a market cap of $3.3B

All Institutions

Institutions: 256
Value Held: $2.4B
Shares Held: 50.0M
Avg Position: $9.4M
Median Position: $759.5K

Hedge Funds

Hedge Funds: 19
Value Held: $69.7M
Shares Held: 1.5M
Avg Position: $3.7M
Median Position: $1.2M

Ownership Breakdown

Institutional (non-HF)

70.29%

$2.3B

Hedge Funds

2.1%

$69.7M

Retail & Other

27.61%

$915.9M

Based on market cap of $3.3B as of Q3 2025. Institutional (non-HF) excludes hedge funds to avoid double counting.

Biggest Investors

Institutions with the largest positions in CATY as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
B BlackRock, Inc. Institution	-	$478.6M 0.01% of portfolio	14.43% 10.0M shares	≤ Q2 2013 Held for 12y 5m+	$5.67T
VANGUARD GROUP INC Institution	Salim Ramji CEO	$363.7M 0.01% of portfolio	10.96% 7.6M shares	≤ Q2 2013 Held for 12y 5m+	$6.69T
DIMENSIONAL FUND ADVISORS LP Long Only Manager	David Paul Butler CEO	$195.3M 0.04% of portfolio	5.89% 4.1M shares	≤ Q2 2013 Held for 12y 5m+	$466.32B
STATE STREET CORP Institution	Ronald P. O'Hanley CEO	$167.1M 0.01% of portfolio	5.04% 3.5M shares	≤ Q2 2013 Held for 12y 5m+	$2.88T
SCHWAB CHARLES INVESTMENT MANAGEMENT INC Long Only Manager	Omar Aguilar Chavez CEO	$140.9M 0.02% of portfolio	4.25% 2.9M shares	≤ Q2 2013 Held for 12y 5m+	$620.51B
GEODE CAPITAL MANAGEMENT LLC ETF Provider	David Kenneth Lane CEO	$83.5M 0.01% of portfolio	2.52% 1.7M shares	≤ Q2 2013 Held for 12y 5m+	$1.57T
Invesco Ltd. ETF Provider	Brian Christopher Hartigan CEO	$75.8M 0.01% of portfolio	2.29% 1.6M shares	≤ Q2 2013 Held for 12y 5m+	$633.08B
A AMERICAN CENTURY COMPANIES INC Institution	-	$62.1M 0.03% of portfolio	1.87% 1.3M shares	Q4 2019 Held for 5y 11m	$195.93B
T T. Rowe Price Investment Management, Inc. Insurance Manager	John Edward Robison President	$60.9M 0.04% of portfolio	1.84% 1.3M shares	Q2 2023 Held for 2y 5m	$161.58B
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Long Only Manager	Edward Murray Maloney CEO	$49.1M 0.02% of portfolio	1.48% 1.0M shares	≤ Q2 2013 Held for 12y 5m+	$322.72B

Net Capital Flow

Institutional buying and selling activity for CATY in Q3 2025

Traded: −$48.1M
Buyers: 106
Sellers: 140
Total Bought: +$75.0M
Total Sold: −$123.1M
Avg Position: $8.4M

Biggest Buyers

Institution	Net Bought	Current Position
MILLENNIUM MANAGEMENT LLC Hedge Fund•Multi-Strategy	+$15.9M +332.0K shares	$20.2M 420.5K shares
D D. E. Shaw & Co., Inc. Institution	+$9.2M +192.7K shares	$11.3M 234.4K shares
ExodusPoint Capital Management, LP Hedge Fund•Multi-Strategy	+$5.7M +118.3K shares	$5.7M 118.3K shares
D DARK FOREST CAPITAL MANAGEMENT LP Pension/Endowment	+$3.9M +81.4K shares	$3.9M 81.4K shares
Q Qube Research & Technologies Ltd Institution	+$3.9M +81.2K shares	$4.5M 93.3K shares
BANK OF AMERICA CORP /DE/ Institution	+$3.7M +77.2K shares	$18.5M 386.3K shares
TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy	+$3.7M +76.6K shares	$7.3M 152.8K shares
Invesco Ltd. ETF Provider	+$2.6M +53.6K shares	$75.8M 1.6M shares
S SG Americas Securities, LLC Institution	+$2.3M +46.9K shares	$2.8M 59.0K shares
Edgestream Partners, L.P. Hedge Fund•Quant Macro	+$2.1M +44.4K shares	$11.9M 246.9K shares

Biggest Sellers

Institution	Net Sold	Current Position
FIRST TRUST ADVISORS LP ETF Provider	−$18.8M −392.3K shares	$5.7M 118.4K shares
VANGUARD GROUP INC Institution	−$10.8M −224.0K shares	$363.7M 7.6M shares
B BlackRock, Inc. Institution	−$9.4M −196.4K shares	$478.6M 10.0M shares
WELLINGTON MANAGEMENT CO LLP Long Only Manager	−$4.6M −96.7K shares	$32.0M 666.0K shares
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC Long Only Manager	−$4.6M −94.9K shares	$6.1M 126.8K shares
VOLORIDGE INVESTMENT MANAGEMENT, LLC Hedge Fund•Multi-Strategy	−$4.1M −90.1K shares	Sold Off 0 shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	−$3.9M −81.7K shares	$2.4M 49.7K shares
H HRT FINANCIAL LLC Institution	−$3.2M −67.6K shares	$958.7K 20.0K shares
ARROWSTREET CAPITAL LIMITED PARTNERSHIP Hedge Fund•Quant	−$3.2M −69.7K shares	Sold Off 0 shares
RENAISSANCE TECHNOLOGIES LLC Hedge Fund•Quant	−$2.7M −59.8K shares	Sold Off 0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited CATY in Q3 2025

New Positions: 8
New Value: $2.6M
Exited Positions: 29
Exited Value: $19.7M

New Positions

Institution	Position Value
E Elo Mutual Pension Insurance Co Institution	$720.9K 15.0K shares
C CAPROCK Group, Inc. Fund of Funds	$697.6K 13.9K shares
ISAM Funds Ltd Hedge Fund•Quant	$555.9K 11.6K shares
Harvest Investment Services, LLC RIA/Wealth	$427.1K 8.9K shares
HIGHLINE WEALTH PARTNERS LLC RIA/Wealth	$180.6K 3.8K shares
S Salomon & Ludwin, LLC Institution	$43.3K 897.0 shares
R Root Financial Partners, LLC RIA/Wealth	$11.5K 239.0 shares
Cloud Capital Management, LLC RIA/Wealth	- 17.0 shares

Exited Positions

Institution	Previous Position
VOLORIDGE INVESTMENT MANAGEMENT, LLC Hedge Fund•Multi-Strategy	$4.1M 90.1K shares
ARROWSTREET CAPITAL LIMITED PARTNERSHIP Hedge Fund•Quant	$3.2M 69.7K shares
RENAISSANCE TECHNOLOGIES LLC Hedge Fund•Quant	$2.7M 59.8K shares
T TEXAS PERMANENT SCHOOL FUND Institution	$1.4M 31.5K shares
A Assenagon Asset Management S.A. Institution	$1.4M 31.2K shares
CBOE Vest Financial, LLC ETF Provider	$1.0M 22.8K shares
S Squarepoint Ops LLC Hedge Fund•Quant	$759.0K 16.7K shares
MEEDER ASSET MANAGEMENT INC Long Only Manager	$670.3K 14.7K shares
Horizon Investments, LLC/SC Long Only Manager	$619.7K 13.6K shares
R READYSTATE ASSET MANAGEMENT LP Hedge Fund•Multi-Strategy	$606.6K 13.3K shares

Options Activity

Institutions with the largest Call and Put options positions in CATY as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 1
Put Value: $216.0K

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$216.0K 45.0 contracts

Most Committed Institutions

Institutions with CATY as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
PURE PORTFOLIOS HOLDINGS LLC RIA/Wealth	William Allen Weber Managing Partner	1.92% $6.1M	0.18% 127.6K shares	Q3 2024 Held for 1y 2m	$319.8M
WILLNER & HELLER, LLC RIA/Wealth	Kenneth Lee Willner Partner	1.57% $2.0M	0.06% 42.4K shares	Q4 2023 Held for 1y 11m	$129.9M
Dean Capital Management Long Only Manager	Jessica Lynn Skinner CCO	1.28% $3.3M	0.10% 68.3K shares	Q2 2020 Held for 5y 5m	$256.5M
Kondo Wealth Advisors, Inc. RIA/Wealth	Akemi Kondo Dalvi CEO	0.99% $2.4M	0.07% 51.0K shares	Q4 2024 Held for 11 months	$247.9M
DENALI ADVISORS LLC Long Only Manager	Robert Guenther Snigaroff CIO	0.83% $7.4M	0.22% 153.5K shares	Q4 2023 Held for 1y 11m	$885.1M
MOODY ALDRICH PARTNERS LLC Long Only Manager	Daniel Brook Wanzenberg CIO	0.74% $3.9M	0.12% 81.8K shares	Q1 2025 Held for 8 months	$527.2M
DEAN INVESTMENT ASSOCIATES, LLC Long Only Manager	Stephen Michael Miller CEO	0.56% $4.0M	0.12% 82.8K shares	Q2 2020 Held for 5y 5m	$713.0M
SummerHaven Investment Management, LLC Long Only Manager	Kurt Jonathon Nelson CEO	0.49% $840.9K	0.03% 17.5K shares	Q3 2023 Held for 2y 2m	$170.9M
Edgestream Partners, L.P. Hedge Fund•Quant Macro	Brian Tahan CEO	0.35% $11.9M	0.36% 246.9K shares	Q3 2023 Held for 2y 2m	$3.4B
ORG Partners LLC RIA/Wealth	Todd Jeffrey Stewart CEO	0.28% $1.5M	0.04% 30.8K shares	Q1 2023 Held for 2y 8m	$521.1M

Hedge Fund Spotlight

Discover hedge funds investing in CATY

ALGERT COLDIRON INVESTORS LLC

Hedge Fund • Quant

Portfolio ManagerRyan Zentner Lafond

Portfolio Value: $6.0B
Positions: 1,110
Last Reported: Q3 2025

Sector Allocation

Position in Cathay General Bancorp

Market Value: $4.8M
Shares Held: 101.0K
Portfolio Weight: 0.08%
Owned Since: 2022-Q1

Top Holding	Sector	Market Value	Weight
1 Nextpower Inc. NXT	Solar Energy	$40.8M	0.68%
2 Mueller Industries MLI	Manufacturing - Metal Fabrication Industrials	$38.9M	0.65%
3 Credo Technology Group Holding Ltd CRDO	Communication Equipment Technology	$38.7M	0.64%