First Trust Small Cap Core AlphaDEX
FYX • NASDAQ
First Trust Small Cap Core AlphaDEX is an exchange-traded fund on NASDAQ. As of Q3 2025, 153 institutional investors hold shares in this ETF, with total holdings valued at $588.4M. MORGAN STANLEY is the largest holder with a position valued at $68.1M.
Overview
Overview of institutional ownership in FYX as of Q3 2025
All Institutions
- Institutions
- 153
- Value Held
- $588.4M
- Shares Held
- 5.4M
- Avg Position
- $3.8M
- Median Position
- $498.4K
Hedge Funds
- Hedge Funds
- 2
- Value Held
- $918.8K
- Shares Held
- 8.4K
- Avg Position
- $459.4K
- Median Position
- $459.4K
Biggest Investors
Institutions with the largest positions in FYX as of Q3 2025
| Institution | Position Value |
|---|---|
 MORGAN STANLEY RIA/Wealth | $68.1M 0.00% of portfolio |
L LPL Financial LLC Institution | $63.9M 0.02% of portfolio |
 WELLS FARGO & COMPANY/MN Institution | $61.1M 0.01% of portfolio |
R ROYAL BANK OF CANADA Institution | $58.0M 0.01% of portfolio |
 BANK OF AMERICA CORP /DE/ Institution | $41.8M 0.00% of portfolio |
 UBS Group AG Institution | $31.7M 0.01% of portfolio |
 RAYMOND JAMES FINANCIAL INC RIA/Wealth | $31.2M 0.01% of portfolio |
 Cetera Investment Advisers RIA/Wealth | $15.5M 0.02% of portfolio |
 Janney Montgomery Scott LLC RIA/Wealth | $15.5M 0.04% of portfolio |
N NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Institution | $9.6M 0.01% of portfolio |
Net Capital Flow
Institutional buying and selling activity for FYX in Q3 2025
- Traded
- −$25.2M
- Buyers
- 62
- Sellers
- 76
- Total Bought
- +$25.1M
- Total Sold
- −$50.4M
- Avg Position
- $3.5M
Biggest Buyers
| Institution | Net Bought |
|---|---|
UBS Group AG Institution | +$8.3M +76.6K shares |
R ROYAL BANK OF CANADA Institution | +$7.2M +65.7K shares |
 SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity | +$1.9M +17.3K shares |
Cetera Investment Advisers RIA/Wealth | +$997.5K +9.2K shares |
 Rockefeller Capital Management L.P. Long Only Manager | +$648.8K +6.0K shares |
 Integrated Wealth Concepts LLC RIA/Wealth | +$508.5K +4.7K shares |
C CI Private Wealth, LLC RIA/Wealth | +$498.4K +4.6K shares |
 Krilogy Financial LLC RIA/Wealth | +$433.1K +3.9K shares |
 Triumph Capital Management RIA/Wealth | +$423.7K +3.9K shares |
 Concurrent Investment Advisors, LLC RIA/Wealth | +$399.5K +3.7K shares |
Biggest Sellers
| Institution | Net Sold |
|---|---|
N NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Institution | −$8.8M −80.7K shares |
RAYMOND JAMES FINANCIAL INC RIA/Wealth | −$8.2M −74.9K shares |
 Baird Financial Group, Inc. Private Equity | −$6.6M −60.6K shares |
L LPL Financial LLC Institution | −$4.0M −37.1K shares |
BANK OF AMERICA CORP /DE/ Institution | −$2.7M −25.1K shares |
V Virtu Financial LLC Institution | −$2.3M −23.2K shares |
J JANE STREET GROUP, LLC Institution | −$2.2M −22.8K shares |
WELLS FARGO & COMPANY/MN Institution | −$1.7M −15.9K shares |
F FLOW TRADERS U.S. LLC Institution | −$1.6M −15.0K shares |
 GOLDMAN SACHS GROUP INC Institution | −$1.5M −14.1K shares |
Entry and Exit Activity
Institutions that initiated new positions or completely exited FYX in Q3 2025
- New Positions
- 5
- New Value
- $1.4M
- Exited Positions
- 14
- Exited Value
- $6.8M
New Positions
| Institution | Position Value |
|---|---|
C CI Private Wealth, LLC RIA/Wealth | $498.4K 4.6K shares |
Krilogy Financial LLC RIA/Wealth | $433.1K 3.9K shares |
 Aspen Capital Management, LLC RIA/Wealth | $215.1K 2.0K shares |
 BRADY FAMILY WEALTH, LLC RIA/Wealth | $210.7K 1.9K shares |
 MANNING & NAPIER ADVISORS LLC RIA/Wealth | $12.0K 110.0 shares |
Exited Positions
| Institution | Previous Position |
|---|---|
V Virtu Financial LLC Institution | $2.3M 23.2K shares |
J JANE STREET GROUP, LLC Institution | $2.2M 22.8K shares |
O OLD MISSION CAPITAL LLC Institution | $536.6K 5.5K shares |
 Main Line Retirement Advisors, LLC RIA/Wealth | $442.7K 4.6K shares |
 Solano Wealth Investment Advisors LLC RIA/Wealth | $421.9K 4.3K shares |
 TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy | $350.2K 3.6K shares |
 SRS Capital Advisors, Inc. RIA/Wealth | $241.1K 2.5K shares |
 NBC SECURITIES, INC. RIA/Wealth | $227.3K 2.3K shares |
 Flaharty Asset Management, LLC RIA/Wealth | $63.4K 652.0 shares |
 TWIN PEAKS WEALTH ADVISORS, LLC RIA/Wealth | $59.4K 578.0 shares |
Options Activity
Institutions with the largest Call and Put options positions in FYX as of Q3 2025
- Call Positions
- 0
- Call Value
- -
- Put Positions
- 0
- Put Value
- -
Call Positions
| Institution | Position Value |
|---|---|
| No call positions found | |
Put Positions
| Institution | Position Value |
|---|---|
| No put positions found | |
Most Committed Institutions
Institutions with FYX as the highest % of their portfolio as of Q3 2025
| Institution | Portfolio Weight |
|---|---|
 Genesee Capital Advisors, LLC RIA/Wealth | 2.85% $6.6M |
2.38% $5.1M | |
 Lakeridge Wealth Management LLC RIA/Wealth | 2.13% $4.8M |
 Mainsail Financial Group, LLC RIA/Wealth | 1.85% $4.3M |
 Wealth Alliance Advisory Group, LLC RIA/Wealth | 1.22% $6.7M |
M MTM Investment Management, LLC RIA/Wealth | 1.21% $3.8M |
M | 1.10% $1.6M |
 Per Stirling Capital Management, LLC. RIA/Wealth | 0.43% $3.6M |
 Morey & Quinn Wealth Partners, LLC RIA/Wealth | 0.36% $497.2K |
Triumph Capital Management RIA/Wealth | 0.34% $1.4M |
Hedge Fund Spotlight
Discover hedge funds investing in FYX
CITADEL ADVISORS LLC
Hedge Fund • Multi-Strategy
Portfolio ManagerKenneth Cordele Griffin
- Portfolio Value
- $122.08B
- Positions
- 5,531
- Last Reported
- Q3 2025
Sector Allocation
Position in First Trust Small Cap Core AlphaDEX
- Market Value
- $669.5K
- Shares Held
- 6.1K
- Portfolio Weight
- 0.00%
- Owned Since
- 2024-Q2
| Top Holding | Sector | Market Value | Weight |
|---|---|---|---|
Software - Infrastructure Technology | $2.1B | 1.68% | |
Semiconductors Technology | $1.8B | 1.50% | |
Internet Content & Information Communication Services | $1.4B | 1.18% |
