Nuveen ESG Small-Cap
NUSC • BATS
Nuveen ESG Small-Cap is an exchange-traded fund on BATS. As of Q3 2025, 244 institutional investors hold shares in this ETF, with total holdings valued at $933.6M. BANK OF AMERICA CORP /DE/ is the largest holder with a position valued at $277.0M.
Overview
Overview of institutional ownership in NUSC as of Q3 2025
All Institutions
- Institutions
- 244
- Value Held
- $933.6M
- Shares Held
- 21.2M
- Avg Position
- $3.8M
- Median Position
- $447.9K
Hedge Funds
- Hedge Funds
- 0
- Value Held
- -
- Shares Held
- -
- Avg Position
- -
- Median Position
- -
Biggest Investors
Institutions with the largest positions in NUSC as of Q3 2025
| Institution | Position Value |
|---|---|
 BANK OF AMERICA CORP /DE/ Institution | $277.0M 0.02% of portfolio |
T TIAA TRUST, NATIONAL ASSOCIATION Institution | $65.9M 0.16% of portfolio |
 Abacus Wealth Partners, LLC RIA/Wealth | $59.4M 8.54% of portfolio |
 MERCER GLOBAL ADVISORS INC /ADV RIA/Wealth | $52.2M 0.09% of portfolio |
 MORGAN STANLEY RIA/Wealth | $49.6M 0.00% of portfolio |
R ROYAL BANK OF CANADA Institution | $43.9M 0.01% of portfolio |
M MISSION WEALTH MANAGEMENT, LLC Institution | $35.1M 0.72% of portfolio |
L LPL Financial LLC Institution | $27.6M 0.01% of portfolio |
 Bank of New York Mellon Corp Institution | $15.7M 0.00% of portfolio |
 UBS Group AG Institution | $15.1M 0.00% of portfolio |
Net Capital Flow
Institutional buying and selling activity for NUSC in Q3 2025
- Traded
- −$11.6M
- Buyers
- 93
- Sellers
- 111
- Total Bought
- +$44.3M
- Total Sold
- −$55.9M
- Avg Position
- $3.6M
Biggest Buyers
| Institution | Net Bought |
|---|---|
MERCER GLOBAL ADVISORS INC /ADV RIA/Wealth | +$22.3M +505.0K shares |
 COLDSTREAM CAPITAL MANAGEMENT INC RIA/Wealth | +$4.1M +91.9K shares |
Abacus Wealth Partners, LLC RIA/Wealth | +$2.4M +54.0K shares |
 RAYMOND JAMES FINANCIAL INC RIA/Wealth | +$1.5M +34.4K shares |
 Rockefeller Capital Management L.P. Long Only Manager | +$1.4M +31.4K shares |
C CI Private Wealth, LLC RIA/Wealth | +$1.3M +28.9K shares |
T TIAA TRUST, NATIONAL ASSOCIATION Institution | +$1.2M +27.7K shares |
BANK OF AMERICA CORP /DE/ Institution | +$948.5K +21.5K shares |
 Beacon Pointe Advisors, LLC RIA/Wealth | +$698.6K +15.8K shares |
 Cetera Investment Advisers RIA/Wealth | +$612.5K +13.9K shares |
Biggest Sellers
| Institution | Net Sold |
|---|---|
 ENVESTNET ASSET MANAGEMENT INC Long Only Manager | −$20.1M −456.9K shares |
W WCG Wealth Advisors LLC Institution | −$6.2M −141.6K shares |
 Ameritas Advisory Services, LLC RIA/Wealth | −$4.4M −107.7K shares |
UBS Group AG Institution | −$3.6M −82.4K shares |
MORGAN STANLEY RIA/Wealth | −$3.0M −68.1K shares |
C CGC Financial Services, LLC RIA/Wealth | −$2.0M −44.4K shares |
 SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity | −$1.9M −44.0K shares |
 WELLS FARGO & COMPANY/MN Institution | −$1.9M −42.9K shares |
L LPL Financial LLC Institution | −$1.0M −23.5K shares |
 Vestmark Advisory Solutions, Inc. Fund of Funds | −$936.3K −21.2K shares |
Entry and Exit Activity
Institutions that initiated new positions or completely exited NUSC in Q3 2025
- New Positions
- 12
- New Value
- $1.7M
- Exited Positions
- 12
- Exited Value
- $7.0M
New Positions
| Institution | Position Value |
|---|---|
 NGAM ADVISORS, L.P. Long Only Manager | $445.1K 10.1K shares |
 WEST BANCORPORATION INC Institution | $352.2K 8.0K shares |
 BridgePort Financial Solutions, LLC RIA/Wealth | $232.6K 5.3K shares |
S Sage Mountain Advisors LLC RIA/Wealth | $208.4K 4.7K shares |
 Diversify Advisory Services, LLC RIA/Wealth | $207.5K 4.7K shares |
 Family Investment Center, Inc. RIA/Wealth | $201.5K 4.6K shares |
 FIRST FINANCIAL HOLDINGS, INC. Institution | $33.8K 767.0 shares |
 Hanson & Doremus Investment Management RIA/Wealth | $10.0K 227.0 shares |
 Wealth Watch Advisors, INC RIA/Wealth | $4.5K 102.0 shares |
 Lowe fs, LLC RIA/Wealth | $2.4K 54.0 shares |
Exited Positions
| Institution | Previous Position |
|---|---|
Ameritas Advisory Services, LLC RIA/Wealth | $4.4M 107.7K shares |
B BESSEMER GROUP INC Institution | $511.7K 12.6K shares |
 Morangie Management LLC RIA/Wealth | $492.5K 12.1K shares |
 CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy | $397.1K 9.7K shares |
 NATURAL INVESTMENTS, LLC RIA/Wealth | $348.1K 8.5K shares |
 Sandbox Financial Partners, LLC RIA/Wealth | $272.2K 6.7K shares |
V Virtu Financial LLC Institution | $231.0K 5.7K shares |
P PRIVATE TRUST CO NA Institution | $158.3K 3.9K shares |
T Tower Research Capital LLC Institution | $156.6K 3.8K shares |
 Parallel Advisors, LLC RIA/Wealth | $43.3K 1.1K shares |
Options Activity
Institutions with the largest Call and Put options positions in NUSC as of Q3 2025
- Call Positions
- 0
- Call Value
- -
- Put Positions
- 0
- Put Value
- -
Call Positions
| Institution | Position Value |
|---|---|
| No call positions found | |
Put Positions
| Institution | Position Value |
|---|---|
| No put positions found | |
Most Committed Institutions
Institutions with NUSC as the highest % of their portfolio as of Q3 2025
| Institution | Portfolio Weight |
|---|---|
 North Berkeley Wealth Management, LLC RIA/Wealth | 9.96% $12.6M |
Abacus Wealth Partners, LLC RIA/Wealth | 8.54% $59.4M |
 Allodium Investment Consultants, LLC RIA/Wealth | 3.45% $6.1M |
 Clarity Wealth Development LLC RIA/Wealth | 2.88% $3.2M |
 LongView Asset Management LLC RIA/Wealth | 2.85% $4.1M |
 Colorado Capital Management, Inc. RIA/Wealth | 2.56% $5.9M |
 Palisades Hudson Asset Management, L.P. RIA/Wealth | 1.65% $4.4M |
F First Pacific Financial RIA/Wealth | 1.57% $11.3M |
 DeDora Capital, Inc. RIA/Wealth | 1.40% $5.8M |
R Rossby Financial, LCC RIA/Wealth | 1.17% $3.5M |