SmartFinancial

SMBK • NYSE

SmartFinancial is a banks - regional company in the financial services sector on NYSE, led by William Y. Carroll, Jr., with a market cap of $669.0M. As of Q3 2025, 57% of shares are held by 156 institutional investors, with BlackRock, Inc. as the largest holder at 7.41%.

President and Chief Executive OfficerWilliam Y. Carroll, Jr.

Market Cap$669.0M

Banks - Regional

Financial Services

Employees585.0

Websitesmartfinancialinc.com

Country

United States of America

Overview

Overview of institutional ownership in SMBK as of Q3 2025 with a market cap of $608.1M

All Institutions

Institutions: 156
Value Held: $347.8M
Shares Held: 9.7M
Avg Position: $2.2M
Median Position: $423.3K

Hedge Funds

Hedge Funds: 18
Value Held: $31.3M
Shares Held: 876.9K
Avg Position: $1.7M
Median Position: $1.5M

Ownership Breakdown

Institutional (non-HF)

52.04%

$316.5M

Hedge Funds

5.15%

$31.3M

Retail & Other

42.81%

$260.3M

Based on market cap of $608.1M as of Q3 2025. Institutional (non-HF) excludes hedge funds to avoid double counting.

Biggest Investors

Institutions with the largest positions in SMBK as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
B BlackRock, Inc. Institution	-	$45.1M 0.00% of portfolio	7.41% 1.3M shares	Q1 2017 Held for 8y 8m	$5.67T
VANGUARD GROUP INC Institution	Salim Ramji CEO	$30.3M 0.00% of portfolio	4.98% 847.0K shares	Q1 2016 Held for 9y 8m	$6.69T
DIMENSIONAL FUND ADVISORS LP Long Only Manager	David Paul Butler CEO	$29.9M 0.01% of portfolio	4.91% 836.5K shares	Q1 2018 Held for 7y 8m	$466.32B
WELLINGTON MANAGEMENT CO LLP Long Only Manager	Jean Marie Hynes CEO	$23.1M 0.00% of portfolio	3.80% 647.5K shares	Q4 2020 Held for 4y 11m	$571.21B
Private Capital Management, LLC RIA/Wealth	Gregg Joseph Powers CEO	$19.1M 1.93% of portfolio	3.14% 533.8K shares	Q1 2018 Held for 7y 8m	$986.6M
STATE STREET CORP Institution	Ronald P. O'Hanley CEO	$12.3M 0.00% of portfolio	2.02% 344.4K shares	Q2 2017 Held for 8y 5m	$2.88T
GEODE CAPITAL MANAGEMENT LLC ETF Provider	David Kenneth Lane CEO	$12.2M 0.00% of portfolio	2.00% 340.0K shares	Q3 2016 Held for 9y 2m	$1.57T
A AMERICAN CENTURY COMPANIES INC Institution	-	$10.4M 0.01% of portfolio	1.71% 290.3K shares	Q4 2020 Held for 4y 11m	$195.93B
ACADIAN ASSET MANAGEMENT LLC Long Only Manager	Gillian Morna Therese Savage CEO	$7.9M 0.02% of portfolio	1.30% 221.9K shares	Q1 2024 Held for 1y 8m	$51.5B
C Cravens & Co Advisors, LLC Institution	-	$7.9M 5.38% of portfolio	1.30% 220.4K shares	Q4 2022 Held for 2y 11m	$146.5M

Net Capital Flow

Institutional buying and selling activity for SMBK in Q3 2025

Traded: +$5.0M
Buyers: 69
Sellers: 66
Total Bought: +$24.3M
Total Sold: −$19.4M
Avg Position: $2.1M

Biggest Buyers

Institution	Net Bought	Current Position
SCHWAB CHARLES INVESTMENT MANAGEMENT INC Long Only Manager	+$2.8M +77.3K shares	$4.3M 120.2K shares
WELLINGTON MANAGEMENT CO LLP Long Only Manager	+$2.3M +64.8K shares	$23.1M 647.5K shares
ACADIAN ASSET MANAGEMENT LLC Long Only Manager	+$2.3M +63.2K shares	$7.9M 221.9K shares
FIRST TRUST ADVISORS LP ETF Provider	+$1.6M +45.2K shares	$1.6M 45.2K shares
N North Reef Capital Management LP Hedge Fund•Long/Short	+$1.4M +38.5K shares	$3.0M 84.6K shares
Q Qube Research & Technologies Ltd Institution	+$1.3M +36.5K shares	$2.3M 63.5K shares
F First Eagle Investment Management, LLC Long Only Manager	+$1.1M +32.0K shares	$1.1M 32.0K shares
GOLDMAN SACHS GROUP INC Institution	+$1.1M +30.9K shares	$3.7M 104.7K shares
A AMERICAN CENTURY COMPANIES INC Institution	+$1.1M +30.1K shares	$10.4M 290.3K shares
VANGUARD GROUP INC Institution	+$942.3K +26.4K shares	$30.3M 847.0K shares

Biggest Sellers

Institution	Net Sold	Current Position
C Cravens & Co Advisors, LLC Institution	−$2.1M −59.2K shares	$7.9M 220.4K shares
Hillsdale Investment Management Inc. Long Only Manager	−$2.1M −57.5K shares	$3.7M 102.7K shares
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	−$1.7M −50.7K shares	Sold Off 0 shares
RENAISSANCE TECHNOLOGIES LLC Hedge Fund•Quant	−$1.7M −47.9K shares	$6.2M 172.9K shares
B BlackRock, Inc. Institution	−$1.3M −37.0K shares	$45.1M 1.3M shares
PMC FIG Opportunities LLC Real Assets	−$1.2M −33.8K shares	$826.2K 23.1K shares
BOOTHBAY FUND MANAGEMENT, LLC Fund of Funds	−$1.0M −29.0K shares	$1.6M 44.4K shares
Verition Fund Management LLC Hedge Fund•Multi-Strategy	−$710.9K −21.0K shares	Sold Off 0 shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	−$656.6K −19.4K shares	Sold Off 0 shares
S Squarepoint Ops LLC Hedge Fund•Quant	−$625.8K −18.5K shares	Sold Off 0 shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited SMBK in Q3 2025

New Positions: 12
New Value: $3.8M
Exited Positions: 11
Exited Value: $4.5M

New Positions

Institution	Position Value
F First Eagle Investment Management, LLC Long Only Manager	$1.1M 32.0K shares
D D. E. Shaw & Co., Inc. Institution	$809.5K 22.7K shares
TUDOR INVESTMENT CORP ET AL Hedge Fund•Multi-Strategy	$724.1K 20.3K shares
Quantinno Capital Management LP Hedge Fund•Market Neutral	$346.4K 9.7K shares
Cetera Investment Advisers RIA/Wealth	$298.4K 8.4K shares
Y Yorktown Management & Research Co Inc Institution	$241.2K 6.8K shares
KESTRA PRIVATE WEALTH SERVICES, LLC RIA/Wealth	$231.8K 6.5K shares
S State of Alaska, Department of Revenue Institution	$24.3K 681.0 shares
A Advisory Services Network, LLC RIA/Wealth	$18.0K 505.0 shares
O Optiver Holding B.V. Institution	$5.0K 140.0 shares

Exited Positions

Institution	Previous Position
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$1.7M 50.7K shares
Verition Fund Management LLC Hedge Fund•Multi-Strategy	$710.9K 21.0K shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$656.6K 19.4K shares
S Squarepoint Ops LLC Hedge Fund•Quant	$625.8K 18.5K shares
RFG Advisory Group, LLC RIA/Wealth	$233.5K 6.9K shares
ING INVESTMENT MANAGEMENT LLC Insurance Manager	$202.7K 6.0K shares
M MANUFACTURERES LIFE INSURANCE CO Institution	$200.2K 5.9K shares
LAZARD ASSET MANAGEMENT LLC Long Only Manager	$128.0K 3.8K shares
MAI Wealth Advisors RIA/Wealth	$1.3K 38.0 shares
A Atlantic Trust Group, LLC Institution	$270.0 8.0 shares

Options Activity

Institutions with the largest Call and Put options positions in SMBK as of Q3 2025

Call Positions: 0
Call Value: -
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
No call positions found

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with SMBK as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
C Cravens & Co Advisors, LLC Institution	-	5.38% $7.9M	1.30% 220.4K shares	Q4 2022 Held for 2y 11m	$146.5M
Elizabeth Park Capital Advisors, Ltd. Hedge Fund•Long/Short	Fred Anthony Cummings President	2.29% $2.9M	0.48% 80.9K shares	Q3 2021 Held for 4y 2m	$126.0M
Private Capital Management, LLC RIA/Wealth	Gregg Joseph Powers CEO	1.93% $19.1M	3.14% 533.8K shares	Q1 2018 Held for 7y 8m	$986.6M
B BANC FUNDS CO LLC Institution	-	1.74% $7.2M	1.18% 200.6K shares	≤ Q2 2013 Held for 12y 5m+	$411.3M
PMC FIG Opportunities LLC Real Assets	John Charles Finch CEO	1.32% $826.2K	0.14% 23.1K shares	Q2 2024 Held for 1y 5m	$62.5M
S Stieven Capital Advisors, L.P. Hedge Fund•Long/Short	Joseph Albert Stieven Managing Partner	1.00% $5.3M	0.87% 148.0K shares	Q3 2024 Held for 1y 2m	$530.5M
LeConte Wealth Management, LLC RIA/Wealth	Jonathan Keith Dockery Managing Partner	0.46% $695.8K	0.11% 19.5K shares	Q1 2025 Held for 8 months	$149.7M
CALDWELL SUTTER CAPITAL, INC. RIA/Wealth	John Caldwell Helmer Founder	0.43% $1.0M	0.17% 28.4K shares	Q4 2022 Held for 2y 11m	$234.1M
R Squared Ltd Private Equity	-	0.26% $601.4K	0.10% 16.8K shares	Q3 2025 Held for 2 months	$232.5M
B BROOKS, MOORE & ASSOCIATES, INC. RIA/Wealth	Richard Logan Moore Managing Partner	0.21% $405.6K	0.07% 11.4K shares	Q4 2023 Held for 1y 11m	$196.0M