Axos Financial

AX • NYSE

Axos Financial is a banks - regional company in the financial services sector on NYSE, led by Gregory Garrabrants, with a market cap of $4.8B. As of Q3 2025, 80% of shares are held by 368 institutional investors, with BlackRock, Inc. as the largest holder at 14.41%.

CEOGregory Garrabrants

Market Cap$4.8B

Banks - Regional

Financial Services

Employees1.5K

Websiteaxosfinancial.com

Country

United States of America

Overview

Overview of institutional ownership in AX as of Q3 2025 with a market cap of $4.8B

All Institutions

Institutions: 368
Value Held: $3.8B
Shares Held: 45.0M
Avg Position: $10.4M
Median Position: $770.2K

Hedge Funds

Hedge Funds: 34
Value Held: $222.5M
Shares Held: 2.6M
Avg Position: $6.5M
Median Position: $1.8M

Ownership Breakdown

Institutional (non-HF)

74.9%

$3.6B

Hedge Funds

4.64%

$222.5M

Retail & Other

20.46%

$980.2M

Based on market cap of $4.8B as of Q3 2025. Institutional (non-HF) excludes hedge funds to avoid double counting.

Biggest Investors

Institutions with the largest positions in AX as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
B BlackRock, Inc. Institution	-	$690.2M 0.01% of portfolio	14.41% 8.2M shares	≤ Q2 2013 Held for 12y 5m+	$5.67T
VANGUARD GROUP INC Institution	Salim Ramji CEO	$501.9M 0.01% of portfolio	10.48% 5.9M shares	≤ Q2 2013 Held for 12y 5m+	$6.69T
STATE STREET CORP Institution	Ronald P. O'Hanley CEO	$227.1M 0.01% of portfolio	4.74% 2.7M shares	≤ Q2 2013 Held for 12y 5m+	$2.88T
A AMERICAN CENTURY COMPANIES INC Institution	-	$204.3M 0.10% of portfolio	4.26% 2.4M shares	Q4 2019 Held for 5y 11m	$195.93B
DIMENSIONAL FUND ADVISORS LP Long Only Manager	David Paul Butler CEO	$183.8M 0.04% of portfolio	3.84% 2.2M shares	≤ Q2 2013 Held for 12y 5m+	$466.32B
GEODE CAPITAL MANAGEMENT LLC ETF Provider	David Kenneth Lane CEO	$146.5M 0.01% of portfolio	3.03% 1.7M shares	≤ Q2 2013 Held for 12y 5m+	$1.57T
D Davis Asset Management, L.P. Institution	-	$123.4M 4.54% of portfolio	2.57% 1.5M shares	Q3 2022 Held for 3y 2m	$2.7B
FMR LLC Institution	-	$117.8M 0.01% of portfolio	2.46% 1.4M shares	≤ Q2 2013 Held for 12y 5m+	$1.92T
WASATCH ADVISORS INC Long Only Manager	Michael Kenneth Yeates CEO	$76.6M 0.41% of portfolio	1.60% 905.5K shares	≤ Q2 2013 Held for 12y 5m+	$18.6B
GENEVA CAPITAL MANAGEMENT LTD/WI Long Only Manager	Jose Manuel Munoz Quiroga Managing Partner	$62.5M 1.07% of portfolio	1.30% 738.3K shares	Q1 2020 Held for 5y 8m	$5.8B

Net Capital Flow

Institutional buying and selling activity for AX in Q3 2025

Traded: +$63.7M
Buyers: 177
Sellers: 175
Total Bought: +$257.8M
Total Sold: −$194.1M
Avg Position: $9.5M

Biggest Buyers

Institution	Net Bought	Current Position
FMR LLC Institution	+$102.2M +1.2M shares	$117.8M 1.4M shares
FRANKLIN RESOURCES INC Institution	+$23.3M +275.2K shares	$35.1M 414.2K shares
GEODE CAPITAL MANAGEMENT LLC ETF Provider	+$16.4M +191.6K shares	$146.5M 1.7M shares
B BlackRock, Inc. Institution	+$16.0M +189.4K shares	$690.2M 8.2M shares
UBS Group AG Institution	+$9.0M +106.0K shares	$22.6M 267.3K shares
Allspring Global Investments Holdings, LLC Long Only Manager	+$8.3M +99.0K shares	$21.5M 257.8K shares
HENDERSON GROUP PLC Institution	+$6.6M +77.6K shares	$8.6M 101.5K shares
WELLINGTON MANAGEMENT CO LLP Long Only Manager	+$5.8M +68.3K shares	$37.7M 445.4K shares
OSTERWEIS CAPITAL MANAGEMENT INC Long Only Manager	+$4.8M +57.0K shares	$12.0M 142.0K shares
JPMORGAN CHASE & CO Institution	+$4.3M +50.9K shares	$28.0M 330.9K shares

Biggest Sellers

Institution	Net Sold	Current Position
MILLENNIUM MANAGEMENT LLC Hedge Fund•Multi-Strategy	−$20.5M −241.7K shares	$13.1M 155.0K shares
DIMENSIONAL FUND ADVISORS LP Long Only Manager	−$13.2M −155.8K shares	$183.8M 2.2M shares
MORGAN STANLEY RIA/Wealth	−$10.6M −125.1K shares	$40.2M 474.8K shares
Ategra Capital Management, LLC Hedge Fund•Sector	−$6.8M −79.9K shares	$11.9M 140.3K shares
A AXA Institution	−$6.4M −84.6K shares	Sold Off 0 shares
N Nuveen, LLC Institution	−$6.3M −74.4K shares	$37.5M 443.4K shares
VOLORIDGE INVESTMENT MANAGEMENT, LLC Hedge Fund•Multi-Strategy	−$6.3M −74.2K shares	$10.0M 117.8K shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	−$6.3M −74.2K shares	$2.1M 24.4K shares
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC Long Only Manager	−$6.1M −72.3K shares	$7.1M 84.0K shares
D D. E. Shaw & Co., Inc. Institution	−$5.6M −66.1K shares	$4.1M 48.1K shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited AX in Q3 2025

New Positions: 24
New Value: $4.7M
Exited Positions: 33
Exited Value: $27.0M

New Positions

Institution	Position Value
SANDLER ONEILL ASSET MANAGEMENT LLC Hedge Fund•Long/Short	$846.5K 10.0K shares
POLEN CAPITAL MANAGEMENT LLC Long Only Manager	$777.0K 9.2K shares
O OMERS ADMINISTRATION Corp Institution	$372.5K 4.4K shares
V Vise Technologies, Inc. Institution	$281.5K 3.3K shares
M MQS Management LLC Hedge Fund•Global Macro	$227.5K 2.7K shares
NovaPoint Capital, LLC RIA/Wealth	$220.1K 2.6K shares
GOLUB GROUP LLC RIA/Wealth	$217.0K 2.6K shares
C CI Private Wealth, LLC RIA/Wealth	$214.0K 2.5K shares
R RSM US WEALTH MANAGEMENT LLC RIA/Wealth	$213.2K 2.5K shares
D DRIVE WEALTH MANAGEMENT, LLC RIA/Wealth	$212.8K 2.5K shares

Exited Positions

Institution	Previous Position
A AXA Institution	$6.4M 84.6K shares
Q Quantedge Capital Pte Ltd Institution	$3.4M 45.0K shares
T TEXAS PERMANENT SCHOOL FUND Institution	$3.2M 42.1K shares
B Brevan Howard Capital Management LP Institution	$2.8M 37.0K shares
Aquatic Capital Management LLC Hedge Fund•Quant	$1.3M 17.1K shares
E EXCHANGE TRADED CONCEPTS, LLC Institution	$1.3M 16.8K shares
SummerHaven Investment Management, LLC Long Only Manager	$1.0M 13.6K shares
Q Qube Research & Technologies Ltd Institution	$970.3K 12.8K shares
H HUSSMAN STRATEGIC ADVISORS, INC. Institution	$798.4K 10.5K shares
X XTX Topco Ltd Institution	$735.8K 9.7K shares

Options Activity

Institutions with the largest Call and Put options positions in AX as of Q3 2025

Call Positions: 7
Call Value: $25.0M
Put Positions: 7
Put Value: $18.9M

Call Positions

Institution	Position Value
P PEAK6 LLC Institution	$10.8M 1.3K contracts
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$6.5M 770.0 contracts
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$3.6M 420.0 contracts
J JANE STREET GROUP, LLC Institution	$2.7M 316.0 contracts
W WOLVERINE TRADING, LLC Institution	$1.2M 144.0 contracts
S Squarepoint Ops LLC Hedge Fund•Quant	$220.1K 26.0 contracts
Walleye Trading LLC RIA/Wealth	- - contracts

Put Positions

Institution	Position Value
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$8.9M 1.1K contracts
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$4.1M 479.0 contracts
W WOLVERINE TRADING, LLC Institution	$1.9M 219.0 contracts
P PEAK6 LLC Institution	$1.7M 196.0 contracts
Walleye Trading LLC RIA/Wealth	$1.2M 144.0 contracts
J JANE STREET GROUP, LLC Institution	$787.2K 93.0 contracts
S Squarepoint Ops LLC Hedge Fund•Quant	$330.1K 39.0 contracts

Most Committed Institutions

Institutions with AX as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
S SHAKER INVESTMENTS LLC/OH Hedge Fund•Long/Short	Edward Paul Hemmelgarn President	13.54% $33.8M	0.71% 399.7K shares	Q4 2013 Held for 11y 11m	$249.9M
Ategra Capital Management, LLC Hedge Fund•Sector	Jacques [Nmn] Rebibo Chairman	8.44% $11.9M	0.25% 140.3K shares	Q1 2022 Held for 3y 8m	$140.8M
PMC FIG Opportunities LLC Real Assets	John Charles Finch CEO	5.37% $3.4M	0.07% 39.6K shares	Q2 2025 Held for 5 months	$62.5M
KESTREL INVESTMENT MANAGEMENT CORP Hedge Fund•Event Driven	David J. Steirman President	4.74% $8.4M	0.18% 99.4K shares	Q2 2023 Held for 2y 5m	$177.4M
D Davis Asset Management, L.P. Institution	-	4.54% $123.4M	2.57% 1.5M shares	Q3 2022 Held for 3y 2m	$2.7B
Orchard Capital Managment, LLC RIA/Wealth	Blake Elliott Harper Managing Partner	4.36% $3.3M	0.07% 39.0K shares	Q4 2020 Held for 4y 11m	$75.8M
Militia Capital Partners, LP Hedge Fund•Long/Short	-	3.80% $7.4M	0.16% 88.0K shares	Q4 2024 Held for 11 months	$195.8M
S Stieven Capital Advisors, L.P. Hedge Fund•Long/Short	Joseph Albert Stieven Managing Partner	3.78% $20.1M	0.42% 237.0K shares	Q4 2015 Held for 9y 11m	$530.5M
Gator Capital Management, LLC Hedge Fund•Long/Short	Derek Steven Pilecki CIO	3.34% $13.0M	0.27% 154.1K shares	Q4 2021 Held for 3y 11m	$390.0M
Pembroke Management, LTD Long Only Manager	Nicolas Gilles Chevalier CEO	2.20% $22.1M	0.46% 261.5K shares	Q1 2019 Held for 6y 8m	$1.0B

Hedge Fund Spotlight

Discover hedge funds investing in AX

SHAKER INVESTMENTS LLC/OH

Hedge Fund • Long/Short

Portfolio ManagerEdward Paul Hemmelgarn

Portfolio Value: $249.9M
Positions: 97
Last Reported: Q3 2025

Sector Allocation

Position in Axos Financial

Market Value: $33.8M
Shares Held: 399.7K
Portfolio Weight: 13.54%
Owned Since: 2013-Q4

Top Holding	Sector	Market Value	Weight
1 Axos Financial AX	Banks - Regional Financial Services	$33.8M	13.54%
2 Broadcom Inc. AVGO	Semiconductors Technology	$12.3M	4.92%
3 Nvidia NVDA	Semiconductors Technology	$12.3M	4.92%