NewtekOne, Inc.

NEWT and NEWTG and NEWTH and NEWTL and NEWTZ • NASDAQ

NewtekOne, Inc. is a asset management company in the financial services sector on NASDAQ, led by Barry Sloane, with a market cap of $344.3M. As of Q3 2025, 42% of shares are held by 132 institutional investors, with BlackRock, Inc. as the largest holder at 7.36%.

Chairman, Chief Executive Officer and PresidentBarry Sloane

Market Cap$344.3M

Asset Management

Financial Services

Employees528.0

Websitenewtekone.com

Country

United States of America

Overview

Overview of institutional ownership in NEWT and NEWTG and NEWTH and NEWTL and NEWTZ as of Q3 2025 with a market cap of $327.8M

All Institutions

Institutions: 132
Value Held: $138.1M
Shares Held: 12.1M
Avg Position: $1.0M
Median Position: $224.5K

Hedge Funds

Hedge Funds: 16
Value Held: $20.8M
Shares Held: 1.8M
Avg Position: $1.3M
Median Position: $515.0K

Ownership Breakdown

Institutional (non-HF)

35.77%

$117.3M

Hedge Funds

6.36%

$20.8M

Retail & Other

57.87%

$189.7M

Based on market cap of $327.8M as of Q3 2025. Institutional (non-HF) excludes hedge funds to avoid double counting.

Biggest Investors

Institutions with the largest positions in NEWT and NEWTG and NEWTH and NEWTL and NEWTZ as of Q3 2025

Institution	Key People	Position Value	Ownership	Owned Since	Total AUM (Long)
B BlackRock, Inc. Institution	-	$24.1M 0.00% of portfolio	7.36% 2.1M shares	Q2 2023 Held for 2y 5m	$5.67T
VANGUARD GROUP INC Institution	Salim Ramji CEO	$16.7M 0.00% of portfolio	5.10% 1.5M shares	Q2 2023 Held for 2y 5m	$6.69T
GEODE CAPITAL MANAGEMENT LLC ETF Provider	David Kenneth Lane CEO	$7.2M 0.00% of portfolio	2.19% 627.7K shares	Q4 2020 Held for 4y 11m	$1.57T
AQR CAPITAL MANAGEMENT LLC Hedge Fund•Multi-Strategy	David Gary Kabiller Founder	$6.6M 0.00% of portfolio	2.02% 577.0K shares	Q2 2024 Held for 1y 5m	$156.17B
Marshall Wace LLP Institution	Diana Lj Harrison President	$6.4M 0.01% of portfolio	1.95% 557.5K shares	Q3 2021 Held for 4y 2m	$90.3B
STATE STREET CORP Institution	Ronald P. O'Hanley CEO	$5.9M 0.00% of portfolio	1.79% 512.1K shares	Q2 2023 Held for 2y 5m	$2.88T
N North Reef Capital Management LP Hedge Fund•Long/Short	Daniel Mariano Locasto COO	$4.4M 0.21% of portfolio	1.35% 386.9K shares	Q3 2025 Held for 2 months	$2.1B
R ROYCE & ASSOCIATES LLC Institution	-	$3.9M 0.04% of portfolio	1.18% 337.5K shares	Q4 2021 Held for 3y 11m	$10.0B
D D. E. Shaw & Co., Inc. Institution	-	$3.3M 0.00% of portfolio	1.00% 287.0K shares	Q2 2024 Held for 1y 5m	$115.81B
Bank of New York Mellon Corp Institution	Robin Vince CEO	$3.1M 0.00% of portfolio	0.95% 273.1K shares	Q2 2023 Held for 2y 5m	$556.34B

Net Capital Flow

Institutional buying and selling activity for NEWT and NEWTG and NEWTH and NEWTL and NEWTZ in Q3 2025

Traded: +$2.6M
Buyers: 66
Sellers: 57
Total Bought: +$16.7M
Total Sold: −$14.0M
Avg Position: $959.0K

Biggest Buyers

Institution	Net Bought	Current Position
N North Reef Capital Management LP Hedge Fund•Long/Short	+$4.4M +386.9K shares	$4.4M 386.9K shares
AQR CAPITAL MANAGEMENT LLC Hedge Fund•Multi-Strategy	+$2.5M +221.1K shares	$6.6M 577.0K shares
TWO SIGMA INVESTMENTS LLC Hedge Fund•Multi-Strategy	+$1.3M +115.4K shares	$2.6M 223.6K shares
N Nuveen, LLC Institution	+$975.1K +85.2K shares	$1.6M 136.9K shares
D D. E. Shaw & Co., Inc. Institution	+$956.4K +83.5K shares	$3.3M 287.0K shares
B BlackRock, Inc. Institution	+$795.3K +69.5K shares	$24.1M 2.1M shares
Creative Planning RIA/Wealth	+$515.7K +45.0K shares	$515.7K 45.0K shares
TWO SIGMA ADVISERS, LLC Hedge Fund•Multi-Strategy	+$446.6K +39.0K shares	$605.7K 52.9K shares
IEQ CAPITAL, LLC RIA/Wealth	+$411.6K +35.9K shares	$700.8K 61.2K shares
Quantinno Capital Management LP Hedge Fund•Market Neutral	+$321.0K +28.0K shares	$508.7K 44.4K shares

Biggest Sellers

Institution	Net Sold	Current Position
UBS Group AG Institution	−$1.8M −159.2K shares	$527.5K 46.1K shares
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	−$1.2M −103.5K shares	$1.3M 114.3K shares
TUDOR INVESTMENT CORP ET AL Hedge Fund•Multi-Strategy	−$1.0M −90.8K shares	$215.1K 18.8K shares
MILLENNIUM MANAGEMENT LLC Hedge Fund•Multi-Strategy	−$913.1K −79.7K shares	$1.0M 89.2K shares
Marshall Wace LLP Institution	−$755.8K −66.0K shares	$6.4M 557.5K shares
GOLDMAN SACHS GROUP INC Institution	−$669.9K −58.5K shares	$2.9M 250.4K shares
GSA CAPITAL PARTNERS LLP Hedge Fund•Quant	−$650.8K −57.7K shares	Sold Off 0 shares
D Dynamic Technology Lab Private Ltd Institution	−$630.9K −55.9K shares	Sold Off 0 shares
Magnetar Financial LLC Hedge Fund•Multi-Strategy	−$609.6K −54.0K shares	Sold Off 0 shares
PRUDENTIAL FINANCIAL INC Institution	−$466.0K −40.7K shares	$2.0M 171.5K shares

Entry and Exit Activity

Institutions that initiated new positions or completely exited NEWT and NEWTG and NEWTH and NEWTL and NEWTZ in Q3 2025

New Positions: 9
New Value: $5.3M
Exited Positions: 12
Exited Value: $4.2M

New Positions

Institution	Position Value
N North Reef Capital Management LP Hedge Fund•Long/Short	$4.4M 386.9K shares
R Squared Ltd Private Equity	$225.1K 19.7K shares
MERCER GLOBAL ADVISORS INC /ADV RIA/Wealth	$191.3K 16.7K shares
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC RIA/Wealth	$149.7K 13.4K shares
Mariner Wealth Advisors, LLC RIA/Wealth	$145.0K 12.7K shares
HPM Partners LLC RIA/Wealth	$133.0K 11.6K shares
Union Bankshares Corp Institution	$13.7K 1.2K shares
O Optiver Holding B.V. Institution	$5.2K 450.0 shares
Point72 Europe LLP Digital Asset Manager	$240.0 21.0 shares

Exited Positions

Institution	Previous Position
GSA CAPITAL PARTNERS LLP Hedge Fund•Quant	$650.8K 57.7K shares
D Dynamic Technology Lab Private Ltd Institution	$630.9K 55.9K shares
Magnetar Financial LLC Hedge Fund•Multi-Strategy	$609.6K 54.0K shares
Q Qube Research & Technologies Ltd Institution	$465.6K 41.3K shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$346.8K 30.7K shares
A ALPS ADVISORS INC ETF Provider	$344.4K 30.5K shares
C Corton Capital Inc. Institution	$319.3K 28.3K shares
P Petrus Trust Company, LTA Institution	$317.2K 28.1K shares
ALGERT COLDIRON INVESTORS LLC Hedge Fund•Quant	$291.5K 25.8K shares
Y Y-Intercept Ltd Institution	$147.6K 13.1K shares

Options Activity

Institutions with the largest Call and Put options positions in NEWT and NEWTG and NEWTH and NEWTL and NEWTZ as of Q3 2025

Call Positions: 2
Call Value: $793.5K
Put Positions: 0
Put Value: -

Call Positions

Institution	Position Value
CITADEL ADVISORS LLC Hedge Fund•Multi-Strategy	$415.6K 363.0 contracts
SUSQUEHANNA INTERNATIONAL GROUP, LLP Private Equity	$377.9K 330.0 contracts

Put Positions

Institution	Position Value
No put positions found

Most Committed Institutions

Institutions with NEWT and NEWTG and NEWTH and NEWTL and NEWTZ as the highest % of their portfolio as of Q3 2025

Institution	Key People	Portfolio Weight	Ownership	Owned Since	Total AUM (Long)
COMMONS CAPITAL, LLC RIA/Wealth	Jonathan David Straus Founder	0.54% $809.0K	0.25% 70.7K shares	Q2 2025 Held for 5 months	$148.8M
BARRETT & COMPANY, INC. RIA/Wealth	Wilson Gordon Ii Saville President	0.51% $1.5M	0.45% 129.4K shares	Q3 2022 Held for 3y 2m	$289.8M
BARD ASSOCIATES INC RIA/Wealth	Timothy Bard Johnson Founder	0.37% $1.4M	0.42% 121.6K shares	Q4 2014 Held for 10y 11m	$376.6M
1 1620 INVESTMENT ADVISORS, INC. RIA/Wealth	Todd Adams Johnston President	0.26% $384.6K	0.12% 33.6K shares	Q2 2024 Held for 1y 5m	$146.8M
Ridgewood Investments LLC RIA/Wealth	Kaushal Bhupendra Majmudar President	0.25% $601.0K	0.18% 52.5K shares	Q1 2023 Held for 2y 8m	$237.0M
N North Reef Capital Management LP Hedge Fund•Long/Short	Daniel Mariano Locasto COO	0.21% $4.4M	1.35% 386.9K shares	Q3 2025 Held for 2 months	$2.1B
R Squared Ltd Private Equity	-	0.10% $225.1K	0.07% 19.7K shares	Q3 2025 Held for 2 months	$232.5M
B BEACON INVESTMENT ADVISORS LLC RIA/Wealth	Eric Joseph Kleinschmidt CCO	0.08% $185.3K	0.06% 16.2K shares	Q4 2022 Held for 2y 11m	$245.3M
Founders Financial Alliance, LLC RIA/Wealth	Tommy Wayne Porter Managing Partner	0.07% $345.2K	0.11% 30.2K shares	Q3 2020 Held for 5y 2m	$530.1M
AVENIR CORP Long Only Manager	Charles Green Mackall Chairman	0.05% $467.2K	0.14% 40.8K shares	Q1 2021 Held for 4y 8m	$960.1M

Hedge Fund Spotlight

Discover hedge funds investing in NEWT and NEWTG and NEWTH and NEWTL and NEWTZ

ExodusPoint Capital Management, LP

Hedge Fund • Multi-Strategy

Portfolio ManagerMichael Robert Gelband

Portfolio Value: $7.1B
Positions: 1,351
Last Reported: Q3 2025

Sector Allocation

Position in NewtekOne, Inc.

NEWT and NEWTG and NEWTH and NEWTL and NEWTZ

Market Value: $3.0M
Shares Held: 251.6K
Portfolio Weight: 0.05%
Owned Since: 2020-Q1

Top Holding	Sector	Market Value	Weight
1 Apple AAPL	Consumer Electronics Technology	$306.1M	4.29%
2 Ameren AEE	Regulated Electric Utilities	$103.0M	1.44%
3 Nvidia NVDA	Semiconductors Technology	$79.9M	1.12%